13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 804 holding rows worth $2,609,522,000.
- Accession
- 0001085146-21-000907
- Filer
- CIK 1103646
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 804 entries on the cover page, a total value of $2,609,522,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,609,522,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 588,500 | $415,288,000 | thousands by filing date | put |
| MONGODB INC | 60937PAB2 | NOTE | 15,481,000 | $81,421,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 32,416,000 | $73,730,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 30,138,000 | $61,393,000 | thousands by filing date | principal |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 778,700 | $55,373,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 761,066 | $54,120,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 205,000 | $50,198,000 | thousands by filing date | call |
| PG&E CORP | 69331C140 | CONV | 361,881 | $44,330,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,778,605 | $43,819,000 | thousands by filing date | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 10,485,000 | $41,597,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 526,635 | $36,933,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 19,420,000 | $35,313,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 13,674,000 | $33,505,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 15,002,000 | $29,209,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 9,646,000 | $28,870,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 488,437 | $28,846,000 | thousands by filing date | |
| RH | 74967X103 | COM | 64,100 | $28,687,000 | thousands by filing date | put |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 174,434 | $27,947,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 9,621,000 | $26,995,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 29,000,000 | $26,139,000 | thousands by filing date | principal |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 5,000,000 | $25,940,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 146,300 | $23,026,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 1,616,691 | $20,144,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 28,339 | $19,998,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 11,555,000 | $19,272,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 11,235,000 | $18,785,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 844,400 | $18,289,000 | thousands by filing date | put |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 10,200,000 | $17,338,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002401 | COM NEW | 150,600 | $16,794,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F770 | CONV | 329,909 | $16,723,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 482,493 | $16,491,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 13,895,000 | $15,658,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 13,075,000 | $15,384,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 136,600 | $14,868,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 341,620 | $14,754,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 84,300 | $13,297,000 | thousands by filing date | put |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 8,880,000 | $13,007,000 | thousands by filing date | principal |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 377,800 | $12,913,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 11,346,000 | $11,785,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 10,119,000 | $10,974,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 252,207 | $10,250,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 177,900 | $10,000,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 5,919,000 | $9,944,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 5,200,000 | $9,880,000 | thousands by filing date | principal |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 371,400 | $9,504,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 55,600 | $9,479,000 | thousands by filing date | put |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4,139,000 | $9,458,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 4,000,000 | $9,359,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 7,234,000 | $9,344,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 71,000 | $9,216,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 7,007,000 | $9,010,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 4,000,000 | $8,940,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 7,500,000 | $8,849,000 | thousands by filing date | principal |
| TWILIO INC CL A | 90138F102 | Stock | 24,924 | $8,437,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 6,000,000 | $8,292,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 88,700 | $8,135,000 | thousands by filing date | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 109,012 | $8,097,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 7,500,000 | $8,064,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 163,300 | $7,959,000 | thousands by filing date | put |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 7,055,000 | $7,784,000 | thousands by filing date | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 100,400 | $7,458,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 6,000,000 | $7,080,000 | thousands by filing date | principal |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 629,811 | $7,016,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 4,650,000 | $7,001,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 137,200 | $6,869,000 | thousands by filing date | put |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 4,562,000 | $6,812,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 3,265,000 | $6,802,000 | thousands by filing date | principal |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 627,062 | $6,679,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 580,771 | $6,603,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 4,600,000 | $6,485,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 25,800 | $6,317,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,527,000 | $6,272,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 4,852,000 | $6,246,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 3,836,000 | $6,222,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,000,000 | $6,137,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 3,000,000 | $6,104,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 5,569,000 | $6,079,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5,332,000 | $6,079,000 | thousands by filing date | principal |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 6,000,000 | $5,985,000 | thousands by filing date | principal |
