13F-HR filed by Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-27, with 429 holding rows worth $430,626,000.
- Accession
- 0001085146-20-000294
- Filer
- CIK 1533954
- Filed
- 2020-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 429 entries on the cover page, a total value of $430,626,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,626,000 with VALUE read as thousands by filing date, 13F file number 028-14899. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 10,269 | $10,269,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,202 | $9,202,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,781 | $7,781,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,369 | $7,369,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,740 | $6,740,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,324 | $6,324,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,217 | $6,217,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,210 | $5,210,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,018 | $5,018,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,962 | $4,962,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,807 | $4,807,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,787 | $4,787,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,748 | $4,748,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,139 | $4,139,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,059 | $4,059,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,030 | $4,030,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,930 | $3,930,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 3,856 | $3,856,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,800 | $3,800,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,646 | $3,646,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,589 | $3,589,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,546 | $3,546,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,357 | $3,357,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,069 | $3,069,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,036 | $3,036,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,034 | $3,034,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,882 | $2,882,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,776 | $2,776,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 2,770 | $2,770,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,552 | $2,552,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,527 | $2,527,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,416 | $2,416,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,338 | $2,338,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,324 | $2,324,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,317 | $2,317,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,299 | $2,299,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,247 | $2,247,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,222 | $2,222,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 2,219 | $2,219,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,194 | $2,194,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,143 | $2,143,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,106 | $2,106,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,089 | $2,089,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,000 | $2,000,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,930 | $1,930,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,905 | $1,905,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,901 | $1,901,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,899 | $1,899,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,841 | $1,841,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,835 | $1,835,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,803 | $1,803,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,799 | $1,799,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,788 | $1,788,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,753 | $1,753,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,733 | $1,733,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,691 | $1,691,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,681 | $1,681,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,641 | $1,641,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,629 | $1,629,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,625 | $1,625,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,617 | $1,617,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,609 | $1,609,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,596 | $1,596,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,584 | $1,584,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,582 | $1,582,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,578 | $1,578,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,554 | $1,554,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,548 | $1,548,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,520 | $1,520,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,505 | $1,505,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,468 | $1,468,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,454 | $1,454,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,447 | $1,447,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,430 | $1,430,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,423 | $1,423,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,420 | $1,420,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,417 | $1,417,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,417 | $1,417,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,405 | $1,405,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,397 | $1,397,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,396 | $1,396,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,377 | $1,377,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,369 | $1,369,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,365 | $1,365,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,360 | $1,360,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1,358 | $1,358,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,322 | $1,322,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,315 | $1,315,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 1,305 | $1,305,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,301 | $1,301,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,291 | $1,291,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,266 | $1,266,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,254 | $1,254,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,252 | $1,252,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,239 | $1,239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 1,233 | $1,233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 1,227 | $1,227,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,221 | $1,221,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,205 | $1,205,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,188 | $1,188,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,185 | $1,185,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,173 | $1,173,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,165 | $1,165,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,128 | $1,128,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,127 | $1,127,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,123 | $1,123,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,116 | $1,116,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,115 | $1,115,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,096 | $1,096,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,095 | $1,095,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,063 | $1,063,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,060 | $1,060,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,045 | $1,045,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,044 | $1,044,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,041 | $1,041,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,038 | $1,038,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,023 | $1,023,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,011 | $1,011,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,006 | $1,006,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,000 | $1,000,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 994 | $994,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 993 | $993,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 986 | $986,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 982 | $982,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 973 | $973,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 967 | $967,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 957 | $957,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 954 | $954,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 952 | $952,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 938 | $938,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 936 | $936,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 932 | $932,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 926 | $926,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 925 | $925,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 923 | $923,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 923 | $923,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 920 | $920,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 913 | $913,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 911 | $911,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 904 | $904,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 902 | $902,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 902 | $902,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 901 | $901,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 896 | $896,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 892 | $892,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 888 | $888,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 887 | $887,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 882 | $882,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 879 | $879,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 864 | $864,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 863 | $863,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 856 | $856,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 853 | $853,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 850 | $850,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 849 | $849,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 845 | $845,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 841 | $841,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 826 | $826,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 825 | $825,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 819 | $819,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 817 | $817,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 807 | $807,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 796 | $796,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 788 | $788,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 784 | $784,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 783 | $783,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 782 | $782,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 781 | $781,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 777 | $777,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 765 | $765,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 764 | $764,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 763 | $763,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 758 | $758,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 755 | $755,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 753 | $753,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 744 | $744,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 738 | $738,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 733 | $733,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 733 | $733,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 732 | $732,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 731 | $731,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 731 | $731,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 722 | $722,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 722 | $722,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 721 | $721,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 719 | $719,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 715 | $715,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 713 | $713,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 710 | $710,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 708 | $708,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 706 | $706,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 703 | $703,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 702 | $702,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 694 | $694,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 687 | $687,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 685 | $685,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 681 | $681,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 678 | $678,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 677 | $677,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 675 | $675,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 673 | $673,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 667 | $667,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 666 | $666,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 666 | $666,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 665 | $665,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 661 | $661,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 658 | $658,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 651 | $651,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 651 | $651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 