13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 2,113 holding rows worth $12,272,200,000.
- Accession
- 0001085146-19-000846
- Filer
- CIK 1084580
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 2,113 entries on the cover page, a total value of $12,272,200,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,272,200,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 110,301 | $68,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 90,000 | $68,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 72,000 | $67,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,306 | $67,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 66,000 | $65,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 62,000 | $65,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 11,246 | $64,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 22,246 | $63,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 44,000 | $63,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 61,000 | $62,000 | thousands by filing date | principal |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 75,000 | $62,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 200 | $60,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,384 | $60,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 213,500 | $58,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 7,500 | $58,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 57,000 | $58,000 | thousands by filing date | principal |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAK4 | DBCV 4.250 4/0 | 5,715,000 | $57,000 | thousands by filing date | principal |
| NEWLINK GENETICS CORP | 651511107 | COM | 37,079 | $56,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 709 | $53,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 53,000 | $53,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 25,800 | $52,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 189,600 | $51,000 | thousands by filing date | call |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 54,000 | $51,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 7,500 | $49,000 | thousands by filing date | put |
| NANTKWEST INC | 63016Q102 | COM | 41,881 | $49,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 50,000 | $48,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 33,093 | $48,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 45,700 | $46,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 25,000 | $46,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 37,720 | $46,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,598 | $45,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 24,400 | $45,000 | thousands by filing date | put |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 13,800 | $45,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 45,000 | $45,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,780 | $44,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 358 | $43,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 11,200 | $43,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 12,895 | $43,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 15,692 | $43,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 7,300 | $42,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 17,500 | $42,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 17,500 | $42,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,800 | $42,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 9,800 | $41,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 15,409 | $41,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 10,900 | $41,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,621 | $40,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,040 | $39,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 26,825 | $39,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 10,450 | $38,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 34,221 | $37,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 24,335 | $37,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 2,938 | $36,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,684 | $36,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 16,390 | $36,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 363 | $35,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,427 | $35,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 18,053 | $35,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 46,483 | $33,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 48,615 | $33,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 500 | $31,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 18,899 | $31,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 105,664 | $29,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 25,000 | $29,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,628 | $28,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,400 | $28,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,000 | $28,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 1,761 | $28,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,000 | $28,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,176 | $27,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 28,000 | $27,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 300 | $26,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,195 | $26,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 26,719 | $26,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 150 | $25,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 21,300 | $23,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 19,358 | $23,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 20,813 | $22,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 23,000 | $22,000 | thousands by filing date | principal |
| APPROACH RESOURCES INC | 03834A103 | COM | 24,479 | $21,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 500 | $20,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 19,000 | $20,000 | thousands by filing date | principal |
| GTX INC DEL | 40052B207 | COM NEW | 25,513 | $20,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,000 | $19,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,506 | $19,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 20,000 | $19,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 100 | $14,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 300 | $14,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 14,000 | $13,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 13,000 | $13,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 3,113 | $13,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,127 | $12,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $11,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 12,000 | $11,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 100 | $9,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 11,400 | $9,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 10,000 | $8,000 | thousands by filing date | principal |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 882,000 | $7,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 89,523 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,573 | $5,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,155 | $4,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 300 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 200 | $3,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 100 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,630 | $2,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 615 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 16 | $1,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 5,601 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 5,600 | $1,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKORN INC | 009728106 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000846 | this filing | 2019-02-14 | acceptance time not in the bulk data set |