13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-04, with 530 holding rows worth $1,454,717,000.
- Accession
- 0001085146-21-001440
- Filer
- CIK 48966
- Filed
- 2021-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 547 entries on the cover page, a total value of $1,454,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,454,717,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,040,000 | $265,027,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 787,250 | $246,687,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 825,000 | $107,291,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 416,430 | $92,006,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 191,700 | $75,977,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 402,494 | $54,598,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,341,605 | $45,977,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 340,000 | $39,692,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,272,778 | $26,637,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 386,047 | $24,140,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 2,495,573 | $22,560,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 588,238 | $20,106,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 100,400 | $12,938,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 1,070,497 | $10,705,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 881,832 | $10,388,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 1,031,309 | $10,272,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 1,000,000 | $9,960,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 978,759 | $8,838,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 890,804 | $8,837,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 200,300 | $8,232,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 451,821 | $7,907,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 20,310 | $7,703,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 754,527 | $7,621,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 750,000 | $7,500,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 391,943 | $7,173,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 673,440 | $6,674,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 401,376 | $5,981,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 166,942 | $5,878,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 139,705 | $5,400,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,000,000 | $5,220,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 522,042 | $5,043,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 548,700 | $4,653,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 408,125 | $4,264,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 375,000 | $3,694,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 150,000 | $3,647,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,029,560 | $3,531,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,324 | $3,482,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 198,955 | $3,307,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 43,796 | $3,277,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 20,554 | $3,143,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 305,697 | $3,088,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 300,000 | $2,907,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 288,189 | $2,851,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 280,000 | $2,741,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 260,000 | $2,560,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 254,892 | $2,526,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 250,000 | $2,500,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 250,000 | $2,490,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 249,975 | $2,487,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 250,000 | $2,483,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 300,000 | $2,473,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 250,500 | $2,430,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 242,604 | $2,392,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 100,000 | $2,382,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 241,533 | $2,363,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 225,000 | $2,257,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 225,109 | $2,244,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 178,803 | $2,198,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8,274 | $2,184,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 81,261 | $2,170,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 212,200 | $2,122,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 100,000 | $2,119,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 214,588 | $2,116,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 200,000 | $2,020,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 373,100 | $2,012,000 | thousands by filing date | call |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 200,000 | $2,001,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 200,000 | $1,998,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 200,000 | $1,998,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R106 | CL A | 202,022 | $1,992,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 200,000 | $1,990,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 200,000 | $1,990,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 200,000 | $1,990,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 199,600 | $1,978,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 199,960 | $1,977,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 200,000 | $1,970,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 200,000 | $1,956,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 191,450 | $1,955,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 200,000 | $1,954,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 201,538 | $1,945,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 39,300 | $1,916,000 | thousands by filing date | call |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 191,500 | $1,906,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 285,696 | $1,888,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 288,200 | $1,879,000 | thousands by filing date | call |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 191,000 | $1,874,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 112,870 | $1,835,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 336,686 | $1,786,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 150,000 | $1,785,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 102,100 | $1,751,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 11,800 | $1,748,000 | thousands by filing date | call |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 175,000 | $1,733,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 75,041 | $1,706,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 175,000 | $1,706,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 175,324 | $1,695,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,964 | $1,675,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,364 | $1,667,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 486,717 | $1,621,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392114 | *W EXP 10/05/202 | 697,500 | $1,583,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 158,837 | $1,560,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 150,000 | $1,523,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 152,851 | $1,513,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 150,000 | $1,493,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 76,500 | $1,457,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 25,000 | $1,457,000 | thousands by filing date | put |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 80,885 | $1,452,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 50,400 | $1,421,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 264,895 | $1,412,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 26,600 | $1,410,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 138,896 | $1,396,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 142,000 | $1,394,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 140,474 | $1,384,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 30,727 | $1,381,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 41,315 | $1,361,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 160,000 | $1,346,000 | thousands by filing date | call |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 131,955 | $1,306,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 14,558 | $1,299,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 70,713 | $1,299,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 128,079 | $1,294,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,571 | $1,283,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 199,000 | $1,266,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 10,375 | $1,253,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 125,000 | $1,250,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 27,887 | $1,248,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,773 | $1,241,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 76,500 | $1,235,000 | thousands by filing date | put |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 149,000 | $1,232,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 124,166 | $1,229,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 122,481 | $1,211,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 74,323 | $1,194,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 100,800 | $1,149,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,962 | $1,128,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 92,157 | $1,127,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 29,707 | $1,113,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 94,200 | $1,074,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 92,940 | $1,042,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 100,000 | $1,022,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 26,022 | $1,017,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 93,400 | $995,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 100,000 | $994,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 28,500 | $993,000 | thousands by filing date | put |
