13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 1,816 holding rows worth $8,053,361,000.
- Accession
- 0001085146-20-001562
- Filer
- CIK 1084580
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,816 entries on the cover page, a total value of $8,053,361,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,053,361,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 10,339 | $211,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 42,927 | $210,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,059 | $209,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,300 | $208,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,303 | $208,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,200 | $207,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 152,000 | $207,000 | thousands by filing date | principal |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,500 | $206,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 5,000 | $205,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,250 | $203,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 10,786 | $203,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,142 | $203,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,143 | $201,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 1,000,000 | $200,000 | thousands by filing date | principal |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,205 | $198,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 20,120 | $198,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,400 | $196,000 | thousands by filing date | put |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,221 | $196,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 174,000 | $195,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 200,000 | $193,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 12,192 | $192,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 18,088 | $192,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,500 | $192,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,713 | $191,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 124,614 | $191,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,044 | $189,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,400 | $187,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 2,200 | $184,000 | thousands by filing date | put |
| FIRST HAWAIIAN INC | 32051X108 | COM | 11,098 | $183,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 25,000 | $183,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 13,353 | $182,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 19,168 | $182,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,900 | $180,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 25,300 | $180,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 11,000 | $179,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 31,920 | $178,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 50,000 | $177,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 4,400 | $176,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,800 | $176,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 87,168 | $175,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,100 | $173,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,800 | $172,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 4,000 | $168,000 | thousands by filing date | call |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 7,045 | $168,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 78,100 | $166,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,600 | $165,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 11,402 | $164,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 53,619 | $164,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,020 | $163,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,737 | $161,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 19,119 | $157,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,263 | $153,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 164,000 | $153,000 | thousands by filing date | principal |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 12,420 | $152,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 71,100 | $151,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 43,579 | $150,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 7,500 | $150,000 | thousands by filing date | put |
| J JILL INC | 46620W102 | COM | 271,937 | $150,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,500 | $149,000 | thousands by filing date | put |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 27,538 | $149,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 58,000 | $149,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 10,000 | $144,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,381 | $143,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,100 | $139,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 2,200 | $134,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 800 | $133,000 | thousands by filing date | call |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 2,491 | $133,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 10,500 | $132,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $132,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,700 | $131,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 1,516 | $130,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,405 | $130,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,400 | $130,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 17,776 | $130,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 17,000 | $128,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,000 | $127,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,756 | $127,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 17,953 | $127,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,661 | $126,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,099 | $126,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,500 | $126,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 900 | $125,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 1,585 | $123,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,700 | $121,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 7,531 | $121,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 711 | $121,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,100 | $120,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 16,124 | $119,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 21,030 | $118,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,398 | $117,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,800 | $117,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,000 | $117,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 12,500 | $117,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 22,100 | $117,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 5,000 | $114,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 110,000 | $114,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941B106 | COM CL A | 10,000 | $110,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,200 | $107,000 | thousands by filing date | call |
| MONGODB INC | 60937PAB2 | NOTE | 51,000 | $107,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 29,917 | $106,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,248 | $104,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 10,300 | $104,000 | thousands by filing date | call |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 79,000 | $104,000 | thousands by filing date | principal |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 48,924 | $103,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 19,026 | $103,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,600 | $103,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,000 | $101,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,552 | $101,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 10,109 | $101,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 87,000 | $101,000 | thousands by filing date | principal |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 20,000 | $100,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,500 | $100,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 53,362 | $100,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 26,200 | $100,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,800 | $99,000 | thousands by filing date | call |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 13,100 | $99,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 18,400 | $97,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,600 | $94,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,000 | $94,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 200,000 | $92,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,400 | $91,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 66,000 | $91,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 35,266 | $89,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,600 | $88,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 8,700 | $88,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,870 | $88,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 14,000 | $88,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 10,382 | $88,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 10,000 | $88,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 523 | $86,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,868 | $86,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,538 | $85,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,500 | $85,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5,499 | $85,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,800 | $83,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 13,046 | $83,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,400 | $82,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,081 | $82,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 11,415 | $82,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 150,000 | $82,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 75,000 | $82,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 1,615,000 | $82,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 574 | $81,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,897 | $80,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 52,500 | $79,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,900 | $79,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 5,000 | $78,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 10,482 | $77,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 26,200 | $77,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 14,862 | $75,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 14,400 | $75,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 3,100 | $74,000 | thousands by filing date | put |
