13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 791 holding rows worth $2,115,705,000.
- Accession
- 0001085146-20-003036
- Filer
- CIK 1103646
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 791 entries on the cover page, a total value of $2,115,705,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,115,705,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 604,000 | $259,123,000 | thousands by filing date | put |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 68,118 | $100,734,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 15,481,000 | $52,442,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 24,500,000 | $47,373,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 17,780,000 | $45,724,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 17,584,000 | $44,493,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 4,005,878 | $37,615,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,716,300 | $34,899,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,778,605 | $34,149,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 24,395,000 | $33,616,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 21,920,000 | $33,266,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 76,239 | $32,707,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 305,109 | $29,890,000 | thousands by filing date | |
| RH | 74967X103 | COM | 64,100 | $24,527,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 29,000,000 | $24,262,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 19,144,000 | $22,916,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 120,800 | $19,723,000 | thousands by filing date | put |
| SEA LTD | 81141RAB6 | CONV BD US | 2,270,000 | $17,652,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 10,977,000 | $15,817,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002401 | COM NEW | 134,500 | $14,573,000 | thousands by filing date | put |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 145,344 | $14,363,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 95,721 | $13,619,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 47,700 | $13,533,000 | thousands by filing date | call |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 251,780 | $13,509,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 387,685 | $12,860,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 5,750,000 | $12,853,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 123,726 | $12,621,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 228,790 | $12,486,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 12,517,000 | $12,440,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 11,824,000 | $11,935,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 101,500 | $11,755,000 | thousands by filing date | put |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 80,221 | $10,799,000 | thousands by filing date | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 5,935,000 | $10,741,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 177,900 | $10,297,000 | thousands by filing date | put |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 8,980,000 | $10,278,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 8,520,000 | $10,167,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,759,000 | $9,871,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 87,800 | $9,784,000 | thousands by filing date | put |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 7,848,000 | $9,732,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 9,095,000 | $9,475,000 | thousands by filing date | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 169,004 | $9,474,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 195,344 | $9,185,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 8,000,000 | $9,184,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 43,500 | $9,149,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 27,000 | $9,042,000 | thousands by filing date | put |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 7,500,000 | $8,982,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 5,200,000 | $8,786,000 | thousands by filing date | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 149,700 | $8,390,000 | thousands by filing date | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 107,262 | $8,332,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 7,007,000 | $7,947,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 6,343,000 | $7,862,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 25,100 | $7,825,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,424,000 | $7,795,000 | thousands by filing date | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 305,056 | $7,538,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 37,000 | $7,241,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 71,000 | $7,213,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 58,900 | $7,212,000 | thousands by filing date | put |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 3,000,000 | $7,148,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862E109 | COM | 43,000 | $7,139,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572108 | CL B | 13,588 | $7,004,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 6,750,000 | $6,947,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 155,643 | $6,929,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 24,000 | $6,808,000 | thousands by filing date | put |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 2,000,000 | $6,716,000 | thousands by filing date | principal |
| TWILIO INC CL A | 90138F102 | Stock | 27,024 | $6,677,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,500 | $6,625,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 40,500 | $6,487,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 259,700 | $6,418,000 | thousands by filing date | put |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 4,000,000 | $6,400,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5,267,000 | $6,375,000 | thousands by filing date | principal |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 623,243 | $6,232,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 74,800 | $6,204,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 36,800 | $5,895,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 237,900 | $5,725,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 37,600 | $5,609,000 | thousands by filing date | put |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 3,980,000 | $5,544,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 5,000,000 | $5,531,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,500,000 | $5,498,000 | thousands by filing date | principal |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 527,325 | $5,432,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 540,687 | $5,407,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 300,225 | $5,356,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 3,410,000 | $5,253,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,044,000 | $5,188,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 4,098,000 | $5,151,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 4,650,000 | $5,114,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 34,100 | $5,086,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 5,000,000 | $5,066,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 3,950,000 | $5,012,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 94,521 | $4,960,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,800 | $4,926,000 | thousands by filing date | put |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 5,550,000 | $4,853,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,663,000 | $4,831,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 41,700 | $4,830,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 490,802 | $4,800,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 313,900 | $4,765,000 | thousands by filing date | put |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 105,932 | $4,736,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 60,000 | $4,573,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 27,700 | $4,560,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 449,859 | $4,507,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 682,000 | $4,466,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 52,500 | $4,355,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 26,400 | $4,346,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 41,300 | $4,212,000 | thousands by filing date | put |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 418,650 | $4,195,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 15,150 | $4,160,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 181,500 | $4,097,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 49,900 | $4,092,000 | thousands by filing date | put |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 4,610,000 | $4,047,000 | thousands by filing date | principal |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 487,519 | $4,037,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 133,478 | $4,035,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,000,000 | $4,025,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 410,263 | $4,012,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 27,995 | $3,970,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 3,500,000 | $3,948,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 134,000 | $3,915,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 