13F-HR/A filed by Castle Rock Wealth Management, LLC
Castle Rock Wealth Management, LLC filed this 13F-HR/A for the quarter ended 2019-03-31, filed 2019-05-16, with 54 holding rows worth $2,331,000.
- Accession
- 0001085146-19-001682
- Filer
- CIK 1727605
- Filed
- 2019-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, amendment of type restatement, 54 entries on the cover page, a total value of $2,331,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,331,000 with VALUE read as thousands by filing date, 13F file number 028-18292. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 70,372 | $695,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 29,967 | $435,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,067 | $293,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,193 | $289,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 17,060 | $237,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,710 | $159,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,835 | $112,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,210 | $40,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,370 | $16,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,355 | $13,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,160 | $10,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,000 | $8,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 26,805 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Abbott Laboratories | 002824100 | COM | 14,928 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Intel Corp | 458140100 | COM | 11,626 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,920 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 22,756 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VWO | 922042858 | SHS | 16,547 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 27,902 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,143 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 14,863 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,484 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 34,786 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 11,025 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 18,400 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 15,742 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 18,298 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HANESBRANDS INC | 410345102 | COM | 47,576 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 10,925 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 42,949 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STORE CAP CORP | 862121100 | COM | 33,263 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 25,257 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 77,113 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO | 46138J841 | EXCHANGE TRADED | 62,829 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,954 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 50,017 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 14,398 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,457 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,795 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 32,094 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 35,445 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 15,385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 14,565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 18,369 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 10,607 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUDERA INC | 18914U100 | COM | 10,089 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 11,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 35,883 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 17,228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 23,058 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001641 | superseded | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001682 | this filing | 2019-05-16 | acceptance time not in the bulk data set |