13F-HR filed by Castle Rock Wealth Management, LLC
Castle Rock Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 226 holding rows worth $4,766,959,000.
- Accession
- 0001085146-19-001641
- Filer
- CIK 1727605
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 226 entries on the cover page, a total value of $4,766,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,766,959,000 with VALUE read as thousands by filing date, 13F file number 028-18292. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 70,372 | $694,883,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 29,967 | $434,521,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 6,067 | $293,157,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 5,193 | $288,544,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 17,060 | $237,475,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 8,464 | $182,986,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 9,000 | $160,200,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,710 | $159,036,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 7,007 | $129,717,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 800 | $112,880,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Microsoft Corp | 594918104 | COM | 12,835 | $112,009,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,357 | $109,425,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 8,525 | $100,084,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 962 | $96,460,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,900 | $93,928,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Walt Disney Co | 254687106 | COM | 6,538 | $84,030,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,910 | $83,747,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,266 | $75,192,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,400 | $70,182,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 700 | $58,625,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 3,500 | $55,860,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPY | 78462F103 | SHS | 2,689 | $50,144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 224 | $44,213,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 605 | $40,904,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SEMPRA COM | 816851109 | Stock | 323 | $40,653,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Apple Inc | 037833100 | COM | 12,210 | $40,271,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 765 | $39,994,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,618 | $39,776,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,309 | $34,617,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 2,554 | $31,619,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 100 | $28,456,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALLSTATE CORP COM | 020002101 | Stock | 300 | $28,254,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CELGENE CORP | 151020104 | COM | 294 | $27,736,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 3,241 | $24,883,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 618 | $24,708,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 663 | $24,372,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,300 | $24,245,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,700 | $23,018,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Bank of America Corp | 060505104 | COM | 9,396 | $22,585,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 237 | $21,586,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 500 | $20,140,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 1,000 | $18,870,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 339 | $18,277,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| USBANCORPDEL | 902973304 | COM NEW | 352 | $16,963,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 200 | $16,338,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 400 | $16,276,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 199 | $15,876,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,370 | $15,813,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,455 | $15,518,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,003 | $15,115,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 1,000 | $14,180,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 316 | $13,992,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 200 | $13,886,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 458 | $13,419,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 255 | $13,237,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 72 | $13,062,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AT&T Inc | 00206R102 | COM | 26,355 | $12,719,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 200 | $12,444,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Morgan Stanley | 617446448 | COM | 248 | $10,466,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287168 | COM | 3,976 | $10,199,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,160 | $10,151,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 138 | $9,820,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 796 | $9,139,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 592 | $8,926,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,000 | $8,255,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 685 | $7,432,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 177 | $7,365,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 208 | $7,115,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 222 | $6,655,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,687 | $6,358,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 600 | $6,294,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 36 | $6,124,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 421 | $5,713,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 138 | $5,019,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 326 | $4,675,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 103 | $4,435,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 327 | $4,369,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Boeing Company | 097023105 | COM | 691 | $4,074,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 400 | $4,058,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 94 | $3,595,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,800 | $3,402,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Chevron Corporation | 166764100 | COM | 26,805 | $3,302,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 342 | $3,270,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 300 | $3,027,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 22 | $2,981,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 105 | $2,542,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 115 | $2,418,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 115 | $2,392,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 23 | $2,110,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 47 | $1,794,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 7,647 | $1,536,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 27,902 | $1,431,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,535 | $1,333,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 0 | $1,310,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| INVESCO | 46138J841 | EXCHANGE TRADED | 62,829 | $1,302,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 22,756 | $1,269,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 25,257 | $1,256,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 14,863 | $1,206,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,928 | $1,193,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 33,263 | $1,114,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,421 | $1,093,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,885 | $1,032,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 42,949 | $972,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,143 | $969,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,740 | $919,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 18,298 | $907,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 100 | $878,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,745 | $876,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 47,576 | $851,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,064 | $817,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,392 | $789,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,535 | $774,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 77,113 | $773,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,920 | $760,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,484 | $711,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 11,025 | $708,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,547 | $703,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 34,786 | $663,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 7,600 | $626,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,626 | $624,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,297 | $622,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 18,400 | $597,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,899 | $597,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 9,643 | $578,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,752 | $569,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,573 | $566,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,291 | $565,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,559 | $564,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,657 | $563,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,001 | $539,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,762 | $530,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,250 | $530,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 15,742 | $530,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,072 | $528,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 9,486 | $522,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 10,925 | $522,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,887 | $498,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,532 | $497,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,457 | $489,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,005 | $487,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 35,883 | $485,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,592 | $484,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,954 | $475,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 7,843 | $469,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,809 | $468,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 6,552 | $467,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 10,607 | $453,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 18,369 | $452,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,520 | $447,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 14,398 | $444,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,215 | $438,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 32,094 | $436,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,200 | $434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 8,079 | $434,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,842 | $422,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,305 | $421,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,202 | $418,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,776 | $418,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 8,907 | $415,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,939 | $409,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,874 | $403,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,281 | $400,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 9,476 | $390,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,000 | $388,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,409 | $385,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,552 | $383,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,700 | $382,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,740 | $382,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,255 | $379,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 7,368 | $378,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,950 | $377,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 15,385 | $377,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,606 | $375,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 50,017 | $374,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5 | $369,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ATLASSIAN CORP | G06242104 | CL A | 3,277 | $368,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,748 | $363,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,144 | $361,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,077 | $355,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,487 | $353,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 17,228 | $353,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,417 | $352,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,735 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,338 | $346,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 35,445 | $341,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,876 | $340,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 35 | $327,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 1,360 | $320,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 5,100 | $320,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,500 | $315,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,300 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,371 | $306,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,523 | $300,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,958 | $300,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,487 | $299,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,087 | $299,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,600 | $288,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,166 | $278,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,464 | $275,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,795 | $272,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 14,565 | $268,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,307 | $261,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,165 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,208 | $247,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,550 | $246,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 11,300 | $244,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,625 | $241,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 669 | $239,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,689 | $234,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,587 | $228,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,012 | $226,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,224 | $225,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 841 | $218,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,361 | $217,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 4,985 | $216,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,108 | $212,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,432 | $211,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,148 | $210,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,000 | $206,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,600 | $203,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,245 | $199,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,800 | $191,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,250 | $149,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,089 | $110,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,562 | $85,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 23,058 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001641 | this filing | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001682 | base | 2019-05-16 | acceptance time not in the bulk data set |