13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 3,318 holding rows worth $204,212,505,000.
- Accession
- 0001085146-20-002231
- Filer
- CIK 884546
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 3,343 entries on the cover page, a total value of $204,212,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,212,505,000 with VALUE read as thousands by filing date, 13F file number 028-03128. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBAILLIE GIFFORD OVERSEAS LTD028-04395
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMondrian Investment Partners LTD028-11450
- included managerCharles Schwab Trust Co028-19636
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FONAR CORP | 344437405 | COM NEW | 15,409 | $330,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 23,056 | $329,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 214,865 | $329,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 23,532 | $328,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 16,389 | $325,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 18,415 | $324,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 16,348 | $324,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 27,738 | $323,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 12,841 | $322,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,605 | $320,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 17,317 | $320,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 13,779 | $320,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 42,149 | $319,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 13,065 | $318,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 54,950 | $318,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 97,979 | $318,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 39,034 | $318,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 55,677 | $316,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 107,808 | $316,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 81,750 | $316,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 22,830 | $316,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 21,198 | $316,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 47,209 | $316,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 141,933 | $316,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 161,212 | $315,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 137,399 | $314,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 6,100 | $312,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 26,791 | $312,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 56,788 | $311,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 467,802 | $311,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 43,125 | $310,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 12,697 | $310,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 266,181 | $309,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 22,791 | $309,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 54,426 | $308,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 44,545 | $307,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 131,673 | $307,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 57,454 | $305,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 66,000 | $305,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 18,724 | $305,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 14,697 | $305,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 23,711 | $302,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 48,440 | $302,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 9,072 | $302,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 84,937 | $302,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 106,258 | $301,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 21,612 | $300,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 40,320 | $300,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 49,734 | $300,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 15,333 | $299,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 36,849 | $299,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 15,092 | $298,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 17,740 | $295,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 48,422 | $295,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 53,562 | $295,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 38,703 | $294,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 14,640 | $294,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 70,501 | $294,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 46,666 | $293,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 182,795 | $293,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 90,709 | $293,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,935 | $292,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 199,152 | $291,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 71,585 | $291,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 22,734 | $288,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 55,053 | $287,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 92,939 | $285,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 78,749 | $285,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 26,165 | $284,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 116,155 | $284,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 33,735 | $284,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 16,171 | $282,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 336,969 | $280,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 13,361 | $280,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 30,486 | $279,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 22,326 | $278,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 16,331 | $276,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 19,284 | $276,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 25,599 | $275,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 42,154 | $275,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 88,528 | $275,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 65,388 | $272,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 108,755 | $271,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 11,682 | $271,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 30,346 | $271,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 10,385 | $270,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,310 | $270,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 15,224 | $269,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 11,523 | $269,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 10,840 | $268,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 10,319 | $268,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 6,514 | $268,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 17,569 | $267,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 5,510 | $267,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 36,013 | $266,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 58,065 | $266,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 12,133 | $265,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 48,477 | $265,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 73,166 | $265,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 492,111 | $264,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 11,890 | $264,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 23,080 | $264,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 36,330 | $264,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 53,908 | $262,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 20,970 | $261,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 123,384 | $260,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 22,109 | $260,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 24,620 | $259,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 11,852 | $258,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 74,761 | $258,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 65,967 | $257,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 22,575 | $256,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 16,019 | $255,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 40,549 | $255,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 43,334 | $255,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 18,673 | $254,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 37,836 | $253,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 38,356 | $251,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 71,885 | $251,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 72,469 | $251,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 638,719 | $250,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 113,653 | $249,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 205,616 | $249,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 20,659 | $249,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 23,085 | $248,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 18,783 | $248,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 28,978 | $248,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 92,546 | $247,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 9,547 | $245,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 42,239 | $243,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 76,291 | $243,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 28,731 | $241,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,236 | $237,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 10,193 | $237,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 14,025 | $235,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,343 | $234,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 36,262 | $234,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 117,779 | $234,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 8,519 | $233,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 19,707 | $232,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 17,455 | $231,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 231,829 | $230,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 22,090 | $230,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,155 | $229,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 16,966 | $227,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 41,713 | $227,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 44,457 | $226,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 73,989 | $225,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 14,111 | $224,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 48,985 | $223,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 42,856 | $221,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 25,920 | $220,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 32,297 | $217,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 72,457 | $217,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 