| MODERNA INC | 60770K107 | COM | 55,900 | $5,839,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 581,831 | $5,825,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 563,895 | $5,802,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,000,000 | $5,659,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 450,900 | $5,620,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 7,700 | $5,433,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 24,700 | $5,287,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 24,700 | $5,287,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 69,900 | $5,220,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E109 | COM | 41,000 | $5,125,000 | thousands by filing date | put |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 491,446 | $5,116,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 5,550,000 | $5,033,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 371,900 | $4,997,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 4,630,000 | $4,896,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 2,250,000 | $4,845,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 3,269,000 | $4,830,000 | thousands by filing date | principal |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 263,125 | $4,790,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 30,000 | $4,721,000 | thousands by filing date | put |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 2,500,000 | $4,534,000 | thousands by filing date | principal |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 487,519 | $4,358,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 248,000 | $4,334,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572108 | CL B | 7,375 | $4,299,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 4,000,000 | $4,293,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 32,154 | $4,227,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,038,000 | $4,140,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 4,610,000 | $4,092,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 4,041,000 | $4,087,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 4,000,000 | $4,061,000 | thousands by filing date | principal |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 381,286 | $4,053,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 2,746,000 | $4,008,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 4,000,000 | $3,974,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 4,000,000 | $3,945,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 42,000 | $3,917,000 | thousands by filing date | put |
| GUESS INC | 401617AD7 | BOND | 3,500,000 | $3,910,000 | thousands by filing date | principal |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 365,440 | $3,874,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 22,700 | $3,870,000 | thousands by filing date | call |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 3,000,000 | $3,808,000 | thousands by filing date | principal |
| RH | 74967X103 | COM | 8,476 | $3,793,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 3,000,000 | $3,781,000 | thousands by filing date | principal |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 357,709 | $3,716,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 76,200 | $3,715,000 | thousands by filing date | call |
| United States Oil Fund LP | 91232N207 | COM | 112,300 | $3,707,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 15,089 | $3,695,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,500,000 | $3,652,000 | thousands by filing date | principal |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 351,516 | $3,621,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 3,500,000 | $3,562,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,151,000 | $3,551,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 4,000,000 | $3,550,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 22,239 | $3,504,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 337,897 | $3,480,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 54,600 | $3,423,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 31,200 | $3,401,000 | thousands by filing date | put |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 132,172 | $3,369,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 3,180,000 | $3,313,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 25,900 | $3,300,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 308,396 | $3,238,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 65,300 | $3,138,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 31,600 | $3,126,000 | thousands by filing date | put |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 2,845,000 | $3,111,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,500,000 | $3,109,000 | thousands by filing date | principal |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 306,947 | $3,101,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 300,085 | $3,094,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 287,344 | $3,086,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 296,128 | $3,080,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 80,000 | $3,032,000 | thousands by filing date | put |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 3,038,000 | $3,004,000 | thousands by filing date | principal |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 202,063 | $2,999,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 13,100 | $2,959,000 | thousands by filing date | put |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 265,000 | $2,955,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 273,268 | $2,938,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,857,000 | $2,928,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,700,000 | $2,913,000 | thousands by filing date | principal |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 33,700 | $2,888,000 | thousands by filing date | put |
| QAD INC-B | 74727D207 | Common | 59,532 | $2,857,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 276,200 | $2,850,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 260,751 | $2,766,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 54,806 | $2,684,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 2,000,000 | $2,674,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 20,000 | $2,654,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 4,000 | $2,646,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 61,063 | $2,644,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 68,000 | $2,577,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,500,000 | $2,577,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 35,000 | $2,572,000 | thousands by filing date | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 35,000 | $2,560,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,609,000 | $2,544,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 2,000,000 | $2,498,000 | thousands by filing date | principal |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 174,764 | $2,461,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 232,600 | $2,447,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 225,879 | $2,439,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 35,854 | $2,436,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 13,648 | $2,428,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 232,900 | $2,390,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 10,800 | $2,372,000 | thousands by filing date | call |
| ALLAKOS INC | 01671P100 | COM | 16,900 | $2,366,000 | thousands by filing date | put |
| CHP MERGER CORP | 12558Y106 | COM CL A | 230,631 | $2,366,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 216,822 | $2,339,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 223,871 | $2,324,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 58,720 | $2,231,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 2,250,000 | $2,214,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 75,000 | $2,210,000 | thousands by filing date | put |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 219,638 | $2,194,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20,029 | $2,184,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 207,371 | $2,146,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 65,405 | $2,141,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 105,300 | $2,105,000 | thousands by filing date | call |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 206,160 | $2,082,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 19,884 | $2,077,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 18,600 | $2,075,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 194,468 | $2,075,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 44,300 | $2,046,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 178,055 | $2,030,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 24,000 | $2,020,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 128,000 | $2,019,000 | thousands by filing date | put |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 191,742 | $2,004,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 21,644 | $1,985,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 24,800 | $1,984,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 13,400 | $1,977,000 | thousands by filing date | call |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 1,000,000 | $1,942,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 57,500 | $1,940,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,017 | $1,905,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 12,559 | $1,899,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 73,981 | $1,898,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 1,750,000 | $1,892,000 | thousands by filing date | principal |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 182,080 | $1,874,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 12,360 | $1,868,000 | thousands by filing date | put |
| GO ACQUISITION CORP | 362019101 | CMN | 178,483 | $1,819,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 89,078 | $1,807,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 170,812 | $1,785,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10,000 | $1,777,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,835,000 | $1,764,000 | thousands by filing date | principal |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 96,300 | $1,752,000 | thousands by filing date | put |
| CHINA FD INC | 169373107 | COM | 60,986 | $1,742,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 20,300 | $1,740,000 | thousands by filing date | put |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 160,734 | $1,725,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 7,286 | $1,704,000 | thousands by filing date | |
| FORTIVE CORP | 34959J958 | COM | 24,000 | $1,700,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 16,200 | $1,693,000 | thousands by filing date | call |
| BEYOND MEAT INC | 08862E109 | COM | 13,500 | $1,688,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 17,500 | $1,687,000 | thousands by filing date | put |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 2,825,000 | $1,681,000 | thousands by filing date | principal |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 163,240 | $1,680,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 154,745 | $1,665,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 12,528 | $1,660,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 133,463 | $1,660,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 19,100 | $1,637,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 12,300 | $1,630,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 2,000,000 | $1,627,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002401 | COM NEW | 14,500 | $1,617,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 150,249 | $1,615,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 12,204 | $1,606,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 18,700 | $1,603,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 100,821 | $1,602,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 108,500 | $1,596,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 108,424 | $1,595,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 21,200 | $1,594,000 | thousands by filing date | put |
| ALTERYX INC | 02156BAB9 | CONV BD US | 572,000 | $1,594,000 | thousands by filing date | principal |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 150,347 | $1,589,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 114,600 | $1,585,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 49,588 | $1,577,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 9,744 | $1,564,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 150,189 | $1,547,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 149,842 | $1,545,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 13,868 | $1,525,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 35,700 | $1,513,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 151,919 | $1,512,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 39,600 | $1,499,000 | thousands by filing date | put |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 138,683 | $1,498,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,500,000 | $1,493,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 15,324 | $1,477,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 14,704 | $1,455,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 59,931 | $1,443,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 44,400 | $1,430,000 | thousands by filing date | put |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 135,843 | $1,426,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 51,172 | $1,418,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 54,312 | $1,418,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 87,345 | $1,415,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,000 | $1,408,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,000 | $1,408,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,000 | $1,381,000 | thousands by filing date | put |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 132,800 | $1,380,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 132,079 | $1,380,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 69,191 | $1,339,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 123,175 | $1,339,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 102,513 | $1,324,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 956,000 | $1,321,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 125,088 | $1,317,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,500 | $1,316,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,100 | $1,311,000 | thousands by filing date | call |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 123,884 | $1,306,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 30,300 | $1,279,000 | thousands by filing date | put |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 124,177 | $1,275,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 13,542 | $1,263,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 124,983 | $1,263,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,000,000 | $1,261,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y319 | CMN | 49,467 | $1,259,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 10,000 | $1,250,000 | thousands by filing date | call |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 33,609 | $1,250,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 122,346 | $1,239,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 35,700 | $1,237,000 | thousands by filing date | put |
| Abrdn Emerging Markets | 00301W105 | COM | 150,534 | $1,228,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 113,811 | $1,216,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 82,400 | $1,212,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 56,150 | $1,205,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,000 | $1,199,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 5,000 | $1,198,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 36,716 | $1,198,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 104,801 | $1,198,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 1,000,000 | $1,197,000 | thousands by filing date | principal |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 116,281 | $1,197,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 55,200 | $1,194,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 48,100 | $1,188,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 261,000 | $1,186,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 51,200 | $1,170,000 | thousands by filing date | put |
