13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 1,597 holding rows worth $11,413,760,000.
- Accession
- 0001085146-21-001676
- Filer
- CIK 1084580
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,597 entries on the cover page, a total value of $11,413,760,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,413,760,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 144,343 | $730,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 712,266 | $727,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,897 | $723,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 25,760 | $722,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 31,818 | $720,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 10,972 | $719,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,100 | $717,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 13,812 | $717,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 13,000 | $717,000 | thousands by filing date | put |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 23,500 | $715,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 26,471 | $710,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,000 | $706,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 10,000 | $706,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 10,000 | $702,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 112,700 | $700,000 | thousands by filing date | put |
| VIATRIS INC COM | 92556V106 | Stock | 50,000 | $699,000 | thousands by filing date | put |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 70,000 | $698,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,330 | $697,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 49,803 | $696,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 66,600 | $696,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 23,900 | $694,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,329 | $693,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 20,000 | $693,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 16,133 | $692,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,000 | $688,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 1,710 | $686,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 18,132 | $683,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 69,732 | $683,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,068 | $680,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,000 | $679,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 5,000 | $679,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,023 | $676,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 8,500 | $674,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 31,175 | $672,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 27,000 | $670,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 30,000 | $670,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 69,100 | $665,000 | thousands by filing date | call |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 67,562 | $661,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 47,100 | $658,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 153,100 | $658,000 | thousands by filing date | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 12,600 | $657,000 | thousands by filing date | put |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 12,600 | $657,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 6,332 | $655,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 6,700 | $654,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $652,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 150,000 | $651,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,061 | $650,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 7,900 | $648,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 10,240 | $648,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 30,000 | $647,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,161 | $646,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 43,631 | $646,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,000 | $645,000 | thousands by filing date | call |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 20,404 | $644,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 64,800 | $642,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 6,966 | $641,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 17,490 | $639,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 12,642 | $636,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 34,086 | $632,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 22,300 | $625,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 50,000 | $624,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 30,300 | $621,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,867 | $621,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,994 | $621,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 33,911 | $621,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 59,748 | $620,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 13,000 | $617,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 26,200 | $613,000 | thousands by filing date | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 15,000 | $612,000 | thousands by filing date | put |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 21,000 | $609,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $608,000 | thousands by filing date | call |
| VAXART INC NEW | 92243A200 | COM | 100,000 | $605,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 2,839 | $601,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 493,833 | $598,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 80,000 | $598,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,643 | $592,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,000 | $590,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 12,728 | $587,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 6,252 | $586,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 50,000 | $586,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 18,500 | $586,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,000 | $585,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 15,000 | $585,000 | thousands by filing date | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 13,000 | $584,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,000 | $583,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 35,000 | $581,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,069 | $579,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 50,000 | $578,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,149 | $577,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,599 | $577,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,144 | $572,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 514 | $569,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,004 | $569,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,609 | $567,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,814 | $561,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,128 | $561,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,110 | $557,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 16,000 | $556,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 5,408 | $555,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 57,700 | $553,000 | thousands by filing date | call |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $552,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,546 | $550,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,133 | $543,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,349 | $542,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 15,036 | $541,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 53,623 | $540,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,005 | $539,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,723 | $538,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,661 | $535,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 16,024 | $528,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 25,637 | $528,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,079 | $524,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 25,100 | $519,000 | thousands by filing date | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 22,146 | $516,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 771 | $515,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 28,800 | $512,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 30,698 | $510,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,000 | $510,000 | thousands by filing date | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 9,750 | $509,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,608 | $506,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 50,000 | $505,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 12,007 | $504,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 36,300 | $499,000 | thousands by filing date | call |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 49,750 | $497,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,515 | $496,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 50,000 | $496,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 50,000 | $496,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,324 | $495,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 50,000 | $495,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,931 | $493,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 26,800 | $493,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 50,000 | $493,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 29,299 | $491,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 17,500 | $490,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,588 | $489,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 20,154 | $489,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,600 | $488,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,621 | $487,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,430 | $486,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,799 | $481,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 8,531 | $481,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,000 | $479,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 44,923 | $471,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50,300 | $467,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 11,900 | $465,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 49,000 | $464,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 11,369 | $462,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 8,318 | $459,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,108 | $457,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,066 | $455,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,802 | $455,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 104,921 | $455,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 49,500 | $448,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 340,000 | $447,000 | thousands by filing date | principal |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,000 | $444,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,346 | $442,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 417,000 | $441,000 | thousands by filing date | principal |