| OVINTIV INC | 69047Q102 | COM | 27,037 | $74,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 70,038 | $74,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 111 | $73,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 24,000 | $73,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 400 | $72,000 | thousands by filing date | call |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 82,000 | $72,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,200 | $71,000 | thousands by filing date | call |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 47,800 | $71,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,247 | $69,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,400 | $69,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,500 | $68,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,900 | $68,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 8,453 | $68,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 16,200 | $68,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 6,898 | $64,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 610 | $63,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 59,200 | $63,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 15,500 | $63,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 18,069 | $63,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,422 | $62,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,491 | $62,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 700 | $59,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 1,100 | $59,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 63,000 | $59,000 | thousands by filing date | principal |
| AMERIS BANCORP | 03076K108 | COM | 2,431 | $58,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 38,600 | $58,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,000 | $57,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 400 | $57,000 | thousands by filing date | put |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 290 | $57,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,302 | $56,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 302,526 | $56,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 19,200 | $55,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 800 | $54,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,575 | $53,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 400 | $52,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 5,600 | $52,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 300 | $51,000 | thousands by filing date | put |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $51,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 50,000 | $49,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 848 | $46,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 13,000 | $46,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 262 | $45,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 24,989 | $44,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 237,700 | $44,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 12,500 | $44,000 | thousands by filing date | call |
| NESCO HLDGS INC | 64083J104 | COM | 13,418 | $44,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 456 | $43,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 936 | $43,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,467 | $42,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 14,000 | $42,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 600 | $41,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,785 | $40,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 40,100 | $40,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 11,000 | $39,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 889 | $39,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 26,600 | $39,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 39,000 | $39,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 346 | $38,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 400 | $38,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,829 | $38,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 10,500 | $38,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 26,200 | $38,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 500 | $37,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 800 | $37,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 10,900 | $37,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,000 | $37,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 7,000 | $37,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 50,000 | $36,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 500 | $34,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 14,600 | $34,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $33,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 10,000 | $33,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 37,600 | $33,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,336 | $32,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,200 | $32,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 35,000 | $32,000 | thousands by filing date | principal |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 50,000 | $30,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 50,700 | $30,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 17,000 | $29,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 204 | $28,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,000 | $28,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,500 | $28,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 10,122 | $28,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 38,486 | $27,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 14,000 | $27,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 813 | $26,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 33,333 | $26,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 179 | $25,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 400 | $24,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,000 | $24,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 20,275 | $24,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 47 | $23,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,500 | $23,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 22,000 | $23,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,000 | $22,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,400 | $22,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 37,200 | $22,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,600 | $22,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 22,000 | $21,000 | thousands by filing date | principal |
| MATCH GROUP INC | 57665R106 | COM | 300 | $20,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 600 | $19,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,500 | $19,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 376 | $18,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 25,000 | $17,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 15,000 | $17,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 15,000 | $17,000 | thousands by filing date | principal |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 20,700 | $17,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,011 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 16,000 | $16,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 18,000 | $16,000 | thousands by filing date | principal |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 100,000 | $16,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 20,000 | $16,000 | thousands by filing date | principal |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 14,500 | $15,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 17,000 | $15,000 | thousands by filing date | principal |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 2,865 | $15,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 13,000 | $14,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 52,071 | $14,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 267 | $13,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 540 | $13,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,200 | $13,000 | thousands by filing date | put |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 13,000 | $13,000 | thousands by filing date | principal |
| AXONICS INC | 05465P101 | COM | 465 | $12,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 12,000 | $11,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 103 | $10,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,796 | $10,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,000 | $10,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 12,000 | $10,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 120 | $9,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 700 | $9,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 864 | $9,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 80 | $8,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,627 | $8,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 11,000 | $8,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 10,000 | $8,000 | thousands by filing date | principal |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,050 | $7,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,789 | $7,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 200 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 881 | $6,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 16,000 | $6,000 | thousands by filing date | principal |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 40,329 | $6,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 7,173 | $4,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 25,000 | $4,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 192 | $3,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 4,937 | $3,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 142 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 200 | $1,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 113 | $1,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 15,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chubb Limited | H1467J104 | COM | 8,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 210,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 28,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 41,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEMOCENTRYX INC | 16383L106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINDE PLC | G5494J103 | SHS | 3,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LINDE PLC | G5494J103 | SHS | 4,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 440,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 875,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 30,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001562 | this filing | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-003078 | added | 2020-11-24 | acceptance time not in the bulk data set |