13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 3,344 holding rows worth $217,409,235,000.
- Accession
- 0001085146-20-002919
- Filer
- CIK 884546
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 3,365 entries on the cover page, a total value of $217,409,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $217,409,235,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBAILLIE GIFFORD OVERSEAS LTD028-04395
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMondrian Investment Partners LTD028-11450
- included managerCharles Schwab Trust Co028-19636
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 123,647 | $332,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 18,368 | $331,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 52,845 | $328,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 29,776 | $327,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 26,361 | $326,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 57,531 | $324,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 45,696 | $323,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 122,171 | $321,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 86,003 | $321,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 17,374 | $320,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 29,585 | $320,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 52,772 | $319,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 25,527 | $317,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 131,673 | $314,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 41,158 | $313,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 23,723 | $312,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 103,000 | $311,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 24,153 | $310,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 32,591 | $309,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 23,126 | $308,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 30,643 | $307,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 18,547 | $307,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 63,129 | $307,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 14,620 | $306,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 22,830 | $300,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 222,439 | $299,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 23,029 | $296,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 144,611 | $296,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 53,568 | $296,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 13,779 | $295,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 11,081 | $295,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 200,317 | $295,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 28,354 | $293,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 52,060 | $292,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 58,925 | $290,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 24,223 | $290,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 16,730 | $290,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 15,305 | $289,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 24,483 | $289,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 54,618 | $289,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 140,865 | $288,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 12,841 | $288,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 32,606 | $287,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 48,145 | $286,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 57,920 | $286,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 30,133 | $285,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 12,676 | $284,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 23,667 | $283,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 13,765 | $283,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 28,731 | $283,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 56,825 | $282,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 15,224 | $282,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 43,769 | $282,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 35,268 | $279,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 22,680 | $278,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 138,133 | $277,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 36,262 | $274,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 40,836 | $274,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 81,266 | $274,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 23,543 | $273,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 53,562 | $273,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 42,901 | $272,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 17,415 | $271,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 33,667 | $270,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 87,667 | $270,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 38,703 | $270,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 103,952 | $270,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 33,530 | $269,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 18,746 | $268,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 38,749 | $268,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 47,209 | $268,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 88,528 | $267,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 28,396 | $267,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 21,652 | $267,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 187,409 | $267,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 16,235 | $266,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 41,663 | $266,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 14,039 | $266,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 15,060 | $266,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,892 | $266,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 13,685 | $265,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 115,833 | $262,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 36,391 | $262,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 91,915 | $262,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 18,481 | $262,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,430 | $261,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 42,990 | $261,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 32,708 | $260,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 38,269 | $260,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,236 | $259,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 113,583 | $259,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 21,171 | $258,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 24,001 | $257,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 71,885 | $257,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 11,523 | $257,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 140,611 | $255,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 102,183 | $254,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 38,356 | $253,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 14,961 | $253,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 22,109 | $252,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 11,803 | $252,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 8,423 | $251,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 22,734 | $251,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 28,248 | $251,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 78,749 | $251,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 20,970 | $250,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 23,711 | $249,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 119,348 | $248,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 13,589 | $247,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 16,581 | $246,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 8,519 | $246,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,155 | $246,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,048 | $245,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 21,466 | $245,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 10,849 | $245,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 48,422 | $245,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 101,222 | $245,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 39,229 | $244,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 43,125 | $244,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 31,464 | $244,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 21,198 | $241,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,310 | $241,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 49,470 | $241,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 17,740 | $240,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 70,501 | $239,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 35,085 | $238,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 25,920 | $236,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 134,523 | $236,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 46,300 | $235,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 11,890 | $234,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 6,434 | $234,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 12,133 | $232,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 10,840 | $232,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 72,152 | $232,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 12,332 | $232,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 81,213 | $231,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 85,501 | $229,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 14,111 | $228,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 16,019 | $227,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 15,092 | $227,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 148,515 | $226,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 57,454 | $225,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 52,921 | $225,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 31,141 | $225,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 41,847 | $225,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 106,009 | $224,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 16,216 | $222,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 70,208 | $222,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 10,319 | $221,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 74,761 | $221,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 51,242 | $221,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 10,552 | $220,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 73,478 | $220,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 14,025 | $219,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 23,416 | $216,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 55,046 | $215,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 102,247 | $215,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,343 | $214,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 40,619 | $214,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 22,090 | $214,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 17,347 | $213,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 106,652 | $212,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 172,573 | $211,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 84,937 | $209,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,750 | $208,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 38,985 | $208,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 47,338 | $208,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 