| TRITERRAS INC | G9103H102 | COM CL A | 144,095 | $991,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 100,000 | $973,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 100,000 | $968,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 94,746 | $948,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 95,099 | $944,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 87,900 | $922,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 91,365 | $915,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 16,417 | $902,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,867 | $846,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 85,956 | $831,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M129 | UNIT 99/99/9999 | 84,653 | $826,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 82,063 | $821,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 6,322 | $801,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,721 | $780,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,181 | $769,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 76,328 | $757,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 75,200 | $750,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 43,510 | $740,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 71,067 | $702,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 72,412 | $702,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 137,300 | $698,000 | thousands by filing date | call |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 58,034 | $692,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 50,000 | $685,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 150,300 | $674,000 | thousands by filing date | put |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 67,082 | $671,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 50,000 | $669,000 | thousands by filing date | call |
| SCIPLAY CORPORATION | 809087109 | CL A | 40,516 | $656,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 16,107 | $654,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 65,296 | $652,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C101 | CL A SHS | 65,099 | $631,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 61,208 | $611,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 59,952 | $607,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 177,700 | $588,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 28,402 | $587,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 25,000 | $580,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740110 | *W EXP 12/01/202 | 293,745 | $576,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 541,943 | $564,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 25,892 | $562,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 54,901 | $559,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 752,216 | $557,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 501,820 | $552,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 25,000 | $550,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,975 | $544,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 732,700 | $540,000 | thousands by filing date | put |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 372,628 | $533,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 94,200 | $526,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941B106 | COM CL A | 273,300 | $510,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 10,500 | $500,000 | thousands by filing date | call |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 554,698 | $499,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 50,000 | $497,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 25,000 | $492,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 50,000 | $490,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751111 | *W EXP 09/21/202 | 167,525 | $487,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 523,030 | $471,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 47,009 | $464,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 1,340,298 | $455,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 209,800 | $448,000 | thousands by filing date | put |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 364,391 | $434,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 42,647 | $423,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 48,500 | $422,000 | thousands by filing date | put |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 21,383 | $422,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 41,279 | $410,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 29,600 | $409,000 | thousands by filing date | put |
| ROOT INC | 77664L108 | COMMON STOCK | 32,100 | $409,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 528,141 | $400,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 40,105 | $399,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,201 | $395,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 113,800 | $395,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 50,000 | $394,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A204 | UNIT 01/12/2026 | 39,611 | $394,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 38,835 | $389,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 38,843 | $376,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 21,035 | $374,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50,600 | $372,000 | thousands by filing date | put |
| AJAX I | G0190X100 | COM | 35,822 | $368,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 37,066 | $368,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 8,109 | $364,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L111 | UNIT 03/02/2026 | 33,700 | $349,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 32,871 | $347,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F109 | CL A SHS | 35,600 | $346,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,537 | $344,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 5,714 | $343,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 34,702 | $343,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 188,100 | $342,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 21,100 | $341,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448110 | *W EXP 03/10/202 | 202,843 | $337,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 33,304 | $327,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 354,730 | $319,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 7,081 | $318,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 13,967 | $316,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 7,513 | $313,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 3,039 | $309,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 95,000 | $296,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 30,227 | $295,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 160,300 | $291,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 369,500 | $285,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,379 | $280,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 126,166 | $279,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 27,300 | $278,000 | thousands by filing date | call |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 196,889 | $274,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 86,587 | $273,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 20,776 | $270,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 25,000 | $268,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 268,222 | $268,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 11,031 | $267,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 26,169 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 134,300 | $258,000 | thousands by filing date | call |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 25,000 | $255,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 7,602 | $253,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 25,000 | $251,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 25,500 | $247,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 24,397 | $243,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 24,065 | $239,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 10,311 | $237,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 34,900 | $236,000 | thousands by filing date | put |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 23,648 | $235,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 109,483 | $234,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 17,820 | $233,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 23,212 | $232,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 203,101 | $230,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 205,200 | $229,000 | thousands by filing date | put |
