13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-09, with 3,211 holding rows worth $164,401,523,000.
- Accession
- 0001085146-19-002177
- Filer
- CIK 884546
- Filed
- 2019-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 3,211 entries on the cover page, a total value of $164,401,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,401,523,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMELLON INVESTMENTS Corp028-02900
- reports for this filerMondrian Investment Partners LTD028-11450
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 64,581 | $305,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 112,790 | $304,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 14,653 | $303,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,379 | $302,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 22,109 | $302,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 23,932 | $298,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 22,734 | $296,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 44,503 | $296,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 27,171 | $295,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 309,880 | $295,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 71,026 | $295,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 20,947 | $294,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 34,830 | $294,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 18,765 | $294,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 118,698 | $294,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 82,764 | $294,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 17,146 | $293,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 22,484 | $293,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 26,298 | $293,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 32,411 | $292,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 9,326 | $292,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 47,590 | $292,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 46,928 | $291,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 25,118 | $290,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 15,125 | $289,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 42,846 | $289,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 8,423 | $288,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 12,488 | $288,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 52,768 | $288,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 113,743 | $287,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 50,786 | $286,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 30,133 | $286,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 21,898 | $285,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 126,656 | $284,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 16,689 | $283,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 62,100 | $282,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 62,854 | $280,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 88,088 | $279,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 63,234 | $277,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 11,014 | $276,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 20,546 | $274,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 21,848 | $273,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 35,057 | $271,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 20,831 | $271,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 120,457 | $267,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 35,960 | $267,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 9,450 | $265,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 106,432 | $262,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 70,414 | $260,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 18,271 | $259,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 16,651 | $258,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 22,592 | $258,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 233,687 | $258,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 14,868 | $255,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 65,180 | $253,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 148,272 | $253,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 20,706 | $252,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 14,089 | $252,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 202,172 | $251,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 30,682 | $246,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 11,786 | $246,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 8,035 | $237,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 45,894 | $236,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 143,409 | $236,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 75,231 | $236,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 200,848 | $235,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 17,637 | $230,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 17,422 | $227,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 19,511 | $226,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,548 | $225,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 73,783 | $223,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,440 | $223,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 15,939 | $221,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 23,543 | $219,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 109,416 | $219,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 40,989 | $218,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 633,924 | $218,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 10,500 | $215,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 26,493 | $214,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 38,037 | $212,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 24,992 | $211,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 33,210 | $210,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 10,486 | $206,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 16,489 | $203,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 116,360 | $203,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 49,257 | $203,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 54,863 | $202,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,337 | $200,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 25,800 | $196,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 129,430 | $195,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 114,181 | $195,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 33,959 | $194,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 46,648 | $193,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 34,809 | $186,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 78,019 | $185,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 20,332 | $183,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,559 | $181,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 13,093 | $181,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 144,363 | $177,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 18,436 | $177,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 110,082 | $172,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 107,860 | $171,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 258,255 | $166,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 27,233 | $161,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 80,053 | $160,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 846,924 | $153,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 22,423 | $150,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 39,098 | $149,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 47,968 | $146,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 15,678 | $146,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 57,938 | $145,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 30,308 | $144,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 38,968 | $143,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 34,283 | $141,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 12,536 | $138,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 73,229 | $136,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 71,576 | $134,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 16,666 | $127,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 191,585 | $125,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 12,915 | $124,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 23,003 | $118,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 44,971 | $117,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 19,647 | $116,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 37,849 | $112,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 13,581 | $107,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 19,137 | $106,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,261 | $102,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 15,825 | $99,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 17,188 | $98,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 71,841 | $97,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 69,927 | $95,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 80,529 | $83,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 21,663 | $81,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 429,769 | $76,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 21,352 | $72,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 15,256 | $69,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 17,898 | $68,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 20,914 | $59,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 227,364 | $58,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 378,749 | $56,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 16,638 | $55,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,777 | $54,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 29,948 | $54,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,699 | $53,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 11,791 | $51,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 24,895 | $50,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,207 | $49,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 17,686 | $49,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 15,384 | $49,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 36,822 | $49,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 28,127 | $48,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 33,032 | $47,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 11,934 | $47,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 12,274 | $46,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 13,059 | $45,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 10,799 | $45,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,287 | $45,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 26,271 | $45,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 26,900 | $45,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 13,059 | $45,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 23,644 | $44,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 11,344 | $43,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,696 | $41,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 16,825 | $40,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 29,361 | $39,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 24,152 | $38,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,633 | $37,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,147 | $37,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,444 | $37,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 61,286 | $36,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 39,406 | $36,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,292 | $36,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,336 | $36,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 19,532 | $35,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 15,437 | $35,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 14,491 | $34,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,055 | $34,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 19,035 | $33,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 31,860 | $33,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,330 | $32,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,114 | $32,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 37,436 | $31,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 35,096 | $31,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 35,292 | $31,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 18,640 | $31,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 14,875 | $30,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 73,284 | $29,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 41,585 | $28,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 21,090 | $28,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 21,090 | $27,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 56,154 | $27,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 19,116 | $27,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 13,613 | $26,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 14,681 | $26,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 31,636 | $25,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 26,118 | $23,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,600 | $22,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,685 | $22,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,516 | $22,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 28,629 | $20,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 39,150 | $20,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 80,219 | $20,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,744 | $18,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 28,432 | $18,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 20,894 | $18,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 11,000 | $17,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,000 | $16,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 17,969 | $16,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,835 | $12,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,899 | $9,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 15,075 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-002177 | this filing | 2019-08-09 | acceptance time not in the bulk data set |