13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-03, with 374 holding rows worth $57,146,000.
- Accession
- 0001085146-19-001343
- Filer
- CIK 1416692
- Filed
- 2019-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 381 entries on the cover page, a total value of $57,146,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,146,000 with VALUE read as thousands by filing date, 13F file number 028-12762. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerChurchhill
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerLyrical
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 14,150 | $3,672,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,378 | $2,731,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 33,870 | $2,305,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 15,584 | $1,803,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 16,890 | $1,764,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 22,581 | $1,742,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 29,265 | $1,720,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,618 | $1,509,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 24,440 | $1,354,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 36,030 | $1,128,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 13,976 | $1,006,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 15,560 | $981,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,772 | $871,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,284 | $861,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,922 | $820,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 15,131 | $785,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 5,129 | $775,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 400 | $712,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 17,675 | $696,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,287 | $649,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 19,396 | $603,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,839 | $537,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,368 | $522,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,465 | $514,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,899 | $512,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,617 | $499,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,970 | $471,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,635 | $444,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 11,350 | $431,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,555 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,185 | $418,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,114 | $385,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,260 | $384,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,400 | $375,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,362 | $373,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 900 | $343,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 16,144 | $340,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,600 | $336,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 6,058 | $325,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,575 | $316,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 262 | $308,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,432 | $303,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,984 | $300,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,400 | $294,000 | thousands by filing date | call |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,999 | $292,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,198 | $287,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,421 | $271,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,611 | $264,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 930 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,716 | $232,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,258 | $229,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 8,628 | $229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 4,494 | $226,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 736 | $221,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,766 | $221,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,600 | $216,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,743 | $214,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,600 | $202,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,266 | $200,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,526 | $196,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,200 | $196,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,922 | $191,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,835 | $190,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,590 | $188,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 101 | $180,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,355 | $174,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 8,142 | $173,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 900 | $172,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,732 | $165,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,019 | $164,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,800 | $162,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 4,022 | $162,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,336 | $160,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,226 | $157,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,100 | $157,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,025 | $157,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,800 | $155,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,538 | $152,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,702 | $148,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,600 | $145,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,600 | $144,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,169 | $143,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,612 | $143,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,412 | $142,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 485 | $137,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 2,739 | $137,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 398 | $137,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,000 | $132,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,505 | $131,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 110 | $129,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,200 | $128,000 | thousands by filing date | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 600 | $126,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 742 | $126,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 704 | $123,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,300 | $121,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,203 | $119,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $118,000 | thousands by filing date | call |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,188 | $118,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,034 | $118,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,709 | $118,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 8,200 | $116,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,700 | $115,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,276 | $115,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 554 | $114,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 400 | $112,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,450 | $111,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 600 | $108,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 804 | $107,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,370 | $106,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,000 | $105,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 10,194 | $102,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,127 | $102,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 100 | $100,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,800 | $100,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,040 | $100,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 867 | $99,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 400 | $98,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 700 | $95,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 500 | $95,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,000 | $95,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 1,500 | $93,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 725 | $93,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,000 | $93,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 800 | $92,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 600 | $92,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 475 | $91,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 300 | $90,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 3,200 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 900 | $88,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,741 | $88,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,056 | $87,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,857 | $86,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 800 | $84,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 1,237 | $84,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 650 | $84,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 440 | $83,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,516 | $83,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,850 | $82,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,773 | $82,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,051 | $81,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 3,379 | $79,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 6,000 | $76,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,600 | $75,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 720 | $75,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,430 | $75,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,900 | $74,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 1,000 | $74,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 590 | $73,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,250 | $73,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 698 | $72,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,889 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 635 | $71,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 950 | $71,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 800 | $70,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 851 | $69,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,200 | $69,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 620 | $66,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 360 | $65,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 218 | $65,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,384 | $65,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 706 | $64,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 354 | $64,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 500 | $63,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,232 | $62,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 700 | $62,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 5,928 | $59,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 612 | $58,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 500 | $55,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 300 | $54,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 750 | $53,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 259 | $52,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 642 | $52,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 260 | $51,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,328 | $51,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 800 | $50,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 141 | $50,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 600 | $50,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,748 | $50,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,379 | $50,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 287 | $49,000 | thousands by filing date | |