| AON PLC SHS CL A | G0403H108 | Stock | 981 | $226,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 50,000 | $223,000 | thousands by filing date | put |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 22,306 | $221,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 138,900 | $219,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 7,097 | $217,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 15,900 | $210,000 | thousands by filing date | put |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 20,779 | $208,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 192,497 | $208,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,500 | $204,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 82,500 | $200,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,139 | $200,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 45,000 | $199,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 49,400 | $195,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 7,500 | $194,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 150,000 | $190,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 1,497 | $190,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,200 | $189,000 | thousands by filing date | put |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 198,514 | $189,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 18,250 | $180,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 113,600 | $175,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,000 | $170,000 | thousands by filing date | call |
| RICE ACQUISITION CORP | 762594117 | *W EXP 10/26/202 | 114,651 | $170,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,400 | $169,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 209,500 | $168,000 | thousands by filing date | call |
| SEAGEN INC | 81181C104 | COM | 10,000 | $168,000 | thousands by filing date | call |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 16,970 | $167,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 138,500 | $162,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 99,400 | $162,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 30,000 | $157,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,000 | $153,000 | thousands by filing date | put |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 121,237 | $153,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 100,000 | $150,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 7,500 | $148,000 | thousands by filing date | put |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 14,204 | $146,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 138,080 | $145,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 13,992 | $139,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 20,900 | $137,000 | thousands by filing date | call |
| CONX Corp | 212873111 | Warrant | 111,555 | $137,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 40,000 | $137,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 258,266 | $137,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,900 | $136,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,303 | $130,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 15,800 | $129,000 | thousands by filing date | call |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 121,016 | $129,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 13,200 | $127,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 3,500 | $126,000 | thousands by filing date | put |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 40,000 | $126,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 30,000 | $124,000 | thousands by filing date | put |
| NUVATION BIO INC | 67080N119 | WARR | 46,554 | $124,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 163,798 | $124,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 44,500 | $123,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 11,934 | $122,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 94,900 | $113,000 | thousands by filing date | call |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 4,813 | $113,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 14,875 | $111,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 84,000 | $110,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 10,000 | $110,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 7,479 | $109,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 139,600 | $108,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 3,500 | $104,000 | thousands by filing date | call |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 10,242 | $102,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 160,600 | $101,000 | thousands by filing date | call |
| VY GLOBAL GROWTH | G9444H100 | CMN | 10,000 | $101,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,000 | $99,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 74,900 | $99,000 | thousands by filing date | put |
| CHP MERGER CORP | 12558Y106 | COM CL A | 10,000 | $99,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 10,000 | $97,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 32,100 | $96,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 22,500 | $95,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 93,900 | $93,000 | thousands by filing date | call |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 157,504 | $90,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 17,800 | $89,000 | thousands by filing date | call |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 142,711 | $88,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 80,257 | $88,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302118 | *W EXP 08/18/202 | 55,280 | $88,000 | thousands by filing date | |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 51,362 | $87,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 100,000 | $85,000 | thousands by filing date | put |
| BIO-TECHNE CORP | 09073M104 | COM | 10,000 | $82,000 | thousands by filing date | put |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 68,152 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 160,000 | $81,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 99,800 | $80,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 37,500 | $79,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 763,100 | $79,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 39,500 | $77,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 6,500 | $77,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 106,900 | $77,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 2,162 | $75,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 677,400 | $75,000 | thousands by filing date | call |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 106,746 | $75,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 45,000 | $74,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 24,400 | $74,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 25,000 | $73,000 | thousands by filing date | put |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 116,466 | $73,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 76,700 | $73,000 | thousands by filing date | put |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 39,800 | $72,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,200 | $71,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 11,233 | $68,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 25,000 | $68,000 | thousands by filing date | call |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 96,286 | $68,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 4,775 | $67,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 35,000 | $66,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 73,000 | $64,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50,000 | $63,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 45,000 | $63,000 | thousands by filing date | put |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 56,934 | $63,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 125,000 | $63,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 59,090 | $63,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 250,000 | $63,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 10,900 | $61,000 | thousands by filing date | call |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 102,122 | $61,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 25,000 | $61,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 8,300 | $60,000 | thousands by filing date | call |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 47,922 | $60,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 41,122 | $60,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,100 | $59,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,100 | $59,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 8,800 | $59,000 | thousands by filing date | put |