162,357 | $216,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 16,895 | $215,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 23,543 | $213,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 15,317 | $213,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,892 | $212,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 32,962 | $211,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 82,026 | $210,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 30,800 | $207,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 30,133 | $203,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 10,565 | $202,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 16,953 | $202,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 8,792 | $202,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 172,573 | $202,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 28,557 | $201,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 40,607 | $197,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 102,611 | $196,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,559 | $195,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 19,124 | $195,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 10,932 | $194,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 61,485 | $194,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 13,490 | $193,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,379 | $193,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 97,173 | $190,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 90,990 | $189,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 142,917 | $189,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 201,255 | $189,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 27,171 | $188,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 22,213 | $188,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 40,648 | $187,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 47,338 | $187,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 85,879 | $185,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 102,183 | $182,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 46,302 | $181,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 11,675 | $179,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 52,025 | $178,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 67,450 | $176,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 31,193 | $173,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 19,321 | $171,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 23,999 | $169,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 32,209 | $166,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 77,257 | $164,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 49,470 | $161,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 55,998 | $160,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 72,057 | $160,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 21,898 | $158,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 14,314 | $155,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 49,937 | $154,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 36,514 | $154,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 19,487 | $154,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 73,713 | $153,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 117,781 | $152,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 11,686 | $152,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 69,678 | $151,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 15,491 | $149,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14,310 | $148,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 11,586 | $146,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 10,875 | $144,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 192,276 | $142,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 474,674 | $141,000 | thousands by filing date | |
| DELMAR BANCORP | 247035207 | COM NEW | 21,396 | $141,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 18,959 | $140,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 39,646 | $139,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 32,293 | $137,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 62,812 | $136,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 19,964 | $135,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 110,082 | $135,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 18,833 | $135,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 14,458 | $134,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 16,918 | $132,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 12,938 | $131,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 205,596 | $131,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 25,671 | $130,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 10,253 | $128,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 10,170 | $125,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 15,611 | $124,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 15,678 | $124,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 62,826 | $123,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 167,004 | $120,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 22,977 | $114,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 10,849 | $113,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 12,447 | $109,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 67,398 | $105,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 46,368 | $104,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 16,555 | $101,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 64,744 | $98,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 83,322 | $97,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 174,986 | $97,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 43,965 | $95,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 12,132 | $90,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 21,662 | $87,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 44,971 | $86,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,674 | $83,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 110,445 | $83,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 112,181 | $80,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 142,343 | $78,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 34,222 | $74,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 49,328 | $71,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 21,047 | $65,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 17,195 | $64,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 52,180 | $62,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 47,515 | $61,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 23,042 | $58,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 66,180 | $58,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 22,977 | $52,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 37,436 | $51,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 20,316 | $51,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 26,575 | $50,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 31,860 | $48,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 20,946 | $48,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 73,284 | $47,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 23,490 | $45,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 10,211 | $43,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 12,381 | $39,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 16,736 | $38,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 13,581 | $36,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,147 | $36,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 73,568 | $36,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 56,410 | $35,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 14,578 | $35,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 13,059 | $35,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 20,505 | $34,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 10,799 | $34,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 56,900 | $30,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 80,219 | $29,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,486 | $28,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 29,948 | $28,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 35,096 | $28,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 11,791 | $28,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,600 | $27,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,055 | $25,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 18,900 | $24,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 12,274 | $24,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,336 | $24,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 32,553 | $23,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,633 | $22,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 28,273 | $22,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 125,020 | $21,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,292 | $21,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,539 | $20,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 81,152 | $19,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,744 | $19,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 21,969 | $19,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,685 | $18,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 13,613 | $18,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 10,570 | $17,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,207 | $17,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 22,969 | $17,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 116,313 | $17,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,835 | $17,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 15,450 | $16,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 14,328 | $15,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 11,998 | $15,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 21,090 | $15,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 18,640 | $14,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,114 | $12,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 33,032 | $12,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 14,600 | $12,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,444 | $11,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 10,645 | $11,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 18,290 | $11,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,516 | $9,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 48,197 | $8,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 11,000 | $8,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 15,491 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002231 | this filing | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-002365 | base | 2020-08-20 | acceptance time not in the bulk data set |