33,500 | $3,880,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,500,000 | $3,860,000 | thousands by filing date | principal |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 369,548 | $3,825,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 3,575,000 | $3,804,000 | thousands by filing date | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 4,000,000 | $3,783,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 3,419,000 | $3,703,000 | thousands by filing date | principal |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 200,000 | $3,648,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 3,000,000 | $3,603,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,661,000 | $3,597,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 76,500 | $3,568,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 24,700 | $3,469,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 8,776 | $3,358,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 20,000 | $3,305,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 153,300 | $3,253,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 21,922 | $3,218,000 | thousands by filing date | call |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 27,202 | $3,213,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 2,000,000 | $3,198,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 3,380,000 | $3,186,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 60,600 | $3,180,000 | thousands by filing date | put |
| United States Oil Fund LP | 91232N207 | COM | 112,300 | $3,176,000 | thousands by filing date | call |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 3,250,000 | $3,175,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,000 | $3,122,000 | thousands by filing date | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 40,100 | $3,115,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 15,600 | $3,071,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 321,900 | $3,066,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 25,900 | $3,065,000 | thousands by filing date | put |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 91,800 | $3,063,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 54,800 | $3,040,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 119,558 | $3,010,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,800 | $2,966,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAB2 | BOND | 2,295,000 | $2,936,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,700,000 | $2,933,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 110,100 | $2,874,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 20,200 | $2,837,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 3,000,000 | $2,782,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 9,400 | $2,736,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,945,000 | $2,717,000 | thousands by filing date | principal |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 218,417 | $2,710,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 261,227 | $2,703,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 2,511,000 | $2,677,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 24,002 | $2,675,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 37,500 | $2,654,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 12,408 | $2,653,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 255,554 | $2,578,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 210,063 | $2,575,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,500,000 | $2,542,000 | thousands by filing date | principal |
| HCA Healthcare Inc | 40412C101 | COM | 20,000 | $2,494,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 20,000 | $2,494,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 11,100 | $2,476,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,559,000 | $2,460,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 240,208 | $2,450,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 28,300 | $2,407,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 285,608 | $2,402,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 80,000 | $2,396,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 7,000 | $2,344,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 30,000 | $2,328,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 105,300 | $2,279,000 | thousands by filing date | call |
| GO ACQUISITION CORP | 362019101 | CMN | 224,301 | $2,207,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,284,000 | $2,193,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 215,342 | $2,179,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 216,199 | $2,173,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,760,000 | $2,159,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,536,000 | $2,159,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 100,695 | $2,137,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,800 | $2,128,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 61,063 | $2,091,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 200,000 | $2,032,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 88,175 | $2,031,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 97,886 | $2,028,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 36,500 | $2,025,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 54,806 | $2,020,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 33,144 | $2,001,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 232,453 | $1,997,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 59,615 | $1,985,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 2,825,000 | $1,957,000 | thousands by filing date | principal |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 64,700 | $1,956,000 | thousands by filing date | put |
| INFINERA CORP | 45667GAC7 | BOND | 2,000,000 | $1,853,000 | thousands by filing date | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 42,000 | $1,821,000 | thousands by filing date | call |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 57,500 | $1,791,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,483 | $1,782,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 1,796,000 | $1,777,000 | thousands by filing date | principal |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 170,469 | $1,754,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 245,662 | $1,742,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,510,000 | $1,727,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 5,500 | $1,715,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 46,300 | $1,699,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 46,300 | $1,699,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 60,000 | $1,698,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12,500 | $1,693,000 | thousands by filing date | put |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 163,324 | $1,681,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,535,000 | $1,679,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 21,200 | $1,673,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 64,986 | $1,668,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,600 | $1,660,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 6,600 | $1,660,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 10,000 | $1,653,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 2,100,000 | $1,651,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,000 | $1,647,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,000 | $1,647,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 64,966 | $1,640,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 91,300 | $1,628,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 110,100 | $1,622,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 76,200 | $1,617,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 2,000,000 | $1,617,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 19,585 | $1,601,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 24,017 | $1,577,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 89,820 | $1,576,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,000 | $1,575,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 735,000 | $1,523,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 59,900 | $1,509,000 | thousands by filing date | put |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 82,500 | $1,505,000 | thousands by filing date | call |
| ALTERYX INC | 02156BAB9 | CONV BD US | 572,000 | $1,495,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862E109 | COM | 9,000 | $1,494,000 | thousands by filing date | call |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 133,837 | $1,491,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 44,478 | $1,490,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 15,000 | $1,489,000 | thousands by filing date | put |
| MATCH GROUP INC NEW | 57667L107 | COM | 13,445 | $1,488,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 4,450 | $1,456,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 17,664 | $1,444,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,300 | $1,440,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,017 | $1,423,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 48,136 | $1,407,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 12,500 | $1,407,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 53,772 | $1,404,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 138,369 | $1,398,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 25,000 | $1,378,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,500,000 | $1,370,000 | thousands by filing date | principal |
