13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 791 holding rows worth $2,115,705,000.
- Accession
- 0001085146-20-003036
- Filer
- CIK 1103646
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 791 entries on the cover page, a total value of $2,115,705,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,115,705,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLUMINA INC | 452327109 | COM | 1,000 | $309,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 21,342 | $306,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 30,000 | $306,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 30,178 | $306,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 30,000 | $304,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 5,000 | $304,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,771 | $302,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 45,500 | $301,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,928 | $299,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,600 | $298,000 | thousands by filing date | call |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 30,117 | $296,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 8,877 | $294,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 7,284 | $292,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 31,100 | $292,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 600 | $291,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,000 | $288,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,013 | $288,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,333 | $284,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 40,800 | $284,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 170,200 | $280,000 | thousands by filing date | put |
| LYFT INC | 55087P104 | CL A COM | 10,000 | $276,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,440 | $273,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 11,100 | $269,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 9,967 | $268,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 181 | $265,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,000 | $265,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 21,596 | $265,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 6,100 | $263,000 | thousands by filing date | put |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 24,192 | $262,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 90,577 | $259,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,795 | $256,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 12,642 | $256,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,000 | $255,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 15,450 | $255,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 10,074 | $254,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 42,364 | $254,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,000 | $252,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,500 | $250,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,000 | $247,000 | thousands by filing date | put |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 23,660 | $247,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,262 | $245,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,976 | $243,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 41,033 | $239,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 7,619 | $237,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 29,000 | $237,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 15,188 | $236,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 4,000 | $235,000 | thousands by filing date | put |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 23,140 | $235,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 40,200 | $234,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 23,848 | $234,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 22,324 | $233,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 20,000 | $231,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,700 | $228,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 5,194 | $225,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,600 | $223,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,060 | $221,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 21,088 | $220,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 102,953 | $220,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,000 | $219,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 3,100 | $219,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,000 | $219,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 28,300 | $215,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,231 | $215,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 78,009 | $215,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 11,000 | $213,000 | thousands by filing date | call |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 20,918 | $210,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 126,059 | $209,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 2,500 | $208,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 27,633 | $207,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,600 | $204,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 800 | $201,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,865 | $196,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 10,000 | $194,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 4,800 | $194,000 | thousands by filing date | put |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 18,887 | $194,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 16,873 | $190,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 19,934 | $188,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 16,280 | $188,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,261 | $185,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 10,200 | $183,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 60,838 | $183,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 22,330 | $181,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 10,000 | $180,000 | thousands by filing date | call |
| GORES HLDGS IV INC | 382865103 | COM CL A | 17,500 | $180,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 50,000 | $180,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 25,400 | $178,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 17,964 | $177,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 30,200 | $176,000 | thousands by filing date | put |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 10,145 | $175,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,787 | $174,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,000 | $172,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 500 | $169,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 17,006 | $169,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 14,400 | $167,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,000 | $166,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,552 | $166,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 35,600 | $164,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,220 | $162,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 19,720 | $159,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,000 | $156,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 192,300 | $155,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 10,000 | $154,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,252 | $153,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 14,762 | $152,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 18,977 | $151,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 27,800 | $151,000 | thousands by filing date | call |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 15,000 | $150,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,100 | $149,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 14,643 | $149,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,000 | $147,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 63,849 | $147,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 10,000 | $145,000 | thousands by filing date | put |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 14,579 | $145,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,559 | $144,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 54,773 | $144,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 34,794 | $144,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 11,918 | $143,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 31,100 | $143,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,694 | $142,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 125,593 | $138,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,000 | $137,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,900 | $135,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 27,500 | $135,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 10,000 | $132,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 6,763 | $130,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,000 | $128,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 12,773 | $128,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 19,851 | $127,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 15,710 | $126,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,517 | $125,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 18,350 | $124,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 103,465 | $124,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 13,700 | $122,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,590 | $121,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 23,744 | $121,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 17,008 | $121,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 109,200 | $121,000 | thousands by filing date | put |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 12,189 | $121,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 21,996 | $120,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,652 | $119,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,871 | $119,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,400 | $118,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,800 | $118,000 | thousands by filing date | call |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1,411 | $118,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 3,400 | $117,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,000 | $116,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 13,283 | $115,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,100 | $115,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 15,100 | $113,000 | thousands by filing date | call |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 11,422 | $112,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 18,199 | $109,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 19,700 | $107,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,574 | $106,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,564 | $106,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,300 | $106,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,800 | $105,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,339 | $104,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 41,975 | $104,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 10,300 | $104,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 41,000 | $102,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 28,723 | $101,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 10,000 | $101,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 116,701 | $100,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,000 | $99,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 21,395 | $99,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 17,000 | $99,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,719 | $98,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,200 | $98,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,398 | $93,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,282 | $93,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 51,584 | $93,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 4,500 | $92,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 34,000 | $91,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 52,143 | $90,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 3,163 | $89,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 400 | $88,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,000 | $87,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 51,946 | $85,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 26,700 | $84,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 76,667 | $84,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 2,844 | $80,000 | thousands by filing date | put |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 140,661 | $80,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,100 | $79,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 7,037 | $78,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 16,100 | $78,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 43,168 | $75,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 25,000 | $75,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 64,400 | $74,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 55,858 | $71,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 28,031 | $68,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 32,163 | $68,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 30,696 | $67,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 5,000 | $66,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 1,900 | $65,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,892 | $65,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,700 | $64,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 10,518 | $63,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 51,493 | $63,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 2,000 | $61,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 33,600 | $60,000 | thousands by filing date | call |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 52,900 | $60,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 46,077 | $60,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 10,000 | $58,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,000 | $58,000 | thousands by filing date | call |
| GREAT ELM CAP CORP | 390320109 | COM | 17,002 | $57,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 91,040 | $56,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 16,240 | $52,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,500 | $52,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 24,392 | $52,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 32,600 | $52,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 15,100 | $51,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 74,500 | $51,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 5,000 | $49,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 40,532 | $49,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 6,277 | $48,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 1,364 | $47,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,500 | $46,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,200 | $46,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8,805 | $45,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 30,000 | $45,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 33,163 | $45,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 5,300 | $43,000 | thousands by filing date | put |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 12,388 | $37,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 500 | $36,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,496 | $36,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 37,051 | $36,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 600 | $35,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 1,500 | $35,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 5,000 | $35,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 73,513 | $35,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 600 | $33,000 | thousands by filing date | put |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 12,500 | $33,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 37,601 | $32,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 26,880 | $32,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,000 | $28,000 | thousands by filing date | call |
| EMERALD HOLDING INC | 29103W104 | COM | 13,537 | $28,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,429 | $28,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 40,011 | $28,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 117 | $27,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 3,900 | $27,000 | thousands by filing date | call |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 31,810 | $27,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 27,910 | $27,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 20,481 | $26,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 1,100 | $22,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 75,500 | $21,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 22,708 | $21,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 13,245 | $21,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 24,162 | $20,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 20,350 | $20,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,509 | $19,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 16,200 | $18,000 | thousands by filing date | call |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 20,000 | $18,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 213 | $17,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10,000 | $17,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 6,400 | $16,000 | thousands by filing date | call |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 45,000 | $16,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 16,926 | $16,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 18,003 | $15,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 15,075 | $15,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 160,000 | $14,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 15,191 | $14,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 25,540 | $13,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 20,000 | $13,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,549 | $12,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 7,019 | $12,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 22,400 | $12,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $11,000 | thousands by filing date | call |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 140 | $11,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 16,500 | $11,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 35,526 | $11,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 31,902 | $11,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 17,400 | $11,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,200 | $10,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 709 | $10,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 12,000 | $10,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 15,100 | $10,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 1,300 | $10,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 2,162 | $10,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 200 | $8,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 28,100 | $7,000 | thousands by filing date | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 900 | $6,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,315 | $6,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 3,300 | $5,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 185 | $4,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 300 | $2,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,808 | $2,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 100 | $1,000 | thousands by filing date | put |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 1,139 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 82 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RIVERNORTH DOUBLELINE STRATE | 76882G123 | RIGHT 10/01/2020 | 57,480 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-003036 | this filing | 2020-11-16 | acceptance time not in the bulk data set |