13F-HR/A filed by Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC. filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2020-02-27, with 696 holding rows worth $442,849,000.
- Accession
- 0001085146-20-000968
- Filer
- CIK 1533954
- Filed
- 2020-02-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, amendment of type restatement, 696 entries on the cover page, a total value of $442,849,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $442,849,000 with VALUE read as thousands by filing date, 13F file number 028-14899. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 1,200 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,480 | $62,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 796 | $61,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 757 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,087 | $60,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,250 | $59,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 846 | $59,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 456 | $58,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 845 | $58,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,351 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,516 | $57,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,833 | $55,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 340 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 1,667 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 583 | $49,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 591 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 966 | $45,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 625 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 700 | $43,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 400 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 366 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 400 | $40,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 181 | $38,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,257 | $38,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 400 | $38,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 248 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 807 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 273 | $37,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,200 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 600 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 575 | $37,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 254 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,110 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 171 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,235 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 741 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 835 | $34,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,302 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 465 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 978 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 484 | $30,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 241 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 574 | $27,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 903 | $27,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,600 | $26,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 120 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 370 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 560 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 225 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 2,015 | $26,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 349 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 664 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 745 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 721 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 246 | $25,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 375 | $24,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 302 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 380 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 343 | $22,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 412 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 632 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 300 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 901 | $21,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 300 | $19,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 193 | $19,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 385 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 734 | $19,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 310 | $17,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 261 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 380 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 173 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 315 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 346 | $17,000 | thousands by filing date | |
| DROPCAR INC | 26210U203 | COM NEW | 19,169 | $17,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 100 | $16,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 245 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,600 | $16,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 556 | $16,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 234 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 160 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 71 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 107 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 400 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 300 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 190 | $13,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 370 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 205 | $13,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 342 | $12,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 159 | $12,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 194 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 102 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 220 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 105 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 340 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 285 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 460 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 330 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 200 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 450 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 110 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 245 | $10,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 7 | $10,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 189 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 297 | $10,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 87 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 62 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 300 | $9,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 64 | $9,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $8,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 100 | $8,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 120 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 320 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 100 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 180 | $8,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 115 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 231 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 118 | $7,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 100 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 67 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 128 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 129 | $7,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 65 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 122 | $6,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 118 | $6,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 144 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 161 | $6,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 230 | $6,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $6,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 219 | $6,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 185 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 27 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 158 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 75 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 38 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 50 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 72 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 256 | $5,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 91 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 151 | $5,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 65 | $5,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 79 | $4,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 67 | $4,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 133 | $4,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 63 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 30 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 37 | $4,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 45 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 200 | $4,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 133 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 20 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 50 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 51 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 75 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 7 | $2,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 21 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 71 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 112 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 76 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 38 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 50 | $2,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 46 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 70 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 86 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 13 | $1,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 11 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 33 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,600 | $1,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 21 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 32 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 12 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 40 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 15 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 34 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 29 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 59 | $1,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vaneck Long Muni ETF | 92189F536 | ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X849 | INDX FD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000294 | superseded | 2020-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-000968 | this filing | 2020-02-27 | acceptance time not in the bulk data set |