13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-14, with 1,375 holding rows worth $6,235,191,000.
- Accession
- 0001085146-20-002523
- Filer
- CIK 1303042
- Filed
- 2020-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,375 entries on the cover page, a total value of $6,235,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,235,191,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,538,479 | $516,831,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,089,914 | $246,794,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 4,124,162 | $244,043,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,347,921 | $201,853,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,600,018 | $185,276,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 5,011,430 | $129,677,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,972,446 | $118,914,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 819,225 | $110,436,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 375,390 | $104,384,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,750,372 | $100,464,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 5,204,782 | $97,970,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 26,229 | $82,435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,246,046 | $79,136,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 938,292 | $74,151,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 338,388 | $71,169,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 203,459 | $68,108,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,235,812 | $65,322,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 946,204 | $60,300,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 259,031 | $58,962,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 238,327 | $50,747,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,534,804 | $48,281,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 433,628 | $45,312,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 618,429 | $43,546,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,048,386 | $42,867,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 134,578 | $41,384,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 898,599 | $41,205,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 147,993 | $39,576,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 162,282 | $37,501,000 | thousands by filing date | |
| VTI | 922908769 | COM | 219,931 | $37,473,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 242,451 | $37,291,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 544,862 | $37,130,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 402,414 | $35,478,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 554,758 | $32,996,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 744,192 | $32,182,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 152,840 | $27,070,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 192,868 | $26,819,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 179,201 | $26,657,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 323,687 | $26,179,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 898,307 | $25,674,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 309,042 | $25,612,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 131,099 | $25,577,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 198,425 | $25,538,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 124,513 | $24,884,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 57,062 | $24,474,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 375,459 | $23,910,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 637,282 | $23,222,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 408,086 | $22,716,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 81,553 | $22,663,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 40,999 | $22,193,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 81,573 | $21,353,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 394,657 | $21,160,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 509,535 | $20,950,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 258,055 | $20,639,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 581,226 | $19,925,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 388,615 | $19,391,000 | thousands by filing date | |
| IJH | 464287507 | COM | 101,988 | $18,902,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 262,341 | $18,891,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 225,475 | $18,382,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 574,743 | $18,245,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 89,707 | $17,944,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 152,353 | $17,794,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 178,568 | $17,657,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 126,326 | $17,656,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 11,873 | $17,409,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 726,049 | $17,374,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 190,420 | $17,226,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 138,487 | $17,133,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 970,460 | $17,043,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 522,130 | $17,026,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 264,765 | $16,764,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 321,401 | $16,651,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 75,087 | $16,288,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 127,173 | $16,087,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 167,647 | $15,660,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,619 | $15,540,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 156,263 | $15,051,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 402,788 | $14,791,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 177,152 | $14,251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 100,019 | $14,170,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 306,794 | $13,529,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 185,368 | $13,373,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 240,409 | $13,314,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 47,281 | $13,131,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 221,074 | $13,043,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 436,512 | $12,883,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 39,962 | $12,805,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 62,692 | $12,753,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 72,197 | $12,712,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 57,370 | $12,586,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 90,130 | $12,491,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 313,573 | $12,480,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 140,940 | $12,355,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 109,462 | $12,297,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 31,753 | $12,173,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 673,717 | $12,053,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 34,926 | $11,790,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 48,881 | $11,638,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 215,833 | $11,611,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 99,318 | $11,514,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 301,744 | $11,348,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 184,222 | $11,214,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 102,368 | $10,865,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 34,794 | $10,849,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 30,208 | $10,742,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 36,534 | $10,723,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 128,940 | $10,680,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 114,829 | $10,605,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 186,105 | $10,241,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 256,543 | $10,128,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 84,839 | $10,028,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 131,511 | $9,930,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 255,628 | $9,880,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 89,235 | $9,860,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 90,295 | $9,832,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 171,455 | $9,463,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 62,237 | $9,216,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 363,960 | $9,146,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 55,046 | $9,103,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 58,438 | $9,053,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 93,257 | $9,048,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 180,525 | $8,907,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25,912 | $8,786,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 85,566 | $8,735,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 275,771 | $8,657,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 103,139 | $8,651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 45,836 | $8,627,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 101,826 | $8,548,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 354,104 | $8,512,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 33,344 | $8,483,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 197,557 | $8,255,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 159,953 | $8,120,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 159,354 | $8,039,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 146,488 | $7,947,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 87,401 | $7,758,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 142,533 | $7,680,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 130,396 | $7,580,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 47,371 | $7,574,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14,943 | $7,527,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 86,520 | $7,483,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 65,748 | $7,481,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 126,656 | $7,418,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 29,208 | $7,372,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 37,288 | $7,367,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 87,882 | $7,301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 382,052 | $7,273,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 240,361 | $7,179,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 22,983 | $7,161,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 58,956 | $7,132,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 25,456 | $7,065,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 68,030 | $7,059,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 14,367 | $7,035,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 37,544 | $7,031,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 47,309 | $6,979,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 65,995 | $6,965,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 23,104 | $6,908,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 119,070 | $6,856,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 461,696 | $6,799,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 191,399 | $6,781,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 57,398 | $6,760,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 21 | $6,720,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 421,088 | $6,688,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 