649 | $649,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 643 | $643,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 631 | $631,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 630 | $630,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 622 | $622,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 614 | $614,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 613 | $613,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 610 | $610,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 603 | $603,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 596 | $596,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 595 | $595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 592 | $592,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 580 | $580,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 573 | $573,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 570 | $570,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 570 | $570,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 568 | $568,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 565 | $565,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 564 | $564,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 561 | $561,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 560 | $560,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 558 | $558,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 553 | $553,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 549 | $549,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 549 | $549,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 549 | $549,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 535 | $535,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 534 | $534,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 533 | $533,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 531 | $531,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 529 | $529,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 522 | $522,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 519 | $519,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 516 | $516,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 514 | $514,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 514 | $514,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 514 | $514,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 509 | $509,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 509 | $509,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 507 | $507,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 504 | $504,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 502 | $502,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 496 | $496,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 494 | $494,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 491 | $491,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 491 | $491,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 491 | $491,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 483 | $483,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 481 | $481,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 478 | $478,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 475 | $475,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 473 | $473,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 472 | $472,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 471 | $471,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 468 | $468,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 465 | $465,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 463 | $463,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 461 | $461,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 460 | $460,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 460 | $460,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 459 | $459,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 459 | $459,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 459 | $459,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 456 | $456,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 455 | $455,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 446 | $446,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 445 | $445,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 445 | $445,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 445 | $445,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 444 | $444,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 436 | $436,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 436 | $436,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 436 | $436,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 434 | $434,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 430 | $430,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 429 | $429,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 426 | $426,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 425 | $425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 419 | $419,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 416 | $416,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 410 | $410,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 404 | $404,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 400 | $400,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 399 | $399,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 397 | $397,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 392 | $392,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 389 | $389,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 387 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 385 | $385,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 383 | $383,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 382 | $382,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 377 | $377,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 374 | $374,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 374 | $374,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 370 | $370,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 369 | $369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 367 | $367,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 366 | $366,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 361 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 357 | $357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 356 | $356,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 352 | $352,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 352 | $352,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 348 | $348,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 345 | $345,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 345 | $345,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 344 | $344,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 343 | $343,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 342 | $342,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 342 | $342,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 335 | $335,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 334 | $334,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 331 | $331,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 330 | $330,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 329 | $329,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 329 | $329,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 327 | $327,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 327 | $327,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 325 | $325,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 325 | $325,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 324 | $324,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 324 | $324,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 323 | $323,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 319 | $319,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 317 | $317,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 316 | $316,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 314 | $314,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 314 | $314,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 314 | $314,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 309 | $309,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 309 | $309,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 308 | $308,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 307 | $307,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 306 | $306,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 303 | $303,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 303 | $303,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 303 | $303,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 300 | $300,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 300 | $300,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 295 | $295,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 292 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 291 | $291,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 290 | $290,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 289 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 288 | $288,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 283 | $283,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 283 | $283,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 283 | $283,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 280 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 280 | $280,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 280 | $280,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 280 | $280,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 279 | $279,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 278 | $278,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 278 | $278,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 276 | $276,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 276 | $276,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 272 | $272,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 268 | $268,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 266 | $266,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 265 | $265,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 265 | $265,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 264 | $264,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 262 | $262,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 260 | $260,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 260 | $260,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 257 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 256 | $256,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 256 | $256,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 254 | $254,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 253 | $253,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 247 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 247 | $247,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 246 | $246,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 246 | $246,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 246 | $246,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 246 | $246,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 245 | $245,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 243 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 243 | $243,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 242 | $242,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 240 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 239 | $239,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 239 | $239,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 239 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 236 | $236,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 233 | $233,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 233 | $233,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 230 | $230,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 228 | $228,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 228 | $228,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 227 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 227 | $227,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 225 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 225 | $225,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 222 | $222,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 220 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 217 | $217,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 216 | $216,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 216 | $216,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 215 | $215,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 211 | $211,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 211 | $211,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 210 | $210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 210 | $210,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 209 | $209,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 208 | $208,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 205 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 205 | $205,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 204 | $204,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 203 | $203,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 202 | $202,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 201 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 201 | $201,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 200 | $200,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 200 | $200,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 26 | $26,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16 | $16,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1 | $1,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 0 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000294 | this filing | 2020-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-000968 | base | 2020-02-27 | acceptance time not in the bulk data set |