13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-14, with 1,375 holding rows worth $6,235,191,000.
- Accession
- 0001085146-20-002523
- Filer
- CIK 1303042
- Filed
- 2020-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,375 entries on the cover page, a total value of $6,235,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,235,191,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 18,552 | $314,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,971 | $312,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 265 | $311,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,535 | $311,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,609 | $309,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 32,635 | $309,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,594 | $308,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,087 | $308,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,634 | $308,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,712 | $307,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 23,117 | $306,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 898 | $306,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,036 | $304,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,082 | $304,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,583 | $304,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,535 | $303,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 5,348 | $303,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,455 | $302,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,282 | $301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,982 | $299,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 4,635 | $299,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,515 | $297,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 10,696 | $297,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,288 | $296,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 25,888 | $296,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 12,907 | $295,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 218 | $294,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 11,650 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,226 | $293,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 10,010 | $293,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,565 | $292,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,418 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,462 | $292,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 11,206 | $291,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,854 | $291,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,431 | $291,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 48,039 | $291,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 6,595 | $289,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,864 | $289,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 10,185 | $288,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,424 | $288,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,806 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 9,170 | $287,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,851 | $286,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 8,932 | $286,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,439 | $285,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,109 | $284,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,778 | $283,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,924 | $282,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,562 | $282,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 28,302 | $282,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 22,930 | $282,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,561 | $281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 14,466 | $281,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 19,244 | $281,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 9,482 | $281,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 20,914 | $280,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 13,748 | $280,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,986 | $279,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,754 | $279,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 5,079 | $279,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,485 | $279,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 5,097 | $278,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 2,960 | $276,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 28,547 | $276,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 26,870 | $275,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,457 | $274,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,759 | $274,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25,143 | $273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,421 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,335 | $273,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 23,228 | $272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,601 | $272,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,237 | $272,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,759 | $272,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 21,731 | $272,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 5,750 | $272,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,845 | $271,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,452 | $270,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 10,913 | $270,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 11,059 | $269,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 9,619 | $269,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,129 | $268,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 6,800 | $267,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,151 | $267,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,575 | $265,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 265,000 | $265,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 18,846 | $264,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,711 | $264,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 10,375 | $264,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,585 | $263,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,970 | $263,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,220 | $262,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,631 | $261,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,189 | $261,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,184 | $260,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,191 | $260,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 26,207 | $259,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 17,145 | $259,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,139 | $259,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 17,659 | $258,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 9,853 | $257,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 25,237 | $255,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,329 | $254,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 22,135 | $254,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,450 | $253,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,292 | $253,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 256 | $252,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,784 | $251,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,913 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,479 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 5,589 | $249,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,336 | $248,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,703 | $248,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,600 | $248,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,174 | $248,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 8,409 | $247,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,405 | $247,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 8,970 | $247,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,755 | $247,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 623 | $245,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,903 | $244,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,856 | $244,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,009 | $243,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,689 | $243,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,506 | $243,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 26,107 | $243,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 69,793 | $242,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 9,926 | $241,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 49,402 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,792 | $241,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 7,452 | $241,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 4,200 | $241,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,777 | $241,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 533 | $241,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 4,438 | $240,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,005 | $240,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 5,060 | $240,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,656 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 7,665 | $238,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,600 | $236,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 69,395 | $236,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,913 | $235,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,363 | $235,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,863 | $234,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,750 | $234,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,067 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 3,895 | $234,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,281 | $233,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 46,153 | $233,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,001 | $231,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,039 | $231,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 8,349 | $231,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,368 | $231,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,641 | $230,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 15,326 | $230,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,007 | $229,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,381 | $228,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,101 | $226,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,385 | $226,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 553 | $226,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,367 | $226,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,168 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 959 | $226,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 19,239 | $226,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 3,846 | $226,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 8,000 | $226,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,264 | $225,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,809 | $225,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,102 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,950 | $224,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 763 | $224,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,000 | $224,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 6,641 | $224,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 10,933 | $223,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,742 | $222,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 852 | $222,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,017 | $222,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,596 | $222,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 50,011 | $222,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,562 | $222,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,553 | $221,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 11,959 | $220,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,214 | $219,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,774 | $218,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 16,168 | $218,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 2,336 | $218,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,402 | $218,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 452 | $218,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 3,098 | $218,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 80,541 | $218,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,876 | $217,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,819 | $217,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 61,758 | $217,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 6,618 | $217,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 5,812 | $217,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 7,779 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 10,436 | $216,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,804 | $215,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,723 | $214,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,640 | $213,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 5,175 | $213,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 18,957 | $213,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,666 | $212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 6,879 | $212,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,795 | $209,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,541 | $209,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,407 | $208,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 20,194 | $208,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,717 | $207,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,203 | $206,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,350 | $206,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 7,887 | $205,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,621 | $205,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 805 | $204,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,464 | $204,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,542 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 3,240 | $204,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 8,395 | $203,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 32,985 | $202,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,056 | $202,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,352 | $202,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 21,370 | $202,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 20,106 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 6,385 | $201,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,489 | $200,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 11,217 | $200,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 26,811 | $199,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,992 | $198,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,252 | $197,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 22,933 | $196,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 18,060 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 14,219 | $194,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 11,243 | $192,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 20,172 | $189,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,522 | $186,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 22,402 | $185,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 14,007 | $185,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 188,000 | $185,000 | thousands by filing date | principal |
| PACWEST BANCORP DEL | 695263103 | COM | 10,751 | $184,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 15,750 | $183,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,434 | $182,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 12,374 | $181,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 16,163 | $181,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 14,791 | $180,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 10,648 | $180,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,350 | $180,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,097 | $178,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,264 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 15,772 | $175,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,771 | $173,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 13,193 | $173,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 16,210 | $173,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 17,747 | $167,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 32,302 | $167,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,308 | $161,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,460 | $158,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 11,734 | $158,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 16,248 | $158,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 14,570 | $157,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,215 | $156,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 30,348 | $154,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,280 | $152,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 40,460 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,416 | $151,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 40,000 | $149,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,155 | $148,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 16,284 | $148,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,525 | $145,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,281 | $140,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,108 | $139,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 136,000 | $139,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,954 | $136,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,580 | $134,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 27,311 | $134,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,641 | $134,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 18,374 | $133,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,906 | $132,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 18,103 | $132,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,623 | $130,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 53,150 | $129,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 16,962 | $128,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 25,790 | $125,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,034 | $123,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,307 | $119,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,086 | $117,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,657 | $116,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,184 | $115,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 19,718 | $114,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 27,556 | $114,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,850 | $113,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,761 | $112,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 27,152 | $112,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,081 | $112,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 18,150 | $111,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,560 | $110,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 18,286 | $108,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,900 | $108,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,449 | $107,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,302 | $106,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 10,229 | $102,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 32,681 | $100,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 47,020 | $99,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 18,990 | $98,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 12,000 | $98,000 | thousands by filing date | principal |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,983 | $96,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 13,389 | $96,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 14,576 | $93,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,914 | $91,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,000 | $91,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 17,900 | $88,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,702 | $88,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,767 | $86,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,000 | $86,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,358 | $83,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 11,564 | $82,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 21,600 | $81,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 60,405 | $81,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,829 | $80,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,056 | $77,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 110,000 | $77,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,784 | $76,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 28,738 | $74,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,115 | $69,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 11,448 | $68,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 14,808 | $67,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,704 | $67,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,638 | $65,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 14,585 | $65,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,521 | $63,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,894 | $63,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 35,360 | $62,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 36,806 | $59,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 13,418 | $56,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,057 | $53,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 17,000 | $45,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,000 | $43,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,616 | $42,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,500 | $42,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 17,792 | $42,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 17,711 | $41,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 14,000 | $39,000 | thousands by filing date | principal |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,876 | $34,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,081 | $33,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 15,000 | $33,000 | thousands by filing date | principal |
| BOXLIGHT CORP | 103197109 | COM CL A | 20,500 | $33,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 17,409 | $31,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 14,000 | $31,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 49,663 | $30,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,106 | $29,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,344 | $29,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 50,000 | $29,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 27,000 | $27,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 20,000 | $26,000 | thousands by filing date | principal |
| DOVER MOTORSPORTS INC | 260174107 | COM | 17,351 | $24,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,031 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 17,000 | $18,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 17,000 | $18,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 17,000 | $17,000 | thousands by filing date | principal |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,000 | $16,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 17,000 | $16,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 10,000 | $16,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 11,925 | $14,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 16,000 | $13,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,000 | $12,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 12,000 | $12,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 10,934 | $12,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 20,000 | $11,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 11,924 | $11,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,300 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $10,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,855 | $9,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,200 | $7,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,277 | $3,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 16,750 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002523 | this filing | 2020-10-14 | acceptance time not in the bulk data set |