13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-04, with 530 holding rows worth $1,454,717,000.
- Accession
- 0001085146-21-001440
- Filer
- CIK 48966
- Filed
- 2021-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 547 entries on the cover page, a total value of $1,454,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,454,717,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EDITAS MEDICINE INC | 28106W103 | COM | 24,200 | $7,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,000 | $7,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,000 | $7,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 90,200 | $7,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 92,200 | $7,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,000 | $6,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,900 | $6,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 50,000 | $6,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 15,000 | $6,000 | thousands by filing date | call |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 10,000 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 37,800 | $5,000 | thousands by filing date | call |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 25,000 | $5,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 10,000 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 600 | $4,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 174 | $4,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 8,000 | $4,000 | thousands by filing date | put |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 52,000 | $4,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 409,967 | $4,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 71,100 | $4,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,000 | $3,000 | thousands by filing date | call |
| SIO GENE THERAPIES INC | 829399104 | COM | 22,500 | $3,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 20,500 | $2,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 101 | $2,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 37,500 | $2,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,300 | $2,000 | thousands by filing date | call |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 16,700 | $2,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,800 | $1,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 15,000 | $1,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 16,800 | $1,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 10,000 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001440 | this filing | 2021-05-04 | acceptance time not in the bulk data set |