13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 2,113 holding rows worth $12,272,200,000.
- Accession
- 0001085146-19-000846
- Filer
- CIK 1084580
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 2,113 entries on the cover page, a total value of $12,272,200,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,272,200,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIPER | 92763M105 | COMMON STOCK | 17,000 | $443,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 41,500 | $442,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,208 | $442,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,092 | $439,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 44,348 | $439,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 30,688 | $436,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 10,320 | $433,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,161 | $430,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,350 | $429,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,717 | $429,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 7,400 | $429,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 4,600 | $428,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 16,468 | $428,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 14,400 | $427,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 15,465 | $426,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 25,000 | $426,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 18,100 | $425,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,600 | $424,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 10,000 | $423,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,600 | $422,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 7,924 | $421,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,962 | $421,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 16,312 | $420,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 583,000 | $420,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,023 | $419,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,200 | $419,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 17,495 | $418,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 54,474 | $417,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 58,436 | $416,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 25,215 | $415,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 8,561 | $415,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 9,543 | $412,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 20,463 | $411,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,000 | $410,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,469 | $409,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,200 | $408,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,759 | $408,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 36,671 | $408,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 112,954 | $408,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 13,582 | $407,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 15,400 | $406,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 34,630 | $406,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 9,431 | $405,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 9,662 | $405,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 14,393 | $405,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,024 | $404,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 500,000 | $402,000 | thousands by filing date | principal |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,400 | $401,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 23,102 | $401,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 8,333 | $400,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 11,759 | $400,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,923 | $397,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 83,900 | $396,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,704 | $396,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 73,100 | $395,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,860 | $395,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 10,669 | $395,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 22,421 | $394,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 13,666 | $391,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,412 | $389,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 20,000 | $387,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 5,000 | $387,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 20,600 | $387,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,800 | $387,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 22,692 | $387,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 25,444 | $387,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 28,500 | $384,000 | thousands by filing date | put |
| SECOO HLDG LTD | 81367P101 | ADR | 42,300 | $384,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,983 | $383,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,500 | $378,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 18,696 | $378,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,000 | $376,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 6,887 | $376,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,635 | $375,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,776 | $375,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 16,000 | $373,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 414,000 | $373,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 7,550 | $372,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,813 | $369,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 52,570 | $368,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 33,576 | $364,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 5,100 | $362,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 70,042 | $361,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 9,156 | $360,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,000 | $359,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 126,000 | $359,000 | thousands by filing date | principal |
| CENCORA INC COM | 03073E105 | Stock | 4,809 | $358,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 37,839 | $358,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 18,330 | $358,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 17,314 | $357,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 33,800 | $357,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,810 | $356,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 146,570 | $356,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,098 | $354,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,651 | $354,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 324,000 | $353,000 | thousands by filing date | principal |
| RAPID7 INC COM | 753422104 | Stock | 11,300 | $352,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 25,922 | $348,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,608 | $347,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 11,006 | $347,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 97,400 | $347,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 5,900 | $346,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 12,894 | $345,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,325 | $344,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 9,283 | $344,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 100,000 | $343,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 5,099 | $343,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,454 | $341,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,187 | $341,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,543 | $340,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,600 | $339,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 10,093 | $339,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,200 | $338,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 8,500 | $337,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 4,000 | $335,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 12,000 | $334,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 200,000 | $334,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,230 | $333,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 22,689 | $333,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,485 | $332,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,393 | $332,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,554 | $331,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,844 | $331,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,900 | $330,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 8,685 | $330,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,100 | $329,000 | thousands by filing date | call |
| GLOBUS MED INC CL A | 379577208 | Stock | 7,588 | $328,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,640 | $325,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 20,158 | $325,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 8,771 | $325,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 43,379 | $322,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,400 | $321,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,516 | $321,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,780 | $320,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,950 | $317,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 50,004 | $317,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 119,416 | $315,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 25,000 | $314,000 | thousands by filing date | call |
| APPTIO INC | 03835C108 | CL A | 8,264 | $314,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 21,500 | $313,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 47,518 | $312,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,500 | $311,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 7,403 | $311,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 14,400 | $310,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,394 | $309,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,067 | $309,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 19,716 | $308,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $308,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 10,813 | $306,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 40,000 | $306,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 19,100 | $305,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 1,617 | $304,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,191 | $304,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 125,000 | $304,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 14,693 | $303,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,800 | $303,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 9,341 | $303,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,610 | $300,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,506 | $299,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 18,975 | $299,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 12,500 | $297,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,473 | $297,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,023 | $295,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,532 | $294,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 15,173 | $294,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 9,933 | $294,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,167 | $294,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,200 | $291,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 9,000 | $291,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V106 | COM | 6,482 | $290,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 20,000 | $288,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 40,000 | $288,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,701 | $287,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,733 | $287,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,206 | $286,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 26,499 | $285,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,900 | $284,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 10,000 | $282,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 210,000 | $282,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 192,000 | $281,000 | thousands by filing date | principal |