65,533 | $6,679,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 58,507 | $6,622,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 271,978 | $6,554,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 24,784 | $6,538,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 27,274 | $6,533,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 211,885 | $6,479,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 44,015 | $6,463,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 193,082 | $6,419,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 117,563 | $6,383,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 36,080 | $6,369,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 58,566 | $6,335,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 36,107 | $6,253,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 51,235 | $6,233,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 104,400 | $6,192,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 37,842 | $6,171,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 27,647 | $6,128,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 76,496 | $6,037,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 312,845 | $6,000,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 68,833 | $5,906,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 114,349 | $5,899,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 141,924 | $5,863,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 112,127 | $5,852,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 150,375 | $5,835,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 45,848 | $5,758,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,631 | $5,754,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 185,597 | $5,735,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 124,006 | $5,732,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 34,142 | $5,671,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 157,531 | $5,620,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 61,000 | $5,618,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 37,532 | $5,600,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 50,447 | $5,591,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 58,015 | $5,562,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 35,389 | $5,553,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 38,720 | $5,528,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 108,000 | $5,473,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 26,614 | $5,368,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 40,959 | $5,366,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 27,118 | $5,347,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 32,665 | $5,311,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 87,709 | $5,287,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 33,689 | $5,269,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 33,257 | $5,237,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 209,220 | $5,212,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 185,857 | $5,195,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 87,785 | $5,161,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 31,123 | $5,119,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 45,843 | $5,101,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 154,311 | $5,070,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 40,991 | $5,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 82,719 | $4,958,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 60,746 | $4,849,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 64,669 | $4,835,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 94,671 | $4,783,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 96,277 | $4,768,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 28,324 | $4,699,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 152,281 | $4,672,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 51,032 | $4,588,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 186,683 | $4,521,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 136,196 | $4,493,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 19,587 | $4,427,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 20,599 | $4,427,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 32,718 | $4,425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 163,728 | $4,402,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 67,943 | $4,360,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 54,771 | $4,251,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 80,837 | $4,217,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 33,676 | $4,215,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 53,525 | $4,165,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 33,784 | $4,114,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 79,172 | $4,105,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 97,674 | $4,067,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 34,539 | $4,048,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12,618 | $3,981,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,992 | $3,978,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 48,518 | $3,964,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20,450 | $3,881,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 164,844 | $3,880,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 37,281 | $3,861,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 109,238 | $3,845,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 217,857 | $3,803,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 47,030 | $3,792,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 48,580 | $3,739,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,620 | $3,734,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 112,361 | $3,730,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 25,201 | $3,697,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 64,267 | $3,695,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 15,253 | $3,636,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 201,799 | $3,633,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 30,006 | $3,625,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 22,802 | $3,624,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 34,710 | $3,620,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 120,706 | $3,572,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 24,081 | $3,553,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 141,081 | $3,546,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 55,293 | $3,482,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 132,810 | $3,469,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 235,586 | $3,461,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 62,151 | $3,414,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 26,296 | $3,410,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 11,311 | $3,404,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 10,202 | $3,346,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 60,489 | $3,307,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 133,863 | $3,290,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 53,292 | $3,287,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 40,046 | $3,274,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 104,396 | $3,233,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 82,124 | $3,221,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 14,478 | $3,202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 28,381 | $3,188,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 48,494 | $3,182,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 38,304 | $3,100,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 142,569 | $3,095,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 65,812 | $3,075,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 458,345 | $3,057,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 22,641 | $3,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 19,247 | $3,041,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,024 | $3,024,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 77,738 | $3,010,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 189,874 | $3,006,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 13,847 | $2,982,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 16,052 | $2,976,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 12,988 | $2,953,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 139,653 | $2,942,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 9,399 | $2,924,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 47,265 | $2,920,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 133,524 | $2,898,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 106,084 | $2,886,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,055 | $2,879,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 117,700 | $2,874,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 86,329 | $2,868,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 132,048 | $2,859,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 13,076 | $2,858,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 6,066 | $2,850,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 34,915 | $2,822,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 45,304 | $2,814,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 25,065 | $2,785,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 30,384 | $2,780,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 70,064 | $2,773,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 64,304 | $2,772,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 29,327 | $2,759,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 36,120 | $2,758,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 42,072 | $2,747,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 45,109 | $2,743,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 91,129 | $2,698,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,567 | $2,697,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 48,408 | $2,694,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 23,297 | $2,683,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 26,469 | $2,657,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 20,396 | $2,631,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 98,001 | $2,610,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 42,202 | $2,597,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 7,107 | $2,593,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 68,497 | $2,586,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,031 | $2,577,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 97,562 | $2,577,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 43,062 | $2,571,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 113,002 | $2,555,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 17,462 | $2,506,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,343 | $2,501,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 365,819 | $2,493,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 34,669 | $2,488,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 31,008 | $2,476,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 18,336 | $2,472,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 22,156 | $2,448,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,610 | $2,438,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 11,204 | $2,415,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 82,480 | $2,411,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 78,572 | $2,400,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 47,650 | $2,394,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 