13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 3,145 holding rows worth $130,636,739,000.
- Accession
- 0001085146-19-000877
- Filer
- CIK 884546
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 3,145 entries on the cover page, a total value of $130,636,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,636,739,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerMELLON INVESTMENTS Corp028-02900
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMondrian Investment Partners LTD028-11450
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 9,650 | $224,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 9,970 | $224,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,750 | $223,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 15,100 | $223,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 77,400 | $223,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,700 | $221,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 18,860 | $216,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 235,784 | $216,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 16,900 | $216,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 18,060 | $215,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 6,041 | $213,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 26,740 | $211,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,600 | $207,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 68,468 | $207,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,562 | $205,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 22,800 | $203,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 9,260 | $201,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 62,560 | $200,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 13,700 | $199,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 53,220 | $199,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 25,573 | $198,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 33,289 | $195,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 42,773 | $192,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 17,250 | $190,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 38,134 | $187,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 12,110 | $185,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 10,600 | $185,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 40,403 | $183,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 43,082 | $183,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 17,924 | $182,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 26,610 | $179,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 144,342 | $178,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 31,069 | $177,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 155,518 | $176,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,559 | $175,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 22,100 | $175,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 201,300 | $172,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 33,360 | $170,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 13,350 | $169,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 16,200 | $169,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 38,190 | $169,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 343,161 | $166,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 15,000 | $164,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 91,780 | $164,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 38,342 | $158,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 33,100 | $156,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 133,777 | $156,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 94,530 | $156,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 53,300 | $155,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 11,000 | $154,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 13,866 | $151,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 215,379 | $151,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 43,000 | $150,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 25,000 | $150,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 101,700 | $150,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 28,700 | $148,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 48,000 | $146,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 13,961 | $145,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 12,520 | $143,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 58,471 | $142,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 14,160 | $142,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 32,544 | $142,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 18,590 | $140,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 137,600 | $138,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 171,748 | $137,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 27,386 | $136,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 21,100 | $135,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 39,500 | $134,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 37,688 | $133,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 25,010 | $131,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 41,500 | $130,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 28,882 | $129,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 23,688 | $128,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 23,849 | $125,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,180 | $124,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 23,660 | $121,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 110,660 | $121,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 101,000 | $120,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 87,199 | $120,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 13,110 | $119,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 42,486 | $118,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 21,600 | $118,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 85,300 | $117,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 13,950 | $117,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 210,648 | $116,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 43,700 | $105,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 25,530 | $104,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 19,800 | $103,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 24,500 | $100,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 366,792 | $100,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 68,740 | $99,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,860 | $98,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 18,800 | $97,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 25,900 | $96,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 31,300 | $93,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 73,900 | $91,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 14,527 | $90,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 33,700 | $90,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 10,970 | $90,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 10,650 | $87,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 33,200 | $85,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 96,530 | $85,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 211,320 | $84,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 27,200 | $84,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 62,943 | $82,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 57,375 | $81,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 60,400 | $80,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 34,500 | $80,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 15,190 | $76,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 48,700 | $75,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 12,961 | $74,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 11,430 | $72,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 95,500 | $71,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 30,497 | $71,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,050 | $67,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 17,322 | $66,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 38,900 | $66,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 44,000 | $64,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,652 | $62,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 50,900 | $62,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,300 | $61,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 11,980 | $61,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 39,150 | $60,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 15,300 | $59,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 19,423 | $59,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,900 | $58,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,050 | $57,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 52,100 | $56,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 65,150 | $55,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 122,348 | $52,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 13,400 | $51,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 56,900 | $49,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 24,752 | $46,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 20,930 | $44,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 29,600 | $39,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 17,626 | $37,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 312,756 | $36,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 10,200 | $36,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,700 | $34,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 15,450 | $33,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 14,600 | $28,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 15,774 | $27,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 30,500 | $17,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 56,600 | $11,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 10,550 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000877 | this filing | 2019-02-14 | acceptance time not in the bulk data set |