49,726 | $207,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 6,514 | $206,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 17,679 | $205,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 20,703 | $205,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 18,236 | $204,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 33,553 | $203,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 21,263 | $202,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 85,430 | $200,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 16,966 | $199,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 161,901 | $198,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 32,297 | $198,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 18,599 | $197,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 23,182 | $196,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 30,800 | $195,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 139,678 | $195,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 16,895 | $194,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 71,585 | $194,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 30,662 | $194,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 41,610 | $193,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 90,990 | $192,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 17,843 | $192,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,559 | $190,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 36,330 | $189,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 11,068 | $187,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 90,709 | $186,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 73,989 | $180,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 15,440 | $177,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 13,490 | $175,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 12,494 | $175,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 20,535 | $174,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 39,076 | $173,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 161,212 | $173,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,379 | $172,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 18,833 | $171,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 10,932 | $169,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 21,898 | $169,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 19,124 | $169,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 22,969 | $168,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 17,635 | $167,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 11,636 | $166,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 40,607 | $165,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 21,808 | $163,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 32,293 | $160,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 162,357 | $160,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 22,213 | $157,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 31,869 | $157,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 14,314 | $156,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 110,161 | $154,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14,133 | $152,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 19,487 | $152,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 46,756 | $151,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 66,366 | $149,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 144,787 | $148,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,699 | $147,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 55,998 | $146,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 15,491 | $144,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 40,648 | $143,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 23,999 | $142,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 24,141 | $139,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 13,562 | $139,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 77,257 | $138,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 18,127 | $135,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 20,464 | $131,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 36,514 | $131,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 27,738 | $131,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 110,060 | $131,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 10,849 | $130,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 16,918 | $130,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 31,843 | $129,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 10,170 | $124,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 21,396 | $121,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 10,379 | $120,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 108,755 | $119,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 11,425 | $118,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 10,875 | $115,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 110,082 | $114,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 10,253 | $112,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 73,713 | $111,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 53,275 | $109,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 19,697 | $109,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 32,912 | $104,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 48,985 | $103,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 15,547 | $103,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 85,113 | $102,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 12,447 | $95,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 12,274 | $92,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 39,646 | $92,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 68,347 | $85,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 25,671 | $83,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 14,545 | $77,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 91,097 | $77,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 15,420 | $77,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 37,424 | $75,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 17,873 | $74,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 37,436 | $73,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 10,490 | $73,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 16,555 | $72,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 73,284 | $71,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 19,321 | $71,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 12,146 | $70,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 13,902 | $70,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 14,398 | $68,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 47,515 | $65,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 67,398 | $65,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 22,977 | $63,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 66,180 | $62,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 23,042 | $60,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 22,732 | $59,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 25,454 | $59,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,364 | $58,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 64,744 | $57,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 44,971 | $57,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 20,505 | $53,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 14,458 | $52,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 20,206 | $51,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 11,044 | $49,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 21,662 | $49,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 11,262 | $46,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,539 | $45,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 20,316 | $44,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 13,581 | $43,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 26,575 | $41,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 49,168 | $40,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 14,385 | $40,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 56,410 | $39,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 20,946 | $38,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,147 | $37,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 29,948 | $36,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 13,059 | $36,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,000 | $32,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 10,799 | $31,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,600 | $28,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 11,791 | $28,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,486 | $27,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 56,900 | $27,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 12,381 | $27,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 35,096 | $27,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,633 | $26,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 18,900 | $24,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 10,570 | $23,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 10,065 | $21,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,055 | $21,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 10,211 | $21,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,336 | $21,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 17,215 | $20,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,835 | $20,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,273 | $19,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 21,969 | $19,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,207 | $18,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,292 | $18,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 32,553 | $18,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 14,578 | $18,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 33,023 | $17,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 14,328 | $17,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 13,613 | $17,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 11,000 | $16,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,681 | $15,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 23,490 | $14,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 15,450 | $13,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 18,832 | $13,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,516 | $13,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 17,195 | $13,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 81,152 | $12,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,685 | $12,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 21,090 | $12,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 11,998 | $11,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,000 | $11,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 18,290 | $10,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 15,538 | $9,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 10,645 | $9,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 33,032 | $9,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 33,805 | $8,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 14,600 | $8,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 18,640 | $7,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,444 | $6,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,114 | $5,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 10,920 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002919 | this filing | 2020-11-13 | acceptance time not in the bulk data set |