13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 3,179 holding rows worth $186,027,618,000.
- Accession
- 0001085146-20-000439
- Filer
- CIK 884546
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 3,179 entries on the cover page, a total value of $186,027,618,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,027,618,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMELLON INVESTMENTS Corp028-02900
- reports for this filerMondrian Investment Partners LTD028-11450
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASCENT INDUSTRIES CO | 871565107 | COM | 20,334 | $263,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 27,226 | $262,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 26,551 | $261,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 21,321 | $261,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 39,231 | $260,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 102,183 | $256,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 77,765 | $255,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 127,199 | $255,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 8,807 | $254,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 62,142 | $254,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 22,592 | $249,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 15,662 | $248,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 54,925 | $245,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 22,662 | $243,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 40,980 | $243,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 48,956 | $241,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 19,099 | $238,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 112,841 | $237,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 46,159 | $233,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 154,953 | $233,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 36,799 | $225,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 88,088 | $223,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 143,409 | $223,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 16,119 | $222,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 15,092 | $221,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 21,898 | $220,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 51,613 | $218,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 14,553 | $217,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 13,743 | $213,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 23,543 | $211,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 56,311 | $211,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 30,133 | $210,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,337 | $210,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 233,687 | $208,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 25,800 | $207,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 40,815 | $205,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 144,363 | $203,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 106,248 | $201,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,559 | $198,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 188,569 | $197,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 15,466 | $195,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 13,898 | $195,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 51,405 | $190,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 110,082 | $188,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 34,136 | $187,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 64,593 | $187,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 21,092 | $187,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 47,504 | $186,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 46,648 | $185,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 36,514 | $184,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 29,423 | $182,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 126,656 | $180,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 46,928 | $178,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 149,669 | $177,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 20,332 | $176,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,057 | $174,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 24,992 | $169,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 36,954 | $166,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 46,217 | $166,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 11,120 | $163,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 84,702 | $161,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 14,305 | $161,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 40,989 | $160,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 15,939 | $158,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 75,231 | $158,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 14,709 | $157,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 70,528 | $156,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,548 | $156,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 21,848 | $154,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 50,786 | $151,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 32,171 | $150,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 101,628 | $150,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 414,456 | $146,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 330,148 | $145,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 16,507 | $144,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 35,960 | $144,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 35,057 | $141,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 19,191 | $133,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 30,682 | $132,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 19,511 | $132,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 129,430 | $131,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 18,169 | $131,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 15,678 | $130,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 85,712 | $128,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 81,781 | $127,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 13,093 | $123,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 48,150 | $122,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 11,097 | $122,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 54,072 | $122,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 64,581 | $114,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 63,234 | $112,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 107,860 | $108,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,038 | $107,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 15,825 | $102,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 249,074 | $102,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 13,059 | $101,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 54,863 | $100,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 37,208 | $96,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 106,432 | $92,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,777 | $90,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 33,959 | $89,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 44,971 | $87,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 16,205 | $86,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,699 | $86,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 12,953 | $85,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 47,968 | $83,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 67,278 | $81,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,242 | $80,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 35,096 | $80,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 18,578 | $78,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 21,471 | $78,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 34,283 | $75,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 15,384 | $73,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 21,662 | $71,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 17,008 | $69,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 82,711 | $67,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,330 | $62,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 28,127 | $62,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 28,476 | $60,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 17,188 | $57,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 16,638 | $55,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,287 | $49,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 16,798 | $49,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 11,934 | $48,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 26,271 | $47,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 143,896 | $47,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 19,137 | $47,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 41,479 | $47,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 10,799 | $46,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,055 | $45,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 19,647 | $45,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 26,733 | $45,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 73,284 | $43,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,292 | $43,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 48,197 | $43,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 13,059 | $43,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 24,895 | $40,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 11,791 | $40,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,207 | $37,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,633 | $36,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 19,035 | $36,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 30,308 | $36,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 14,661 | $35,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 13,581 | $34,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,147 | $34,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 21,090 | $32,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 29,948 | $29,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 21,663 | $28,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 50,940 | $28,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 37,436 | $27,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 31,860 | $27,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 18,290 | $27,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,000 | $26,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 33,032 | $26,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 11,344 | $25,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 39,150 | $25,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,114 | $24,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 14,681 | $24,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,336 | $21,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,444 | $19,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 28,629 | $18,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 80,219 | $18,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 13,613 | $17,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 14,328 | $15,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 18,900 | $15,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 22,969 | $15,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 18,640 | $14,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,744 | $13,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 11,000 | $12,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 11,722 | $12,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,516 | $12,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 28,432 | $11,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,685 | $10,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 21,090 | $9,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 17,279 | $9,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,835 | $9,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,600 | $8,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 14,578 | $8,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,899 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000439 | this filing | 2020-02-07 | acceptance time not in the bulk data set |