13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,444 holding rows worth $11,096,660,000.
- Accession
- 0001085146-21-000868
- Filer
- CIK 1084580
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,444 entries on the cover page, a total value of $11,096,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,096,660,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Boston Scientific Corporation | 101137107 | COM | 20,000 | $719,000 | thousands by filing date | put |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 44,503 | $718,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,450 | $714,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 50,000 | $714,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,000 | $713,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 12,940 | $712,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 19,543 | $709,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,548 | $708,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 13,000 | $707,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 31,200 | $705,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,000 | $702,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,200 | $700,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,959 | $696,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 19,139 | $691,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 7,700 | $688,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,000 | $686,000 | thousands by filing date | put |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 65,100 | $682,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 65,100 | $680,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 7,341 | $679,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 65,100 | $678,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 26,613 | $670,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 66,126 | $665,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,000 | $662,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 63,100 | $661,000 | thousands by filing date | call |
| TELOS CORP MD | 87969B101 | COM | 20,000 | $660,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 14,091 | $656,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,000 | $656,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 11,150 | $650,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 15,000 | $650,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 4,673 | $639,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 13,000 | $637,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 23,200 | $636,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 3,500 | $633,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,542 | $632,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 16,400 | $630,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 30,000 | $629,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 116,800 | $628,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 75,000 | $626,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13,000 | $625,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 10,433 | $620,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100,000 | $618,000 | thousands by filing date | call |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 10,000 | $615,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 15,166 | $613,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 10,000 | $611,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,300 | $606,000 | thousands by filing date | call |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 50,000 | $606,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 333,000 | $603,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 25,000 | $600,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 49,800 | $599,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 11,000 | $598,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 42,600 | $594,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 25,000 | $593,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 26,306 | $591,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 8,100 | $583,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 25,198 | $583,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 54,177 | $580,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,000 | $576,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 38,200 | $571,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 23,000 | $568,000 | thousands by filing date | put |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 14,058 | $567,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,982 | $564,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 84,100 | $561,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,000 | $559,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,000 | $556,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 72,485 | $555,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 22,281 | $555,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 36,000 | $554,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 49,503 | $554,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 74,800 | $553,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 22,406 | $553,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 13,089 | $552,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 20,000 | $551,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 48,000 | $551,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 50,000 | $551,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,024 | $546,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 19,000 | $545,000 | thousands by filing date | call |
| DYNATRACE INC COM NEW | 268150109 | Stock | 12,500 | $541,000 | thousands by filing date | put |
| DYNATRACE INC COM NEW | 268150109 | Stock | 12,500 | $541,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 25,916 | $539,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 135,000 | $539,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,846 | $538,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 55,000 | $538,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,100 | $536,000 | thousands by filing date | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,709 | $528,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 9,340 | $528,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 13,442 | $525,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,000 | $520,000 | thousands by filing date | put |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 51,150 | $520,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 13,629 | $518,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,200 | $517,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 13,000 | $516,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 22,500 | $513,000 | thousands by filing date | call |
| BOWX ACQUISITION CORP | 103085106 | CL A | 50,000 | $513,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,000 | $510,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 17,500 | $506,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,915 | $505,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 18,100 | $502,000 | thousands by filing date | put |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 18,100 | $502,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 7,723 | $501,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,500 | $500,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 23,200 | $499,000 | thousands by filing date | put |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 46,221 | $498,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 12,919 | $497,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 24,610 | $493,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,291 | $490,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,038 | $489,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 244,104 | $488,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 46,510 | $488,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,000 | $487,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 7,546 | $484,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,458 | $484,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 350,000 | $484,000 | thousands by filing date | principal |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,919 | $483,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 46,200 | $482,000 | thousands by filing date | call |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 46,500 | $482,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 100,000 | $481,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,500 | $479,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,000 | $479,000 | thousands by filing date | call |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 47,244 | $478,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,561 | $477,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,709 | $476,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 15,000 | $476,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,719 | $474,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 30,000 | $471,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 7,100 | $470,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 100,000 | $468,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 41,583 | $465,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 480,000 | $464,000 | thousands by filing date | principal |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 9,400 | $462,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712107 | COM | 16,000 | $459,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,817 | $454,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,000 | $453,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,500 | $450,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,067 | $449,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,000 | $446,000 | thousands by filing date | put |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,000 | $446,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 3,301 | $445,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 32,550 | $442,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 7,212 | $441,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,100 | $441,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,800 | $441,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 19,000 | $439,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 50,000 | $438,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,097 | $437,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,948 | $436,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 42,476 | $436,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 42,500 | $436,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,000 | $434,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,344 | $434,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 45,000 | $434,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 40,000 | $432,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 41,850 | $429,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 47,175 | $427,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 41,850 | $426,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,000 | $417,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 10,000 | $416,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 10,400 | $416,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,500 | $415,000 | thousands by filing date | put |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 135,091 | $413,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 40,000 | $412,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,024 | $411,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 45,300 | $411,000 | thousands by filing date | call |