| DSP GROUP INC | 23332B106 | COM | 25,000 | $280,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 308,000 | $280,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 7,980 | $279,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,265 | $278,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,736 | $277,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,745 | $275,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 94,141 | $275,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,179 | $274,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 11,063 | $274,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 25,640 | $273,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 9,762 | $273,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 8,179 | $273,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 12,000 | $272,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,695 | $272,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 25,754 | $271,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 18,405 | $270,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,300 | $268,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 49,608 | $268,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 8,094 | $268,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 10,000 | $267,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,654 | $266,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 89,100 | $266,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 4,554 | $266,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,089 | $266,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,416 | $265,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,651 | $265,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,557 | $265,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 21,603 | $265,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,133 | $264,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 20,943 | $263,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,000 | $263,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 19,282 | $263,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,930 | $262,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 8,145 | $262,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,200 | $262,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,606 | $261,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 11,540 | $261,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,100 | $260,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $260,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 329,000 | $259,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 16,982 | $258,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,346 | $256,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,000 | $255,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 70,300 | $254,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 1,118 | $253,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,400 | $252,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,867 | $249,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,790 | $249,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 16,757 | $249,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,870 | $249,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 14,800 | $248,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 21,872 | $248,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,400 | $247,000 | thousands by filing date | call |
| HEICO CORP NEW | 422806208 | CL A | 3,926 | $247,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,471 | $247,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 10,925 | $246,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,837 | $245,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,297 | $245,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 5,100 | $245,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 19,900 | $245,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 61,826 | $245,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,600 | $244,000 | thousands by filing date | put |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,512 | $240,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 13,408 | $240,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 428,100 | $239,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 332,548 | $238,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 23,224 | $237,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,542 | $236,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,171 | $236,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,416 | $236,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 42,671 | $236,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 13,118 | $236,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,700 | $235,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 2,700 | $235,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 10,000 | $235,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,552 | $235,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 906 | $234,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,297 | $234,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,402 | $233,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 17,500 | $233,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 416,541 | $233,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,892 | $232,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 15,202 | $232,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,724 | $230,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 9,491 | $230,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,919 | $229,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 14,913 | $229,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 6,029 | $229,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 30,837 | $228,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 75,663 | $228,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 11,847 | $227,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 10,000 | $227,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 261,000 | $227,000 | thousands by filing date | principal |
| CHEMOURS CO COM | 163851108 | Stock | 8,000 | $226,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 6,635 | $226,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 11,600 | $226,000 | thousands by filing date | put |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 3,700 | $224,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,199 | $224,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,297 | $224,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 25,831 | $223,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 13,500 | $223,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 2,500 | $222,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 20,100 | $222,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 233,000 | $222,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,646 | $221,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,598 | $220,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,800 | $220,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,984 | $220,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 9,007 | $220,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 5,599 | $220,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,488 | $219,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 7,000 | $219,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 5,879 | $219,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 16,900 | $219,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 2,633 | $217,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,031 | $216,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 115,611 | $216,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 6,441 | $215,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,997 | $215,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 85,539 | $215,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,300 | $213,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,917 | $213,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 7,549 | $213,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 11,549 | $212,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 12,870 | $212,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 7,598 | $210,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,086 | $210,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 639 | $210,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 50,000 | $209,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,104 | $208,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,548 | $208,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 90,100 | $208,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,025 | $207,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,628 | $207,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 20,000 | $207,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 10,815 | $207,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,477 | $206,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,947 | $206,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5,711 | $205,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 3,078 | $205,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,677 | $205,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,860 | $204,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 101,428 | $203,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,996 | $201,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 11,300 | $201,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 26,125 | $200,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 8,900 | $200,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 12,625 | $200,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 219,332 | $200,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,060 | $199,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 22,857 | $198,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 10,092 | $198,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 25,400 | $198,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 200,000 | $198,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 200,000 | $197,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 17,295 | $196,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 18,787 | $195,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,711,837 | $195,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 25,000 | $195,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 56,870 | $194,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 74,485 | $194,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 85,582 | $193,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 20,338 | $191,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 10,000 | $191,000 | thousands by filing date | put |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 200,000 | $190,000 | thousands by filing date | principal |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 34,100 | $189,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 48,586 | $189,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 64,478 | $188,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 34,198 | $187,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 17,909 | $187,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 117,528 | $187,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 21,273 | $186,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,100 | $185,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,800 | $185,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,000 | $185,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 17,066 | $184,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 27,448 | $184,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 21,600 | $183,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 11,786 | $183,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,813 | $182,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 65,000 | $180,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 18,413 | $179,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,500 | $178,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,500 | $178,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 78,703 | $178,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 254,000 | $178,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 7,077 | $175,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,867 | $175,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,867 | $175,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 22,217 | $173,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 18,320 | $172,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,600 | $172,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,300 | $172,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 35,821 | $172,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 29,165 | $172,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 25,300 | $171,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 15,022 | $170,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 15,549 | $169,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 13,019 | $167,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 47,403 | $166,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,798 | $165,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 10,924 | $165,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 11,152 | $164,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 16,979 | $164,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 185,000 | $162,000 | thousands by filing date | principal |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 17,396 | $162,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 14,762 | $161,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 286,500 | $160,000 | thousands by filing date | put |
| OI SA-ADR | 670851500 | ADR | 100,000 | $160,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 93,100 | $159,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,638 | $158,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 21,763 | $158,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 800 | $157,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 16,162 | $157,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 165,000 | $157,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 33,335 | $155,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,286 | $154,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,549 | $153,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 197,000 | $153,000 | thousands by filing date | principal |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,827 | $152,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 14,700 | $152,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 29,827 | $148,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 152,000 | $148,000 | thousands by filing date | principal |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 70,192 | $147,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,300 | $145,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 11,487 | $145,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 117,840 | $145,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 12,316 | $144,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,648 | $144,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 34,980 | $143,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,700 | $143,000 | thousands by filing date | call |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 129,000 | $143,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 9,300 | $142,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 1,600 | $140,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 29,445 | $140,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 24,938 | $137,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 40,000 | $136,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,238 | $135,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 32,774 | $135,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 21,367 | $135,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,715 | $135,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 81,240 | $134,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 14,300 | $133,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,415 | $132,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 11,900 | $131,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,793 | $129,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 11,590 | $128,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,200 | $127,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 20,642 | $127,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 17,014 | $126,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 52,506 | $126,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 6,760 | $125,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 12,032 | $125,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 47,631 | $124,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 21,944 | $124,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 87,000 | $124,000 | thousands by filing date | principal |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 38,200 | $124,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 10,595 | $122,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 24,864 | $121,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 26,461 | $120,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 11,142 | $119,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 14,617 | $116,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 72,211 | $116,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 6,900 | $115,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16,960 | $115,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,110 | $114,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 30,000 | $114,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 10,000 | $113,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 26,400 | $113,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 48,495 | $112,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 700 | $110,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 17,037 | $110,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 34,631 | $109,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 25,440 | $105,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 16,749 | $104,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,375 | $103,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 28,859 | $103,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 47,100 | $102,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 16,030 | $101,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,100 | $101,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 31,914 | $100,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 2,471 | $99,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 15,153 | $99,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 41,192 | $98,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,560 | $98,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 27,300 | $98,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,570 | $96,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 11,084 | $93,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,100 | $92,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,997 | $91,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,081 | $91,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,060 | $91,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 15,000 | $91,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 53,400 | $91,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 700 | $89,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,270 | $88,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 600 | $85,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 25,000 | $85,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 25,457 | $83,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 11,300 | $82,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 5,318 | $81,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 58,000 | $81,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,268 | $80,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 132,753 | $80,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,910 | $79,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,850 | $79,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 15,978 | $79,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 33,259 | $78,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 16,804 | $78,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,752 | $77,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 33,000 | $77,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,737 | $76,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 78,000 | $74,000 | thousands by filing date | principal |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 14,700 | $73,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,000 | $72,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 10,230 | $72,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,264 | $70,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 36,600 | $70,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,058 | $69,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 62,000 | $69,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000846 | this filing | 2019-02-14 | acceptance time not in the bulk data set |