| MATCH GROUP INC NEW | 57667L107 | COM | 12,360 | $1,368,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 6,100 | $1,361,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 32,446 | $1,358,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 12,100 | $1,348,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 25,000 | $1,347,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 26,000 | $1,346,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 16,600 | $1,346,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,089,000 | $1,340,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,300 | $1,336,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 7,186 | $1,306,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 261,000 | $1,300,000 | thousands by filing date | principal |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 128,691 | $1,297,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 18,600 | $1,288,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 15,100 | $1,285,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,800 | $1,277,000 | thousands by filing date | put |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,305,000 | $1,255,000 | thousands by filing date | principal |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 125,862 | $1,255,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 101,300 | $1,246,000 | thousands by filing date | put |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 60,000 | $1,216,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,000,000 | $1,197,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 17,045 | $1,171,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 59,931 | $1,166,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 18,000 | $1,165,000 | thousands by filing date | put |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 117,000 | $1,162,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 6,978 | $1,159,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 115,754 | $1,151,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 51,527 | $1,127,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 12,500 | $1,116,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 26,800 | $1,111,000 | thousands by filing date | put |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 1,000,000 | $1,109,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 17,121 | $1,108,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 26,600 | $1,107,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 59,406 | $1,090,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 109,164 | $1,087,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 50,000 | $1,085,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $1,082,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6,500 | $1,079,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 35,700 | $1,070,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 33,500 | $1,070,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 31,473 | $1,069,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 36,716 | $1,064,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 49,100 | $1,063,000 | thousands by filing date | put |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 105,392 | $1,059,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 1,000,000 | $1,033,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,000 | $1,028,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,100 | $1,026,000 | thousands by filing date | call |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 100,000 | $1,026,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 55,523 | $1,019,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 18,200 | $1,019,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 1,020,000 | $1,006,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 4,000 | $1,005,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y319 | CMN | 49,732 | $993,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 108,980 | $992,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 152,534 | $988,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 437,807 | $983,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 81,400 | $978,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 11,858 | $972,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 97,381 | $972,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 8,921 | $967,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 94,890 | $962,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 75,767 | $958,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 20,000 | $935,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 230,500 | $933,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 31,000 | $929,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 100,100 | $925,000 | thousands by filing date | put |
| WATSCO INC | 942622101 | CL B CONV | 3,971 | $925,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,300 | $922,000 | thousands by filing date | call |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 54,538 | $911,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $902,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 7,356 | $901,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 90,000 | $900,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 106,924 | $896,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,000,000 | $882,000 | thousands by filing date | principal |
| ALLAKOS INC | 01671P100 | COM | 10,800 | $880,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 15,000 | $875,000 | thousands by filing date | put |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 26,000 | $867,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 148,500 | $865,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 25,900 | $862,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 2,000 | $858,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 11,000 | $854,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 47,500 | $852,000 | thousands by filing date | call |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 73,971 | $851,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 20,300 | $844,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 7,306 | $836,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 46,884 | $836,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 25,113 | $835,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 86,295 | $832,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,000 | $831,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,000,000 | $830,000 | thousands by filing date | principal |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 21,618 | $823,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 32,587 | $823,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 11,500 | $820,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 55,200 | $818,000 | thousands by filing date | call |
| CHP MERGER CORP | 12558Y106 | COM CL A | 80,290 | $818,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 95,954 | $810,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 10,000 | $807,000 | thousands by filing date | put |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 78,765 | $806,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 80,743 | $804,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,000 | $795,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 15,000 | $793,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 75,881 | $783,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 11,200 | $776,000 | thousands by filing date | call |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 79,622 | $776,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 30,000 | $770,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 76,700 | $769,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 7,445 | $766,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,000 | $765,000 | thousands by filing date | call |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 87,962 | $762,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 14,500 | $761,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 1,500 | $750,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 94,100 | $748,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10,000 | $742,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,100 | $738,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 21,300 | $733,000 | thousands by filing date | put |