| HOLICITY INC | 435063102 | COM CL A | 115,645 | $1,169,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 110,373 | $1,164,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 79,200 | $1,146,000 | thousands by filing date | put |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 105,906 | $1,144,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 48,527 | $1,130,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 107,500 | $1,115,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 104,270 | $1,112,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 45,100 | $1,105,000 | thousands by filing date | call |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 105,066 | $1,102,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 105,859 | $1,101,000 | thousands by filing date | |
| HARMONIC INC | 413160AD4 | BOND | 1,000,000 | $1,097,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6,877 | $1,089,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 102,972 | $1,079,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 1,000,000 | $1,070,000 | thousands by filing date | principal |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 80,581 | $1,068,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,000 | $1,062,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,000 | $1,060,000 | thousands by filing date | call |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 95,834 | $1,059,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 100,000 | $1,055,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 97,130 | $1,053,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 21,618 | $1,036,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 90,246 | $1,029,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 504,501 | $1,024,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 94,693 | $1,018,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 24,000 | $1,017,000 | thousands by filing date | call |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 93,384 | $1,000,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 54,384 | $990,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 98,800 | $990,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 95,919 | $988,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 220,172 | $984,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,100,000 | $981,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 100,100 | $964,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 116,500 | $963,000 | thousands by filing date | put |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $961,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 11,700 | $953,000 | thousands by filing date | call |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 82,084 | $953,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 88,598 | $948,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 88,307 | $938,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,100 | $936,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 94,100 | $935,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 74,866 | $935,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 10,000 | $932,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 12,600 | $926,000 | thousands by filing date | call |
| WATSCO INC | 942622101 | CL B CONV | 3,971 | $926,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 13,100 | $919,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 21,136 | $918,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 900,000 | $909,000 | thousands by filing date | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 12,200 | $908,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 75,881 | $907,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 86,219 | $898,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 38,843 | $896,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,000 | $895,000 | thousands by filing date | call |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 88,749 | $895,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 401 | $893,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 1,700,000 | $891,000 | thousands by filing date | principal |
| GREIF INC | 397624206 | CL B | 18,334 | $887,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 38,300 | $883,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 29,916 | $882,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 30,000 | $876,000 | thousands by filing date | put |
| PENNYMAC CORP | 70932AAD5 | BOND | 875,000 | $870,000 | thousands by filing date | principal |
| GDL FD | 361570104 | COM SH BEN IT | 99,397 | $867,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 20,000 | $865,000 | thousands by filing date | put |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 238,624 | $857,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,000 | $849,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 6,010 | $847,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 50,523 | $847,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 81,885 | $843,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 79,970 | $822,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 50,767 | $819,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 276,700 | $816,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1,500 | $811,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 72,950 | $810,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 19,156 | $809,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 78,047 | $809,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,748 | $808,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 20,013 | $808,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 76,010 | $803,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 31,000 | $795,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 826,000 | $795,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 18,242 | $794,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 38,100 | $792,000 | thousands by filing date | put |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,605 | $791,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 18,200 | $790,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 10,400 | $790,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 29,903 | $783,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,300 | $774,000 | thousands by filing date | call |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 30,000 | $768,000 | thousands by filing date | call |
| BOXED, INC. | 81787X205 | COM | 74,017 | $766,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,500 | $763,000 | thousands by filing date | put |
| CORTEXYME INC | 22053A107 | COM | 27,100 | $753,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,900 | $750,000 | thousands by filing date | put |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 72,823 | $742,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,900 | $738,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,900 | $738,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 17,700 | $736,000 | thousands by filing date | put |
| REVOLUTION ACCEL | 76156P205 | UNIT | 70,100 | $730,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 16,691 | $722,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 148,868 | $721,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 720,000 | $716,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 148,500 | $713,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,000,000 | $712,000 | thousands by filing date | principal |