| CF FIN ACQUISITION CORP III | 12529D116 | *W EXP 09/30/202 | 314,449 | $440,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 44,164 | $437,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 7,077 | $436,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 16,800 | $427,000 | thousands by filing date | call |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 8,700 | $425,000 | thousands by filing date | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $425,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,000 | $424,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 19,400 | $418,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 13,697 | $418,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 47,500 | $418,000 | thousands by filing date | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 20,165 | $417,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,126 | $411,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 21,750 | $411,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 41,183 | $410,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 41,089 | $408,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,830 | $403,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,900 | $403,000 | thousands by filing date | call |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 25,016 | $402,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 5,000 | $402,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 64,300 | $401,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W204 | UNIT 06/15/2027 | 40,000 | $400,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 40,000 | $399,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,600 | $398,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 17,250 | $396,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,368 | $395,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 40,000 | $395,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R113 | W EXP 08/24/202 | 100,000 | $395,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 5,906 | $391,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 39,000 | $390,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,922 | $385,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,152 | $384,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 25,099 | $382,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,098 | $381,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 14,534 | $379,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,062 | $379,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 6,915 | $373,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 13,100 | $371,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,981 | $370,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 987 | $365,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,700 | $363,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 20,163 | $359,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 303,242 | $358,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 57,644 | $358,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,927 | $357,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 66,900 | $356,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 3,507 | $355,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 20,000 | $354,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 6,104 | $354,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $350,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 39,800 | $350,000 | thousands by filing date | call |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 35,000 | $350,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 35,127 | $347,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,938 | $342,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 4,272 | $342,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 159,228 | $341,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,131 | $339,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 18,600 | $336,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 21,409 | $336,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $335,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,900 | $334,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 23,665 | $333,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 385,076 | $327,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,728 | $325,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,397 | $325,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,280 | $324,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,693 | $322,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 33,800 | $322,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 12,000 | $321,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,300 | $321,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 270,000 | $320,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 8,165 | $319,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 5,214 | $312,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 29,000 | $311,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 4,700 | $309,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 25,100 | $306,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 27,000 | $306,000 | thousands by filing date | call |
| SKILLZ INC | 83067L117 | *W EXP 02/26/202 | 40,000 | $306,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 30,000 | $306,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 738 | $305,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 9,061 | $305,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,405 | $304,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 30,362 | $304,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 13,000 | $303,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,000 | $302,000 | thousands by filing date | call |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 30,000 | $301,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 30,400 | $301,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 230,000 | $298,000 | thousands by filing date | principal |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,461 | $296,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,885 | $296,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,936 | $296,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 12,500 | $296,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316107 | COM | 1,210 | $295,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 59,300 | $295,000 | thousands by filing date | call |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 172,500 | $295,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 29,640 | $292,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 243,000 | $289,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 17,000 | $288,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,501 | $288,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,000 | $288,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 2,408 | $286,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,588 | $284,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,924 | $284,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,100 | $283,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,500 | $280,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 24,900 | $278,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 799 | $276,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 276,000 | $274,000 | thousands by filing date | principal |
| CENCORA INC COM | 03073E105 | Stock | 2,300 | $272,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,000 | $271,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,107 | $271,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $271,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,032 | $269,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 125,000 | $269,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,400 | $268,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,000 | $267,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,000 | $267,000 | thousands by filing date | call |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 122,571 | $267,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 10,000 | $265,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 5,048 | $263,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 700 | $262,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,197 | $262,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 39,113 | $261,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 13,000 | $261,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 9,092 | $261,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 24,400 | $260,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 29,503 | $259,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 218,000 | $259,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,076 | $257,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 23,662 | $256,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,021 | $254,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,000 | $254,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 26,500 | $254,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 120,000 | $254,000 | thousands by filing date | principal |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,000 | $254,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,704 | $253,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 9,008 | $253,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,414 | $253,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 25,000 | $253,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 25,500 | $252,000 | thousands by filing date | call |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 25,000 | $252,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,103 | $251,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 934 | $250,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 200,000 | $248,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 20,000 | $246,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,115 | $245,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,162 | $245,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 18,592 | $244,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,400 | $243,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,568 | $242,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 25,400 | $241,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 9,833 | $239,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 169,287 | $237,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 21,900 | $234,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,808 | $234,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,907 | $234,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,450 | $233,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,200 | $233,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 230,493 | $233,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,054 | $229,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 492 | $228,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,029 | $228,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 9,092 | $228,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,978 | $227,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 2,992 | $227,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,809 | $226,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 8,500 | $225,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 25,700 | $224,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 1,887 | $223,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,536 | $223,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 3,499 | $223,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 4,946 | $222,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,761 | $222,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 3,300 | $222,000 | thousands by filing date | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,800 | $221,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 33,600 | $221,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 2,724 | $218,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,100 | $218,000 | thousands by filing date | call |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 21,900 | $218,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,700 | $217,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,500 | $217,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 58,100 | $217,000 | thousands