13F-HR filed by Frontier Wealth Management LLC
Frontier Wealth Management LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 366 holding rows worth $659,039,000.
- Accession
- 0001085146-19-000892
- Filer
- CIK 1548179
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 366 entries on the cover page, a total value of $659,039,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $659,039,000 with VALUE read as thousands by filing date, 13F file number 028-16842. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGeoWealth Management, LLC028-16841
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GEOPARK LTD USD SHS | G38327105 | Stock | 3,296,242 | $45,554,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,421,973 | $35,037,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 464,968 | $23,523,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 306,952 | $19,912,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 119,643 | $18,872,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 722,864 | $17,342,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 301,144 | $15,325,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 63,819 | $13,031,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 122,436 | $12,436,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 130,806 | $12,024,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 150,428 | $9,172,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 45,818 | $8,919,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 28,229 | $8,544,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,799 | $8,150,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 163,767 | $7,096,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 72,418 | $7,069,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 62,766 | $6,882,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 90,860 | $5,851,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 23,169 | $5,830,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 84,619 | $5,770,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 44,206 | $5,705,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 109,528 | $5,568,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 113,460 | $5,405,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 40,193 | $5,303,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 55,543 | $5,165,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 75,920 | $4,866,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 21,719 | $4,861,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 42,179 | $4,660,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 20,267 | $4,658,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 81,171 | $4,636,000 | thousands by filing date | |
| IJH | 464287507 | COM | 27,874 | $4,629,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 60,394 | $4,478,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 25,620 | $4,402,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 113,639 | $4,376,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 20,694 | $4,216,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 32,022 | $4,198,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 66,123 | $4,136,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 87,470 | $4,105,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,851 | $3,988,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,746 | $3,788,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 81,713 | $3,765,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 129,471 | $3,695,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 18,808 | $3,584,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 66,837 | $3,574,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,376 | $3,569,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 26,331 | $3,526,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 65,481 | $3,434,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 63,744 | $3,181,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 61,788 | $3,097,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 142,675 | $3,060,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 42,735 | $2,800,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 97,531 | $2,765,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 29,588 | $2,756,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 31,762 | $2,725,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 35,431 | $2,707,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 25,628 | $2,682,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 38,523 | $2,670,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,125 | $2,665,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 35,700 | $2,662,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,962 | $2,657,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 49,894 | $2,657,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 46,150 | $2,620,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 28,270 | $2,525,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 47,649 | $2,523,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 74,514 | $2,447,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 37,520 | $2,386,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 15,133 | $2,372,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 54,030 | $2,358,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 32,113 | $2,315,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,987 | $2,304,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 36,810 | $2,295,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 82,319 | $2,209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 79,094 | $2,203,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 11,588 | $2,180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 78,946 | $2,180,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 26,143 | $2,125,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 41,998 | $1,973,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 43,252 | $1,971,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 25,539 | $1,950,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 56,725 | $1,928,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 36,968 | $1,927,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,882 | $1,925,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,733 | $1,924,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 23,725 | $1,864,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 34,940 | $1,827,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 49,500 | $1,779,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 12,967 | $1,776,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 20,194 | $1,767,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 13,600 | $1,757,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 29,416 | $1,751,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 12,425 | $1,723,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 14,355 | $1,718,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 81,572 | $1,707,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 32,730 | $1,701,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 47,568 | $1,667,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 18,310 | $1,665,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,645 | $1,655,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 91,743 | $1,647,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 35,111 | $1,604,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14,346 | $1,571,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,933 | $1,553,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 134,550 | $1,539,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 31,535 | $1,493,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 70,864 | $1,448,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 16,779 | $1,446,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,744 | $1,436,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 14,404 | $1,427,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 59,353 | $1,397,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,027 | $1,386,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 41,516 | $1,383,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 19,948 | $1,375,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 36,011 | $1,368,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 39,939 | $1,361,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,394 | $1,329,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 40,558 | $1,306,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 26,030 | $1,283,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 34,149 | $1,282,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 8,417 | $1,268,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,207 | $1,266,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,264 | $1,264,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 24,546 | $1,264,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 41,989 | $1,239,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,275 | $1,227,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,224,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 24,863 | $1,219,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,860 | $1,192,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 46,713 | $1,189,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 29,188 | $1,184,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,761 | $1,129,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 29,541 | $1,129,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,715 | $1,110,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,669 | $1,109,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 45,700 | $1,109,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 28,103 | $1,098,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,491 | $1,094,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,222 | $1,088,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 19,808 | $1,073,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,677 | $1,052,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,524 | $1,047,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 13,751 | $1,030,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 46,639 | $1,028,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 19,706 | $1,021,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 14,964 | $989,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 113,062 | $987,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,109 | $983,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 42,818 | $978,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 20,792 | $973,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16,261 | $960,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,333 | $947,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,392 | $939,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 16,403 | $925,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,674 | $882,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18,631 | $858,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 80,150 | $849,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 17,137 | $846,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,503 | $844,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,470 | $842,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,192 | $814,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 26,968 | $812,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,167 | $808,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,212 | $785,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,704 | $775,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 12,186 | $730,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 29,406 | $723,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,568 | $706,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,550 | $700,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 18,319 | $698,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 11,500 | $686,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,027 | $685,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 9,679 | $682,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,818 | $657,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,577 | $654,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,022 | $636,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,921 | $631,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,995 | $622,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 23,823 | $609,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,260 | $604,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 14,956 | $604,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 10,055 | $600,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,736 | $598,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,246 | $597,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,166 | $594,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 22,312 | $593,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,769 | $591,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,489 | $585,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,419 | $579,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,510 | $576,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,689 | $575,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 11,873 | $575,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 57,141 | $570,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,303 | $567,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,073 | $563,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,195 | $560,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,778 | $560,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 11,546 | $553,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 15,500 | $546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 8,740 | $542,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,004 | $528,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 11,302 | $525,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,890 | $517,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,078 | $510,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4,664 | $508,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,637 | $502,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,259 | $501,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 50,418 | $495,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,484 | $488,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,687 | $480,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 19,829 | $476,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,182 | $475,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 61,052 | $468,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,062 | $463,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,937 | $462,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,778 | $459,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,914 | $453,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,690 | $452,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,390 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 7,517 | $450,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,590 | $448,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 15,157 | $446,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,860 | $445,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,643 | $439,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,721 | $432,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,880 | $432,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,935 | $431,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,738 | $426,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,426 | $422,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,017 | $419,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,392 | $416,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 12,859 | $408,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,369 | $403,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,714 | $398,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,105 | $395,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,428 | $392,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,501 | $386,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,129 | $380,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,464 | $377,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,512 | $374,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,440 | $374,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,422 | $365,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 38,017 | $361,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 12,414 | $360,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,032 | $358,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,382 | $353,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 7,831 | $347,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,843 | $343,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 22,310 | $343,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 18,272 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,277 | $335,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 14,112 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 11,957 | $326,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,402 | $324,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 9,152 | $319,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 13,247 | $313,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 45,544 | $313,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,110 | $312,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,018 | $311,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 170,000 | $309,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,570 | $308,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 12,461 | $297,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 16,750 | $295,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,416 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,519 | $292,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,586 | $291,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,781 | $288,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,890 | $287,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 16,990 | $287,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,868 | $285,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,000 | $281,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 11,500 | $280,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,200 | $279,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,144 | $277,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,415 | $277,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 31,265 | $277,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 18,704 | $277,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 26,783 | $276,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 9,705 | $271,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,718 | $269,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 35,203 | $268,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,197 | $267,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 33,000 | $267,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 20,142 | $267,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,224 | $266,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,781 | $266,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,049 | $265,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,019 | $262,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,218 | $260,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,362 | $259,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,450 | $259,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,000 | $259,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 54,906 | $256,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,493 | $256,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 23,224 | $254,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,824 | $253,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,500 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,277 | $252,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 7,968 | $250,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,070 | $248,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,649 | $248,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 15,300 | $244,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 31,785 | $243,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 7,465 | $243,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,637 | $241,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,699 | $240,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,499 | $237,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 15,477 | $234,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,746 | $232,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 18,160 | $232,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,697 | $231,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,756 | $230,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 805 | $229,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,426 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,327 | $223,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,396 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,227 | $220,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,313 | $217,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,514 | $216,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 5,322 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 6,385 | $214,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,874 | $213,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,862 | $212,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,589 | $212,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 40,756 | $211,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,386 | $207,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,908 | $204,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,623 | $202,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 20,600 | $202,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,000 | $202,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,077 | $200,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 22,468 | $198,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,809 | $175,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 15,780 | $166,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,036 | $159,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,858 | $157,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,256 | $156,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,712 | $154,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,938 | $144,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 14,660 | $140,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 30,000 | $123,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,200 | $116,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,284 | $116,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 36,829 | $116,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 12,717 | $112,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,125 | $112,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 20,000 | $108,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,000 | $102,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 27,099 | $91,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,130 | $88,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 30,000 | $78,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 25,510 | $75,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,268 | $74,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 50,000 | $65,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 11,113 | $63,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,780 | $55,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 11,361 | $48,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 100,000 | $44,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,563 | $43,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,150 | $37,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 13,442 | $28,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 14,000 | $26,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,005 | $25,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 50,000 | $22,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,000 | $12,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 10,000 | $11,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 23,900 | $9,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 22,500 | $5,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 20,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000892 | this filing | 2019-02-14 | acceptance time not in the bulk data set |