90,727 | $2,366,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 25,106 | $2,364,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 21,111 | $2,361,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 54,350 | $2,360,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 23,691 | $2,351,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 74,785 | $2,348,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 42,717 | $2,344,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 30,140 | $2,320,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,637 | $2,275,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 21,020 | $2,272,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 308,758 | $2,270,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 59,192 | $2,251,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 75,357 | $2,250,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 44,850 | $2,249,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 80,946 | $2,228,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 11,972 | $2,218,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 158,152 | $2,210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 20,201 | $2,188,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 54,489 | $2,178,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 25,122 | $2,175,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 39,582 | $2,166,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 242,178 | $2,129,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,585 | $2,125,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 20,670 | $2,111,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 74,060 | $2,109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 48,175 | $2,093,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14,937 | $2,082,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 59,770 | $2,080,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 17,905 | $2,078,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 12,579 | $2,052,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 26,026 | $2,043,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 51,824 | $2,042,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 39,332 | $2,032,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 67,336 | $2,032,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,218 | $2,025,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 124,888 | $2,020,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 34,625 | $2,000,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 52,042 | $1,966,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 16,173 | $1,964,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 63,178 | $1,930,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 117,313 | $1,919,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 40,648 | $1,904,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 38,331 | $1,878,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,895 | $1,863,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 33,340 | $1,850,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 71,085 | $1,848,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 24,261 | $1,840,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 51,006 | $1,839,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 32,725 | $1,833,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 34,715 | $1,806,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 292,500 | $1,806,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 34,842 | $1,801,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 67,076 | $1,793,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 53,819 | $1,779,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 57,390 | $1,777,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,726 | $1,770,000 | thousands by filing date | |
| MGC | 921910873 | COM | 14,750 | $1,764,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 30,400 | $1,758,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 32,523 | $1,752,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 28,373 | $1,749,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 13,618 | $1,745,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 319,448 | $1,744,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 14,012 | $1,717,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 35,970 | $1,713,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 10,124 | $1,700,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 90,352 | $1,695,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 56,822 | $1,689,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,669 | $1,685,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,081 | $1,683,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 26,138 | $1,673,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 15,767 | $1,665,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 22,118 | $1,633,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 44,481 | $1,609,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 64,148 | $1,577,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 78,598 | $1,577,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 53,801 | $1,576,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 114,098 | $1,569,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 23,815 | $1,567,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 26,415 | $1,562,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 132,876 | $1,559,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7,783 | $1,554,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 125,453 | $1,550,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 57,192 | $1,547,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 6,492 | $1,525,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 17,377 | $1,520,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 12,475 | $1,516,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 10,839 | $1,515,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 112,176 | $1,514,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 46,337 | $1,508,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 28,438 | $1,488,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 116,881 | $1,488,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 13,016 | $1,478,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 15,544 | $1,468,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5,434 | $1,461,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 26,463 | $1,442,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,427 | $1,435,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 15,150 | $1,434,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10,311 | $1,428,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,928 | $1,423,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 47,915 | $1,420,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,785 | $1,415,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 22,200 | $1,408,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 15,006 | $1,403,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 25,037 | $1,393,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 42,503 | $1,377,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 16,388 | $1,377,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 52,673 | $1,376,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 27,913 | $1,373,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 16,520 | $1,373,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 27,911 | $1,367,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 22,908 | $1,360,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 19,429 | $1,360,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 11,777 | $1,359,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 49,452 | $1,353,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 80,491 | $1,339,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 16,550 | $1,339,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 7,076 | $1,335,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 36,428 | $1,332,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 19,160 | $1,322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 24,621 | $1,321,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 25,797 | $1,318,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 22,399 | $1,315,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,653 | $1,311,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 48,095 | $1,309,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 36,842 | $1,307,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 22,068 | $1,306,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 8,374 | $1,305,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,428 | $1,305,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 54,709 | $1,304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 13,467 | $1,301,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 11,444 | $1,300,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 7,663 | $1,299,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 6,123 | $1,292,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 9,327 | $1,289,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 179,778 | $1,289,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 155,690 | $1,286,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 13,784 | $1,282,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 46,147 | $1,280,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 21,654 | $1,277,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 84,750 | $1,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 37,289 | $1,274,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 15,762 | $1,273,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 20,651 | $1,267,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 20,389 | $1,264,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 25,011 | $1,263,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 21,224 | $1,263,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 15,590 | $1,258,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 12,638 | $1,253,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 26,280 | $1,246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 19,748 | $1,237,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 22,823 | $1,230,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,752 | $1,223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 49,514 | $1,216,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 170,680 | $1,214,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 25,647 | $1,210,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 46,866 | $1,210,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 42,186 | $1,206,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 11,128 | $1,204,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 21,723 | $1,204,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 65,601 | $1,203,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,593 | $1,193,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 18,556 | $1,193,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 5,666 | $1,182,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 7,674 | $1,172,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,053 | $1,171,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 18,072 | $1,171,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 58,552 | $1,162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 32,330 | $1,162,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 5,913 | $1,157,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002523 | this filing | 2020-10-14 | acceptance time not in the bulk data set |