by filing date | call |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 6,200 | $216,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 8,000 | $216,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $215,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,410 | $215,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,868 | $214,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 149,164 | $213,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 144 | $212,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 4,600 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,400 | $210,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 781 | $209,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,486 | $209,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $209,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,602 | $208,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 64,356 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $206,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 11,456 | $205,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,063 | $205,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,665 | $204,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 129,000 | $204,000 | thousands by filing date | principal |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 245,265 | $204,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,798 | $203,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 16,000 | $203,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 15,436 | $201,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 190,871 | $200,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 22,828 | $199,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 20,000 | $199,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,400 | $198,000 | thousands by filing date | call |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $198,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 51,000 | $198,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 50,000 | $196,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 150,000 | $195,000 | thousands by filing date | principal |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $194,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 12,794 | $193,000 | thousands by filing date | |
| ONE | G7000X121 | *W EXP 08/17/202 | 72,500 | $193,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 13,300 | $188,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,000 | $186,000 | thousands by filing date | call |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 122,993 | $184,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,000 | $181,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $179,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 7,500 | $178,000 | thousands by filing date | put |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 15,000 | $177,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 120,000 | $177,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 51,000 | $175,000 | thousands by filing date | principal |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 40,000 | $172,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T118 | *W EXP 99/99/999 | 85,000 | $172,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 6,572 | $170,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 47,628 | $169,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 40,000 | $168,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,000 | $166,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 91,000 | $166,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 141,000 | $164,000 | thousands by filing date | principal |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 16,000 | $164,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 17,682 | $163,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,833 | $163,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 138,316 | $162,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 27,500 | $160,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 49,235 | $160,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 88,188 | $159,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 18,500 | $158,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 109,216 | $158,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 3,413 | $156,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,900 | $156,000 | thousands by filing date | put |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 13,374 | $156,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $154,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 6,500 | $154,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,382 | $153,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 15,200 | $152,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,909 | $150,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 69,000 | $150,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 149,000 | $149,000 | thousands by filing date | principal |
| STITCH FIX INC | 860897107 | COM CL A | 2,981 | $148,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 12,200 | $147,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,163 | $147,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A107 | *W EXP 11/30/202 | 86,642 | $146,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,763 | $143,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,205 | $142,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 14,092 | $142,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 8,600 | $141,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 2,100 | $141,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 121,000 | $138,000 | thousands by filing date | principal |
| 22ND CENTY GROUP INC | 90137F103 | COM | 41,900 | $138,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 64,000 | $136,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,600 | $135,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 10,000 | $135,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,889 | $134,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 68,900 | $134,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 700 | $133,000 | thousands by filing date | call |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 119,142 | $131,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 7,100 | $130,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 15,000 | $129,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,000 | $127,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 15,753 | $127,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 56,984 | $125,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 5,710 | $123,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 4,700 | $120,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,000 | $117,000 | thousands by filing date | call |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 100,300 | $116,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $112,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 102,920 | $111,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 13,554 | $108,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 117,818 | $107,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 25,000 | $106,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 25,000 | $106,000 | thousands by filing date | put |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 50,000 | $103,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 24,100 | $102,000 | thousands by filing date | call |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 11,800 | $101,000 | thousands by filing date | call |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $101,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 98,873 | $99,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 9,993 | $98,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,000 | $98,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,700 | $96,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 527 | $96,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 43,428 | $96,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,000 | $95,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 70,000 | $93,000 | thousands by filing date | principal |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 87,177 | $93,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 73,842 | $92,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 5,556 | $91,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 98,551 | $89,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $86,000 | thousands by filing date | principal |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 16,000 | $84,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,300 | $84,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 27,800 | $81,000 | thousands by filing date | call |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $81,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,481 | $80,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,000 | $79,000 | thousands by filing date | put |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 8,800 | $79,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 660 | $78,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 15,600 | $78,000 | thousands by filing date | put |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 49,000 | $76,000 | thousands by filing date | principal |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 35,000 | $75,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 25,400 | $74,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 59,000 | $74,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,300 | $70,000 | thousands by filing date | put |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 30,000 | $69,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 600 | $69,000 | thousands by filing date | put |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 40,000 | $69,000 | thousands by filing date | principal |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 26,600 | $69,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 50,000 | $68,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 861 | $67,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 7,500 | $67,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 24,000 | $67,000 | thousands by filing date | principal |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 59,567 | $66,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 6,430 | $65,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 48,300 | $65,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 50,000 | $65,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 812 | $64,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 15,700 | $64,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 37,800 | $64,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 21,558 | $64,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 4,800 | $63,000 | thousands by filing date | call |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,000 | $63,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083123 | *W EXP 12/27/202 | 44,789 | $63,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 28,900 | $62,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 25,000 | $60,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $59,000 | thousands by filing date | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,852 | $58,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 45,500 | $58,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 32,400 | $58,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 50,000 | $58,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T113 | *W EXP 11/30/202 | 38,000 | $58,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001676 | this filing | 2021-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003526 | base | 2023-09-21 | acceptance time not in the bulk data set |