13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 3,192 holding rows worth $156,113,497,000.
- Accession
- 0001085146-19-001564
- Filer
- CIK 884546
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 3,192 entries on the cover page, a total value of $156,113,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,113,497,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMELLON INVESTMENTS Corp028-02900
- reports for this filerMondrian Investment Partners LTD028-11450
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ITERIS INC NEW | 46564T107 | COM | 54,051 | $226,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 27,815 | $226,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,750 | $225,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 11,337 | $223,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 42,066 | $222,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 7,834 | $221,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 76,570 | $218,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 136,463 | $216,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 90,308 | $215,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 343,161 | $215,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 9,450 | $215,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 25,573 | $214,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,700 | $213,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,440 | $212,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 43,793 | $209,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 51,298 | $208,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 17,382 | $206,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 83,090 | $204,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 16,379 | $203,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 20,515 | $203,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,559 | $201,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 129,430 | $199,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 33,911 | $198,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 28,139 | $198,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 17,180 | $196,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 37,217 | $196,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 30,308 | $196,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 133,553 | $193,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 19,194 | $193,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 20,509 | $191,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 31,073 | $190,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 36,432 | $190,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 229,659 | $189,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 64,249 | $188,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 42,773 | $186,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 137,600 | $185,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 34,850 | $184,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 33,289 | $184,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 56,181 | $184,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 68,468 | $181,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 44,751 | $180,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 257,454 | $180,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 100,598 | $179,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 24,895 | $175,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 31,920 | $168,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 38,190 | $168,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 43,700 | $166,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 15,470 | $166,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 26,610 | $164,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 21,828 | $163,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 27,939 | $163,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 23,379 | $162,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 284,604 | $160,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 33,510 | $160,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 51,800 | $159,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 54,133 | $159,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 57,770 | $159,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 593,864 | $158,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 38,478 | $150,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 13,110 | $150,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 43,779 | $150,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 36,275 | $146,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 12,520 | $146,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 68,297 | $143,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 38,706 | $140,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 46,530 | $138,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 100,653 | $135,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 75,653 | $135,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 91,780 | $134,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 187,713 | $134,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 113,732 | $134,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 48,000 | $134,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 24,004 | $133,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 71,794 | $133,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 27,211 | $132,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 25,010 | $132,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 70,425 | $127,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 35,090 | $125,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 19,137 | $123,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 30,068 | $122,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 22,863 | $119,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 60,400 | $119,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 39,063 | $113,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 60,920 | $113,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 48,466 | $113,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 42,486 | $109,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 72,416 | $102,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 87,199 | $102,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 28,438 | $99,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,860 | $97,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 210,696 | $97,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 74,920 | $95,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 18,800 | $94,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 48,700 | $94,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 122,348 | $93,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 95,500 | $93,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,652 | $89,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 10,650 | $86,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 20,930 | $85,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 11,700 | $83,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 52,100 | $72,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 15,774 | $72,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 17,322 | $68,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 34,500 | $67,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,900 | $66,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 18,000 | $63,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,050 | $60,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 33,062 | $58,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 219,882 | $58,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 29,948 | $57,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,653 | $56,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 36,822 | $56,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 33,032 | $55,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,399 | $54,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 21,090 | $53,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 13,252 | $53,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 17,898 | $52,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 210,648 | $52,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 26,118 | $51,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 15,450 | $51,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 119,535 | $51,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 26,271 | $51,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 56,507 | $51,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 11,791 | $51,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 38,900 | $51,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 10,570 | $50,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,272 | $50,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 15,384 | $50,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 48,356 | $50,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 31,860 | $50,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 15,874 | $49,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,699 | $49,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,287 | $49,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,300 | $48,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 32,319 | $48,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 20,236 | $48,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 16,638 | $48,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 23,644 | $48,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 16,577 | $48,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 10,210 | $47,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 17,686 | $47,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,228 | $47,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 21,598 | $47,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,444 | $47,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 18,640 | $47,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 11,344 | $46,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 12,274 | $46,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 46,795 | $46,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 15,437 | $46,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 16,825 | $46,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 13,059 | $46,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 14,491 | $45,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 13,059 | $45,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,055 | $45,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,114 | $45,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 16,638 | $45,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 26,900 | $45,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 18,487 | $45,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 10,200 | $45,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 10,799 | $44,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 14,875 | $44,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 13,613 | $43,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 17,016 | $42,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 39,406 | $42,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 29,361 | $42,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 13,400 | $41,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 19,035 | $41,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,147 | $41,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,336 | $40,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,777 | $39,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,685 | $39,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,292 | $39,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 35,096 | $39,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 80,219 | $39,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,696 | $38,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 15,075 | $38,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 61,286 | $38,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 16,952 | $38,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 24,152 | $38,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 37,436 | $37,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,261 | $37,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 96,530 | $35,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,516 | $35,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 31,636 | $32,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 30,500 | $29,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 14,600 | $27,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 73,900 | $26,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 36,523 | $18,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 39,150 | $16,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 10,550 | $13,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 56,600 | $12,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,835 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001564 | this filing | 2019-05-14 | acceptance time not in the bulk data set |