| OI SA-ADR | 670851500 | ADR | 504,501 | $732,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,100 | $727,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 10,227 | $708,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 10,000 | $708,000 | thousands by filing date | call |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 16,303 | $707,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 60,162 | $700,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,000,000 | $700,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 408 | $698,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 14,800 | $689,000 | thousands by filing date | call |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,605 | $680,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 12,600 | $679,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 71,664 | $669,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 68,038 | $665,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 22,500 | $660,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 38,540 | $654,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 30,500 | $649,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 44,008 | $648,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 176,074 | $644,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,376 | $641,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 44,385 | $631,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 69,157 | $627,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 37,127 | $627,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 27,500 | $624,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 61,149 | $624,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,500 | $619,000 | thousands by filing date | put |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 61,319 | $618,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 84,313 | $616,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 78,879 | $616,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 66,610 | $613,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 50,057 | $613,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,400 | $611,000 | thousands by filing date | put |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 7,200 | $600,000 | thousands by filing date | put |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 8,658 | $594,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 8,000 | $588,000 | thousands by filing date | call |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 58,824 | $588,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,000 | $587,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 29,903 | $586,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 41,200 | $585,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 2,500 | $578,000 | thousands by filing date | put |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 62,235 | $576,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 20,175 | $561,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 18,914 | $561,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 202,000 | $558,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 113,374 | $556,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 32,503 | $553,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 20,200 | $543,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,600 | $542,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,600 | $542,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 111,300 | $540,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,000 | $538,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 52,995 | $535,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 26,059 | $535,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 5,448 | $532,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 15,300 | $528,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 50,000 | $526,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 30,262 | $525,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 15,600 | $520,000 | thousands by filing date | put |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,468,434 | $514,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 50,344 | $514,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 37,609 | $509,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,700 | $505,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 39,400 | $502,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 4,300 | $498,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 14,491 | $497,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 16,254 | $496,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 48,022 | $494,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 8,153 | $489,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 8,900 | $488,000 | thousands by filing date | call |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 42,500 | $488,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 65,000 | $486,000 | thousands by filing date | put |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 24,451 | $480,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 14,693 | $479,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 88,500 | $478,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 46,900 | $478,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 10,300 | $471,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 60,935 | $471,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 22,800 | $469,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 44,400 | $462,000 | thousands by filing date | call |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 44,017 | $460,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 549,000 | $460,000 | thousands by filing date | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 35,500 | $453,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 25,149 | $451,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,930 | $447,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 12,500 | $445,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 2,250 | $443,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,600 | $442,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 36,315 | $438,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 35,456 | $437,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,600 | $435,000 | thousands by filing date | call |
| NIKOLA CORP | 654110105 | COM | 21,300 | $435,000 | thousands by filing date | put |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 29,900 | $423,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 5,100 | $417,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,519 | $417,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 46,600 | $414,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 20,500 | $410,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 58,600 | $408,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 49,976 | $406,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 53,162 | $404,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 36,400 | $403,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 9,301 | $401,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,700 | $397,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 35,100 | $395,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,200 | $395,000 | thousands by filing date | call |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 27,600 | $393,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 1,405 | $390,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,400 | $389,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 11,200 | $386,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 36,100 | $385,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,000 | $381,000 | thousands by filing date | call |
| NOVAVAX INC | 670002401 | COM NEW | 3,500 | $379,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 43,631 | $378,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 33,500 | $372,000 | thousands by filing date | call |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 36,062 | $372,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 20,150 | $369,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 36,583 | $368,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 14,200 | $365,000 | thousands by filing date | put |
| CERENCE INC COM | 156727109 | Stock | 7,412 | $362,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,000 | $361,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 5,000 | $360,000 | thousands by filing date | call |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 35,000 | $352,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 35,091 | $351,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 33,506 | $349,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,100 | $345,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 81,900 | $345,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,100 | $344,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 8,041 | $343,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 30,858 | $339,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,000 | $338,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 41,100 | $336,000 | thousands by filing date | call |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 33,853 | $336,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 33,055 | $336,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 26,121 | $333,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,000 | $331,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 33,000 | $330,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 15,668 | $329,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 8,301 | $328,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 327,000 | $328,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 5,893 | $323,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,498 | $322,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,500 | $321,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 4,300 | $321,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 564 | $316,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 30,738 | $314,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 33,928 | $312,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-003036 | this filing | 2020-11-16 | acceptance time not in the bulk data set |