13F-HR/A filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR/A for the quarter ended 2019-03-31, filed 2019-05-13, with 1,445 holding rows worth $587,535,000.
- Accession
- 0001085146-19-001452
- Filer
- CIK 1416692
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, amendment of type restatement, 1,867 entries on the cover page, a total value of $587,535,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $587,535,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerChurchhill
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerLyrical
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 75 | $14,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 329 | $14,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 400 | $14,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 190 | $14,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,842 | $14,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,000 | $14,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 1,000 | $14,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 500 | $14,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 500 | $14,000 | thousands by filing date | call |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 57 | $14,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 635 | $14,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $14,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,500 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 416 | $14,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 200 | $14,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $14,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,600 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 1,350 | $14,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 112 | $13,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $13,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 100 | $13,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $13,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 213 | $13,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,320 | $13,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 784 | $13,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 300 | $13,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $13,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,000 | $13,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,000 | $13,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 200 | $13,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 74 | $13,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,500 | $13,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,500 | $13,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 515 | $13,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 225 | $13,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 800 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 520 | $13,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 80 | $12,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 161 | $12,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 41 | $12,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $12,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100 | $12,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 100 | $12,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 190 | $12,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,000 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 258 | $12,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 300 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 115 | $12,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 900 | $12,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 200 | $11,000 | thousands by filing date | call |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 194 | $11,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,000 | $11,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4 | $11,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 200 | $11,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 84 | $11,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 350 | $11,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 164 | $11,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 26 | $11,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 729 | $11,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 318 | $11,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 350 | $11,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 900 | $11,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 350 | $11,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 588 | $11,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 111 | $11,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,015 | $11,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,000 | $11,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 832 | $11,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,000 | $11,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 450 | $11,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,000 | $11,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 411 | $11,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,350 | $11,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,000 | $11,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 274 | $10,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 503 | $10,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 122 | $10,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 700 | $10,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 300 | $10,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 50 | $10,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,500 | $10,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 202 | $10,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $10,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 200 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 300 | $10,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 700 | $10,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 71 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 190 | $10,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 313 | $10,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 189 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 200 | $10,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 200 | $10,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $10,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 663 | $10,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,550 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 150 | $10,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 900 | $10,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,850 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 78 | $9,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 325 | $9,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 112 | $9,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 655 | $9,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 134 | $9,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 339 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 500 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 151 | $9,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 168 | $9,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 491 | $9,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 363 | $9,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 500 | $9,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 165 | $9,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 100 | $9,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,500 | $9,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 337 | $9,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 252 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,000 | $9,000 | thousands by filing date | call |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,200 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 236 | $9,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,000 | $9,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,400 | $9,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,100 | $9,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 4,400 | $9,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,500 | $9,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,000 | $9,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 200 | $8,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $8,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 765 | $8,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 107 | $8,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 221 | $8,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,400 | $8,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 200 | $8,000 | thousands by filing date | principal |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 150 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $8,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 750 | $8,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 157 | $8,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,000 | $8,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 45 | $8,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 150 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 95 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 295 | $8,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 221 | $8,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 400 | $8,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $8,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 111 | $8,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 81 | $8,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 200 | $8,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 200 | $8,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 76 | $8,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 300 | $8,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 400 | $8,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 300 | $8,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,000 | $8,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 200 | $8,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 2,500 | $8,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 200 | $7,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 193 | $7,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 310 | $7,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 41 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $7,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 165 | $7,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 400 | $7,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 200 | $7,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 70 | $7,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $7,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 105 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 800 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 212 | $7,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 100 | $7,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 50 | $7,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 6,710 | $7,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 500 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 500 | $7,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 97 | $7,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 2,000 | $7,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 800 | $7,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,500 | $7,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,700 | $7,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,700 | $7,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 200 | $6,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 95 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 58 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 100 | $6,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 245 | $6,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 308 | $6,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 160 | $6,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 110 | $6,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 200 | $6,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 60 | $6,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 725 | $6,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $6,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 50 | $6,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 216 | $6,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 315 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 100 | $6,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 76 | $6,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 287 | $6,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 81 | $6,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 100 | $6,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 400 | $6,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 300 | $6,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $6,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $6,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,700 | $6,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 500 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 400 | $6,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,000 | $6,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 800 | $6,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 100 | $5,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 50 | $5,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 20 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 800 | $5,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 100 | $5,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 200 | $5,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 86 | $5,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 200 | $5,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 250 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,000 | $5,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 164 | $5,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,000 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 251 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 200 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 400 | $5,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 250 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,000 | $5,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 300 | $5,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 675 | $5,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 150 | $5,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 700 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $5,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 6,247 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 300 | $5,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 25 | $4,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 70 | $4,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 95 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 90 | $4,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 102 | $4,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 85 | $4,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 53 | $4,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 47 | $4,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 44 | $4,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 150 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 62 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 72 | $4,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 100 | $4,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 200 | $4,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 73 | $4,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 236 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 137 | $4,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $4,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 100 | $4,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 300 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 250 | $4,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 200 | $4,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 907 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 40 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $4,000 | thousands by filing date | principal |
| AVANOS MED INC | 05350V106 | COM | 93 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 70 | $4,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 26 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 148 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 71 | $4,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 72 | $4,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 125 | $4,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 160 | $4,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 466 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 200 | $4,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 750 | $4,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 2,800 | $4,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,000 | $4,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,200 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 200 | $4,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 30 | $3,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 103 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 57 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,950 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 581 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 119 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 100 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 110 | $3,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 49 | $3,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 18 | $3,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 70 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 100 | $3,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 75 | $3,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111 | $3,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 103 | $3,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 100 | $3,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100 | $3,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 106 | $3,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 122 | $3,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,650 | $3,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 30 | $3,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 500 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,042 | $3,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,250 | $3,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 342 | $3,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,100 | $3,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 280 | $3,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,350 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,320 | $3,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,500 | $3,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 200 | $3,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 500 | $3,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 100 | $3,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 21 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 24 | $2,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,000 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $2,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 50 | $2,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 9 | $2,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 100 | $2,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 400 | $2,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 34 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 250 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,000 | $2,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 70 | $2,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 75 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6 | $2,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 100 | $2,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 20 | $2,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 210 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 550 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 48 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8 | $2,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 200 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 85 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 160 | $2,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 79 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 52 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 400 | $2,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,000 | $2,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,247 | $2,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,000 | $2,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $2,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 400 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 400 | $2,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 2,000 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 6 | $1,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 27 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5 | $1,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7 | $1,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 11 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 12 | $1,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 17 | $1,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 14 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 23 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 18 | $1,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 13 | $1,000 | thousands by filing date | principal |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 23 | $1,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 18 | $1,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 37 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 22 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 40 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 76 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 250 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 149 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 13 | $1,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 16 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 15 | $1,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 50 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 104 | $1,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 100 | $1,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 41 | $1,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 700 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,500 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 108 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50 | $1,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 200 | $1,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 400 | $1,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 500 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 300 | $1,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 100 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 140 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 800 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 125 | $1,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 700 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 800 | $1,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 24 | $1,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,853 | $1,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 185 | $1,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 193 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCWEN FINL CORP | 675746309 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC COM | 74584P202 | Stock | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V402 | COM PAR | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001343 | superseded | 2019-05-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001452 | this filing | 2019-05-13 | acceptance time not in the bulk data set |