| VTI | 922908769 | COM | 338 | $49,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,145 | $47,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 801 | $45,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 510 | $44,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 428 | $44,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 281 | $43,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 854 | $43,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,150 | $43,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 400 | $42,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 600 | $42,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 800 | $41,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 735 | $40,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 250 | $39,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 200 | $38,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 196 | $38,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 600 | $37,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,000 | $37,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 581 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 300 | $36,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 500 | $35,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 979 | $35,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 600 | $34,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,796 | $34,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 615 | $33,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 600 | $33,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 767 | $33,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 340 | $33,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 600 | $33,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 265 | $33,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 201 | $32,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 377 | $32,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 928 | $32,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 680 | $32,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 474 | $31,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 550 | $31,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $31,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,000 | $31,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 600 | $30,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 222 | $29,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 565 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 815 | $29,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,610 | $29,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 807 | $29,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 500 | $28,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 400 | $28,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 450 | $28,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 800 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 1,327 | $28,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 550 | $27,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 200 | $27,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 160 | $26,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 200 | $26,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 233 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 521 | $26,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 306 | $25,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 138 | $25,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 153 | $25,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 455 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 700 | $25,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 280 | $24,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 434 | $24,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,316 | $24,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 191 | $24,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 200 | $24,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 400 | $23,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 400 | $23,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 38 | $22,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 141 | $22,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 300 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 507 | $22,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 528 | $22,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 652 | $22,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,000 | $22,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 433 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 750 | $21,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 300 | $21,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 2,832 | $21,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,000 | $21,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 300 | $20,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 303 | $20,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 40 | $20,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 316 | $20,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 97 | $19,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $19,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 3,200 | $19,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 164 | $18,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $18,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 200 | $17,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 266 | $17,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 600 | $17,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 312 | $17,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 200 | $17,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,700 | $17,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,500 | $17,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 100 | $16,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 2,200 | $16,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 206 | $16,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 560 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 420 | $16,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 922 | $16,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 155 | $15,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,123 | $15,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $15,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 91 | $14,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 500 | $14,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 108 | $14,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $14,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $13,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,000 | $13,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,320 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 200 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 530 | $13,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 510 | $13,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 625 | $13,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 515 | $13,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500 | $13,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,000 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 520 | $13,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 114 | $12,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4,000 | $12,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 127 | $11,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 225 | $11,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 950 | $11,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 274 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 155 | $10,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 112 | $9,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 339 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 500 | $9,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 500 | $9,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,500 | $9,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 192 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 500 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $8,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $8,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 400 | $8,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 200 | $8,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 132 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 82 | $7,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 65 | $7,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 204 | $7,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $7,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 185 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 34 | $7,000 | thousands by filing date | principal |
| YUM CHINA HLDGS INC | 98850P109 | COM | 155 | $7,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 100 | $7,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 35 | $6,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 30 | $6,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 115 | $6,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 100 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 255 | $6,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 155 | $6,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 300 | $6,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 205 | $6,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 289 | $6,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 384 | $6,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 400 | $6,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 170 | $6,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 300 | $6,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,000 | $5,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 200 | $5,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 70 | $5,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 50 | $5,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 70 | $4,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 360 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 105 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 289 | $4,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 100 | $4,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 100 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 300 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 67 | $4,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 200 | $4,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 660 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 200 | $4,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300 | $3,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 200 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 50 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 82 | $3,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 400 | $2,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 114 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 16 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 77 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 25 | $1,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 200 | $1,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 200 | $1,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001343 | this filing | 2019-05-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001452 | base | 2019-05-13 | acceptance time not in the bulk data set |