| GOHEALTH INC | 38046W105 | COM CL A | 30,000 | $410,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 44,363 | $407,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,520 | $404,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,084 | $404,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 16,428 | $404,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 11,625 | $404,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 15,000 | $402,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 37,500 | $400,000 | thousands by filing date | put |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,312 | $398,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 7,060 | $398,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 7,500 | $396,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,125 | $394,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,543 | $387,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 11,654 | $387,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 37,200 | $387,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,700 | $383,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 11,530 | $382,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 37,200 | $382,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,500 | $381,000 | thousands by filing date | call |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 35,000 | $378,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 39,000 | $376,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 5,035 | $375,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 362,000 | $373,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 30,000 | $372,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,200 | $371,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 10,191 | $368,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 52,892 | $360,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,472 | $359,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 10,411 | $354,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 24,476 | $354,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,068 | $353,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 8,132 | $352,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,638 | $351,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 4,315 | $350,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 20,600 | $350,000 | thousands by filing date | put |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 32,550 | $350,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,368 | $348,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 350,000 | $346,000 | thousands by filing date | principal |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 4,000 | $345,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,653 | $343,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 5,350 | $343,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 50,000 | $341,000 | thousands by filing date | put |
| THE REALREAL INC | 88339P101 | COM | 17,200 | $336,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 6,459 | $335,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 14,854 | $333,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 27,900 | $332,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 25,000 | $330,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 25,000 | $330,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 15,515 | $329,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,422 | $328,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $325,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,593 | $325,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 30,000 | $324,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 14,000 | $322,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 4,400 | $322,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 2,162 | $321,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 279,000 | $319,000 | thousands by filing date | principal |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 10,000 | $314,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,000 | $314,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,530 | $314,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $313,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 128,800 | $313,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 25,000 | $310,000 | thousands by filing date | put |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 5,000 | $310,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,900 | $305,000 | thousands by filing date | put |
| ACCOLADE INC | 00437E102 | COM | 7,000 | $305,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 7,000 | $304,000 | thousands by filing date | put |
| GAN LTD | G3728V109 | SHS | 14,700 | $298,000 | thousands by filing date | call |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 29,599 | $298,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 26,189 | $298,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 43,100 | $297,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 1,481 | $295,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 32,500 | $295,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 28,200 | $294,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 16,200 | $293,000 | thousands by filing date | call |
| Up Fintech Holding Ltd | 91531W106 | COM | 36,900 | $293,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 10,000 | $288,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,000 | $288,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 5,100 | $287,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 15,000 | $287,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 1,156 | $286,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,500 | $286,000 | thousands by filing date | call |
| GENERATION BIO CO | 37148K100 | COM | 10,000 | $284,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,144 | $281,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 25,700 | $279,000 | thousands by filing date | put |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 25,000 | $277,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,000 | $276,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,000 | $276,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 25,484 | $275,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,400 | $273,000 | thousands by filing date | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 25,000 | $273,000 | thousands by filing date | put |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 25,000 | $273,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 10,042 | $271,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 25,000 | $269,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 7,500 | $268,000 | thousands by filing date | call |
| ONE | G7000X105 | COM CL A | 24,845 | $268,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 10,000 | $266,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 5,780 | $265,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,904 | $264,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 20,000 | $262,000 | thousands by filing date | put |
| MONGODB INC | 60937PAB2 | NOTE | 51,000 | $262,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 14,650 | $260,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 25,000 | $260,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,141 | $259,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,477 | $256,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 276,000 | $254,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 7,000 | $252,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,000 | $252,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 15,000 | $252,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,966 | $251,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,133 | $250,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 12,500 | $250,000 | thousands by filing date | call |
| TALOS ENERGY INC | 87484T108 | COM | 30,000 | $247,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 16,000 | $246,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 933 | $244,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 31,300 | $244,000 | thousands by filing date | call |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,000 | $240,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,500 | $240,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 50,000 | $240,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 20,109 | $240,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 7,000 | $240,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,332 | $239,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,256 | $238,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $238,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,034 | $237,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 10,951 | $235,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,785 | $233,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 7,462 | $233,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 10,000 | $231,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 6,350 | $229,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,006 | $228,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 8,926 | $228,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 21,436 | $227,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 20,000 | $226,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 22,728 | $226,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,298 | $225,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,900 | $225,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,714 | $224,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,000 | $224,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,247 | $223,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,383 | $222,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,365 | $221,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 385 | $220,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,354 | $219,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,400 | $218,000 | thousands by filing date | put |