| SIO GENE THERAPIES INC | 829399104 | COM | 22,500 | $59,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 85,585 | $58,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 7,500 | $56,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 150,000 | $53,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 41,800 | $53,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,000 | $52,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 117,300 | $51,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 11,100 | $51,000 | thousands by filing date | call |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 74,373 | $51,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,055 | $49,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 10,284 | $49,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 121,400 | $48,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 48,500 | $48,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 13,100 | $47,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,000 | $47,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 30,000 | $47,000 | thousands by filing date | call |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 30,000 | $47,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 16,400 | $46,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 168,700 | $46,000 | thousands by filing date | call |
| Goal Acquisitions Corp | 38021H115 | Warrant | 100,600 | $44,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 58,266 | $44,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 61,818 | $44,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 70,300 | $44,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 49,167 | $43,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 22,500 | $43,000 | thousands by filing date | put |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 55,000 | $43,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 101,800 | $43,000 | thousands by filing date | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 7,400 | $42,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 13,500 | $42,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 78,400 | $42,000 | thousands by filing date | call |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 30,572 | $42,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 2,097 | $40,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 46,234 | $40,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 268 | $38,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 28,064 | $38,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 58,027 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,100 | $36,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 20,000 | $35,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 49,500 | $35,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 10,000 | $35,000 | thousands by filing date | call |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 23,657 | $35,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 78,675 | $34,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F118 | *W EXP 99/99/999 | 25,000 | $34,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 40,300 | $33,000 | thousands by filing date | call |
| KL ACQUISITION CORP | 49837C117 | WTS | 51,364 | $33,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 21,000 | $32,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 21,100 | $31,000 | thousands by filing date | put |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 29,806 | $31,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 48,855 | $31,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 15,000 | $30,000 | thousands by filing date | call |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 5,166 | $30,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 80,000 | $30,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 29,700 | $30,000 | thousands by filing date | put |
| FG NEW AMER ACQUISITION CORP | 30259V114 | *W EXP 08/31/202 | 19,462 | $30,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,000 | $29,000 | thousands by filing date | put |
| HUMANIGEN INC | 444863203 | COM NEW | 15,200 | $29,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 6,500 | $28,000 | thousands by filing date | call |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 50,100 | $28,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 13,500 | $27,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 29,723 | $27,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,000 | $26,000 | thousands by filing date | call |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 25,000 | $26,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 23,440 | $26,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 39,236 | $26,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 25,000 | $25,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,500 | $25,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 29,800 | $24,000 | thousands by filing date | call |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 39,836 | $24,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 22,800 | $23,000 | thousands by filing date | put |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 16,000 | $22,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 111 | $21,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,030 | $21,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 8,700 | $21,000 | thousands by filing date | put |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 21,977 | $21,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,000 | $20,000 | thousands by filing date | call |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 17,400 | $20,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,500 | $19,000 | thousands by filing date | call |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 19,900 | $19,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 105,000 | $18,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,000 | $18,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 69,000 | $18,000 | thousands by filing date | put |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 30,700 | $18,000 | thousands by filing date | call |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 20,300 | $18,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 6,000 | $17,000 | thousands by filing date | call |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 20,000 | $17,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,300 | $17,000 | thousands by filing date | call |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 22,500 | $17,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 25,000 | $16,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,300 | $16,000 | thousands by filing date | put |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 18,845 | $16,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,166 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 75,000 | $15,000 | thousands by filing date | put |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 21,542 | $15,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 14,900 | $15,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 25,000 | $15,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 28,328 | $15,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 208,000 | $14,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 47,500 | $14,000 | thousands by filing date | call |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 31,250 | $14,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 20,000 | $14,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 2,700 | $13,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50,000 | $13,000 | thousands by filing date | call |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 85,000 | $13,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 15,000 | $12,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4,500 | $11,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 21,300 | $11,000 | thousands by filing date | put |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 12,515 | $11,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 19,601 | $11,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,500 | $10,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 21,900 | $10,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 23,500 | $9,000 | thousands by filing date | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 96,400 | $9,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 378,700 | $9,000 | thousands by filing date | call |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 10,000 | $9,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,800 | $8,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 10,300 | $8,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 15,300 | $8,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 33,200 | $8,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 10,000 | $8,000 | thousands by filing date | put |
| MDH ACQUISITION CORP | 55283P114 | WTS | 12,500 | $8,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 18,138 | $8,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 32,400 | $7,000 | thousands by filing date | call |
| VIATRIS INC COM | 92556V106 | Stock | 6,100 | $7,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001440 | this filing | 2021-05-04 | acceptance time not in the bulk data set |