| FORTIVE CORP COM | 34959J108 | Stock | 10,000 | $708,000 | thousands by filing date | put |
| NEW GERMANY FD INC | 644465106 | COM | 37,127 | $707,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 4,000 | $701,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 18,800 | $697,000 | thousands by filing date | call |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 64,600 | $695,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 52,995 | $692,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 59,625 | $680,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 32,600 | $678,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 10,300 | $676,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 15,200 | $659,000 | thousands by filing date | call |
| 89BIO INC | 282559103 | COM | 27,000 | $658,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 28,100 | $648,000 | thousands by filing date | put |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 61,000 | $647,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 61,923 | $646,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 60,082 | $644,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 75,974 | $643,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 30,262 | $642,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,000 | $638,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 14,581 | $633,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 57,009 | $628,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 59,566 | $627,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 13,547 | $626,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 44,841 | $620,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 60,000 | $619,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 26,059 | $616,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 10,057 | $615,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 50,075 | $615,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 14,400 | $608,000 | thousands by filing date | call |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 16,622 | $606,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 56,009 | $601,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 6,700 | $591,000 | thousands by filing date | put |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 54,714 | $586,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 15,719 | $583,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 57,076 | $583,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 28,000 | $580,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,301 | $573,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 7,800 | $571,000 | thousands by filing date | put |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 56,218 | $566,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 51,783 | $558,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 50,819 | $555,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 7,816 | $554,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 88,500 | $553,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,000 | $552,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 38,000 | $550,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 25,000 | $550,000 | thousands by filing date | put |
| Spire Global Inc Com Cl A New | 639358100 | COM | 54,984 | $550,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 48,438 | $550,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 54,828 | $549,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 48,969 | $547,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 10,000 | $546,000 | thousands by filing date | put |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 52,110 | $545,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 26,300 | $544,000 | thousands by filing date | put |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 46,804 | $538,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $534,000 | thousands by filing date | principal |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 50,200 | $533,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 49,888 | $533,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 51,190 | $527,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 3,000 | $525,000 | thousands by filing date | call |
| CERENCE INC COM | 156727109 | Stock | 5,212 | $524,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 51,156 | $523,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,781 | $522,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 32,700 | $522,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,930 | $517,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 9,602 | $515,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 48,899 | $513,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 31,410 | $512,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 47,595 | $509,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,500 | $508,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 18,200 | $506,000 | thousands by filing date | put |
| BOWX ACQUISITION CORP | 103085106 | CL A | 49,247 | $506,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 37,175 | $500,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 18,000 | $499,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 215,600 | $498,000 | thousands by filing date | call |
| GYRODYNE LLC | 403829104 | COM | 30,454 | $495,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 45,000 | $493,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 46,671 | $492,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 10,000 | $491,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 39,317 | $484,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 42,500 | $484,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 16,940 | $480,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 46,259 | $479,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 5,100 | $477,000 | thousands by filing date | put |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 44,198 | $475,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,231 | $467,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 44,168 | $467,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 26,896 | $466,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 43,373 | $466,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 44,705 | $464,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 36,728 | $459,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,200 | $456,000 | thousands by filing date | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 29,063 | $452,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 18,703 | $450,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 7,284 | $445,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,900 | $444,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,000 | $442,000 | thousands by filing date | call |
| FOX CORP CL A COM | 35137L105 | Stock | 15,165 | $442,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 11,591 | $439,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 42,383 | $436,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,000 | $434,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 34,700 | $433,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 5,600 | $432,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,779 | $432,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 12,939 | $432,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 53,000 | $432,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 32,620 | $430,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 27,738 | $426,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000907 | this filing | 2021-02-16 | acceptance time not in the bulk data set |