13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 804 holding rows worth $2,609,522,000.
- Accession
- 0001085146-21-000907
- Filer
- CIK 1103646
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 804 entries on the cover page, a total value of $2,609,522,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,609,522,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,600 | $421,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 13,000 | $414,000 | thousands by filing date | call |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 39,027 | $408,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 40,000 | $407,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,400 | $403,000 | thousands by filing date | put |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 16,921 | $401,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 81,900 | $400,000 | thousands by filing date | call |
| ARVINAS INC | 04335A105 | COM | 4,700 | $399,000 | thousands by filing date | put |
| SC HEALTH CORP | G78516203 | COM CL A | 38,924 | $399,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 58,600 | $398,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 35,100 | $396,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 2,322 | $394,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 20,150 | $393,000 | thousands by filing date | |
| XL FLEET CORP | 9837FR118 | *W EXP 06/01/202 | 48,463 | $393,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 17,144 | $392,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 559,562 | $387,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 15,668 | $379,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 6,100 | $378,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,100 | $374,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 5,344 | $371,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,000 | $370,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 9,100 | $369,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 25,721 | $368,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,350 | $368,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,800 | $367,000 | thousands by filing date | put |
| APTIV PLC | G6095L109 | SHS | 2,795 | $364,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 34,766 | $358,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 56,900 | $357,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 8,200 | $356,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 34,586 | $356,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 33,928 | $354,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 69,123 | $353,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,000 | $349,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,000 | $349,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,500 | $348,000 | thousands by filing date | put |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 33,704 | $347,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 100,000 | $346,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 21,100 | $340,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 14,728 | $339,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,498 | $333,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 30,000 | $333,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011118 | *W EXP 02/21/202 | 43,261 | $331,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 600 | $330,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 48,554 | $330,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,309 | $327,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 19,800 | $327,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 14,400 | $326,000 | thousands by filing date | put |
| MULTIPLAN CORPORATION | 62548M100 | COM | 40,700 | $326,000 | thousands by filing date | put |
| CUREVAC N V | N2451R105 | COM | 4,000 | $324,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 23,217 | $323,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,400 | $322,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 3,000 | $321,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,500 | $320,000 | thousands by filing date | call |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 27,715 | $320,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 181 | $317,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 30,000 | $317,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 29,125 | $315,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 14,658 | $312,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 8,254 | $312,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,400 | $312,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,976 | $311,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 5,000 | $311,000 | thousands by filing date | put |
| DESKTOP METAL INC | 25058X113 | *W EXP 03/31/202 | 64,632 | $311,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,333 | $309,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 15,450 | $308,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 45,500 | $305,000 | thousands by filing date | call |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 16,800 | $302,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 35,100 | $299,000 | thousands by filing date | put |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 29,195 | $298,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 5,541 | $294,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 35,798 | $293,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 28,937 | $293,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 26,582 | $293,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 8,920 | $289,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,700 | $287,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 57,594 | $285,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 26,156 | $285,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,621 | $284,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 17,177 | $283,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 36,799 | $280,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,223 | $276,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,000 | $274,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 36,100 | $274,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 23,952 | $273,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 15,188 | $270,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,686 | $269,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 27,566 | $268,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 32,600 | $267,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 8,942 | $264,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 20,000 | $264,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 18,202 | $262,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 69,532 | $262,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,200 | $261,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 60,010 | $256,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 25,721 | $256,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 11,754 | $251,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 6,407 | $248,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,000 | $248,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 12,000 | $248,000 | thousands by filing date | call |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 111,795 | $248,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,574 | $247,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,336 | $246,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,971 | $242,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,706 | $238,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,800 | $237,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M209 | COM | 21,710 | $236,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,600 | $235,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,787 | $235,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,368 | $233,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,133 | $233,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 22,100 | $231,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 80,577 | $229,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 40,200 | $226,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,063 | $225,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,500 | $225,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 27,500 | $224,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,220 | $222,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,300 | $222,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 20,900 | $218,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 5,194 | $217,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 5,200 | $217,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 12,220 | $217,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,000 | $216,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,000 | $215,000 | thousands by filing date | put |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 17,344 | $215,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 121 | $212,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 16,888 | $210,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 19,281 | $210,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,216 | $209,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 13,200 | $201,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 24,300 | $201,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 8,100 | $200,000 | thousands by filing date | call |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 19,226 | $200,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 29,133 | $198,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 41,033 | $197,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 56,447 | $197,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,400 | $196,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 21,631 | $196,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 108,635 | $195,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 31,100 | $193,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,954 | $190,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 18,039 | $188,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,000 | $187,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,303 | $186,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 10,000 | $186,000 | thousands by filing date | put |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 142,835 | $186,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 16,075 | $184,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 10,900 | $183,000 | thousands by filing date | put |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 116,059 | $183,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 17,850 | $183,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 16,036 | $182,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,900 | $180,000 | thousands by filing date | call |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 17,006 | $178,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,500 | $175,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 15,908 | $173,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 30,200 | $170,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 53,446 | $170,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 18,977 | $168,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,200 | $168,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 55,600 | $164,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 8,955 | $161,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 37,168 | $161,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 13,856 | $156,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 12,976 | $156,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 14,972 | $155,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,000 | $153,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 15,000 | $153,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 4,676 | $150,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 33,234 | $150,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 50,000 | $145,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 12,200 | $143,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,000 | $142,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,505 | $141,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 10,500 | $138,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 21,296 | $138,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 19,956 | $136,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 17,008 | $136,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 13,143 | $136,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 14,689 | $135,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 7,129 | $135,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,000 | $134,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 16,100 | $133,000 | thousands by filing date | call |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 7,000 | $133,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 2,400 | $132,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 34,000 | $132,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 80,634 | $131,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,719 | $129,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 12,749 | $128,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 25,700 | $126,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,246 | $121,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,713 | $118,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 20,000 | $118,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 8,918 | $117,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413118 | *W EXP 07/16/202 | 28,298 | $116,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,874 | $115,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 10,000 | $113,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 13,900 | $113,000 | thousands by filing date | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,600 | $112,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 30,889 | $111,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 50,000 | $107,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 10,754 | $107,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 10,000 | $107,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 3,151 | $104,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 9,309 | $103,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 21,056 | $103,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 15,744 | $102,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 15,100 | $102,000 | thousands by filing date | call |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 10,000 | $102,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 8,900 | $100,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 2,082 | $100,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 35,511 | $99,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 35,600 | $99,000 | thousands by filing date | put |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 8,500 | $99,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 5,328 | $97,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 17,000 | $96,000 | thousands by filing date | |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 19,463 | $96,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 20,100 | $93,000 | thousands by filing date | put |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 22,939 | $92,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,200 | $91,000 | thousands by filing date | call |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 8,700 | $91,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,647 | $90,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 2,619 | $88,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 18,350 | $88,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 23,994 | $88,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 7,700 | $87,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 29,500 | $87,000 | thousands by filing date | call |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 11,896 | $87,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 1,000 | $85,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 5,100 | $84,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 10,000 | $83,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 20,000 | $83,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,027 | $82,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 10,000 | $82,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 28,702 | $81,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 5,000 | $79,000 | thousands by filing date | put |
| United States Oil Fund LP | 91232N207 | COM | 2,400 | $79,000 | thousands by filing date | put |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 34,768 | $79,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,000 | $78,000 | thousands by filing date | put |
| ARVINAS INC | 04335A105 | COM | 900 | $76,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,000 | $75,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,000 | $74,000 | thousands by filing date | call |
| EMERALD HOLDING INC | 29103W104 | COM | 13,537 | $73,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 10,518 | $73,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 300 | $72,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 28,031 | $72,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K102 | COLONNADE ACQUISITION -CW25 | 20,000 | $72,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 38,467 | $71,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 6,037 | $68,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,600 | $66,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 10,000 | $66,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 32,661 | $64,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,500 | $59,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 1,400 | $59,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 8,400 | $57,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 23,500 | $56,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 28,000 | $56,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 752 | $55,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,000 | $54,000 | thousands by filing date | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 14,735 | $53,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,500 | $51,000 | thousands by filing date | put |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 15,101 | $49,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 7,200 | $47,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 2,000 | $46,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8,805 | $46,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 4,400 | $46,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 900 | $39,000 | thousands by filing date | put |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 20,035 | $39,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,429 | $37,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,000 | $36,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 700 | $36,000 | thousands by filing date | put |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 23,842 | $33,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 2,100 | $32,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 5,200 | $32,000 | thousands by filing date | call |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 22,763 | $32,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,509 | $31,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 10,854 | $29,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 1,000 | $28,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,500 | $27,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 10,549 | $25,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 6,800 | $24,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 100 | $21,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 57,384 | $21,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,300 | $21,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 24,000 | $19,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 20,000 | $18,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 27,011 | $18,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,300 | $16,000 | thousands by filing date | put |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 160,000 | $14,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 6,400 | $14,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,800 | $13,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,200 | $13,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 5,000 | $13,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 5,100 | $13,000 | thousands by filing date | put |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 10,089 | $13,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 1,000 | $12,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 800 | $9,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,315 | $8,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,200 | $7,000 | thousands by filing date | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 900 | $4,000 | thousands by filing date | call |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 200 | $3,000 | thousands by filing date | call |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 300 | $1,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 200 | $1,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIO GENE THERAPIES INC | 829399104 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000907 | this filing | 2021-02-16 | acceptance time not in the bulk data set |