| KKR & CO INC | 48251W104 | COM | 5,373 | $218,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 922 | $218,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 11,015 | $215,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 27,100 | $215,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 766 | $214,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 20,000 | $214,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 7,500 | $213,000 | thousands by filing date | put |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 20,000 | $212,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,760 | $210,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 50,000 | $210,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,400 | $208,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 875 | $208,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,655 | $208,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,300 | $207,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,890 | $204,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 91,000 | $203,000 | thousands by filing date | principal |
| CUBESMART COM | 229663109 | REIT | 6,000 | $202,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,700 | $201,000 | thousands by filing date | call |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 150,000 | $195,000 | thousands by filing date | principal |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 17,920 | $193,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 17,591 | $191,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,000 | $185,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 17,400 | $185,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,244 | $184,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,196 | $184,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 37,700 | $184,000 | thousands by filing date | put |
| GORES HLDGS IV INC | 382865103 | COM CL A | 14,000 | $184,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,122 | $183,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 75,000 | $182,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 189,000 | $182,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 37,000 | $181,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,661 | $178,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,111 | $174,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,276 | $174,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $173,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 24,999 | $172,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 161,000 | $170,000 | thousands by filing date | principal |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,789 | $165,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 15,000 | $165,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $164,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,860 | $164,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,400 | $163,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,500 | $161,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 7,000 | $161,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,884 | $160,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 21,300 | $157,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 14,191 | $157,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 3,000 | $155,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,000 | $155,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 51,000 | $155,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $151,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,000 | $150,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 24,390 | $150,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 1,000 | $147,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 10,000 | $147,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 13,462 | $144,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,313 | $143,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 12,206 | $139,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 64,000 | $138,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 24,000 | $135,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 1,100 | $133,000 | thousands by filing date | call |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 3,076 | $133,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 10,000 | $133,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 26,600 | $128,000 | thousands by filing date | put |
| SURO CAP CORP | 86887Q109 | COM NEW | 9,700 | $127,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 102,000 | $123,000 | thousands by filing date | principal |
| AMCOR PLC | G0250X107 | ORD | 10,271 | $121,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 93,000 | $120,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 1,500 | $113,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,000 | $113,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,400 | $112,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,579 | $112,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 5,000 | $111,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9,349 | $111,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 100,000 | $111,000 | thousands by filing date | principal |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,889 | $110,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,382 | $110,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 2,507 | $108,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,909 | $106,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 3,800 | $106,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 69,000 | $103,000 | thousands by filing date | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,400 | $100,000 | thousands by filing date | call |
| Up Fintech Holding Ltd | 91531W106 | COM | 12,500 | $99,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 2,000 | $98,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $98,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $95,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 51,000 | $93,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 700 | $88,000 | thousands by filing date | call |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 49,000 | $88,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 945 | $86,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 600 | $84,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,300 | $82,000 | thousands by filing date | put |
| RH | 74967XAA1 | BOND | 33,000 | $75,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 6,000 | $74,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 10,000 | $74,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 3,250 | $74,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 3,046 | $72,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 29,800 | $72,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 54,000 | $72,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 70,000 | $69,000 | thousands by filing date | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,176 | $68,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 5,000 | $66,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 359 | $63,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,960 | $62,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 35,000 | $61,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $58,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 793 | $54,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,200 | $54,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,573 | $52,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 53,000 | $52,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 48,000 | $52,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 53,000 | $52,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $49,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 24,000 | $47,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 13,000 | $46,000 | thousands by filing date | principal |
| CARS COM INC | 14575E105 | COM | 4,000 | $45,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 36,000 | $43,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 39,000 | $39,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,000 | $37,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,891 | $36,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 26,000 | $35,000 | thousands by filing date | principal |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 95,336 | $30,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 3,000 | $25,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 20,000 | $25,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 20,000 | $24,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $23,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 956 | $20,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 80 | $15,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $13,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 506 | $13,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 280 | $13,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 418 | $13,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 59 | $6,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 198 | $4,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 426 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 164 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000868 | this filing | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003525 | base | 2023-09-21 | acceptance time not in the bulk data set |