13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-01, with 1,360 holding rows worth $521,821,000.
- Accession
- 0001085146-19-000307
- Filer
- CIK 1416692
- Filed
- 2019-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 1,730 entries on the cover page, a total value of $521,821,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $521,821,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerChurchhill
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerLyrical
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 289 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 211 | $10,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,500 | $10,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 164 | $10,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,700 | $10,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 800 | $10,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,000 | $9,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 200 | $9,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 267 | $9,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 300 | $9,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 696 | $9,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 150 | $9,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 300 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 200 | $9,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $9,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 500 | $9,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 300 | $9,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 108 | $9,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 700 | $9,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 165 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $9,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,000 | $9,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 200 | $9,000 | thousands by filing date | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 190 | $9,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,000 | $9,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,835 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 200 | $9,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,350 | $9,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $9,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,100 | $9,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,500 | $9,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,000 | $8,000 | thousands by filing date | call |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 325 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 500 | $8,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 341 | $8,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 34 | $8,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 150 | $8,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 300 | $8,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 339 | $8,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 500 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 178 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 151 | $8,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 168 | $8,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 130 | $8,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,500 | $8,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 740 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 252 | $8,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 450 | $8,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 61 | $8,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 189 | $8,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 127 | $8,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 500 | $8,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 500 | $8,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 150 | $8,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 500 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 78 | $7,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 200 | $7,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 765 | $7,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 245 | $7,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 107 | $7,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 224 | $7,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 500 | $7,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 63 | $7,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 350 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $7,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 315 | $7,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 491 | $7,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 45 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 95 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 302 | $7,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 200 | $7,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 200 | $7,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 100 | $7,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $7,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 111 | $7,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 81 | $7,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $7,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 6,710 | $7,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 200 | $7,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $7,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 663 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,800 | $7,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,500 | $7,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 170 | $7,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,500 | $7,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 650 | $7,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 500 | $7,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 100 | $7,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 95 | $6,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 310 | $6,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 116 | $6,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $6,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 143 | $6,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 400 | $6,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 305 | $6,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 155 | $6,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 16 | $6,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 160 | $6,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 400 | $6,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 250 | $6,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 200 | $6,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $6,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 216 | $6,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 105 | $6,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 301 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 800 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 200 | $6,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 3,939 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 212 | $6,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $6,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 468 | $6,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 200 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 315 | $6,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $6,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,700 | $6,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 2,800 | $6,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 200 | $6,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 100 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 200 | $6,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,700 | $6,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 500 | $6,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,206 | $6,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 30 | $5,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 123 | $5,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 200 | $5,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 85 | $5,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 110 | $5,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 302 | $5,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 200 | $5,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,000 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 775 | $5,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 82 | $5,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 100 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 52 | $5,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 121 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $5,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 500 | $5,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 400 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 36 | $5,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 300 | $5,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 400 | $5,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 50 | $5,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 675 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $5,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,100 | $5,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 200 | $5,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $5,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 125 | $5,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,000 | $5,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,000 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 250 | $5,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 150 | $5,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 100 | $5,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 2,500 | $5,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 129 | $4,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 52 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 62 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 72 | $4,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 73 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 137 | $4,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,500 | $4,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 250 | $4,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 907 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 40 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $4,000 | thousands by filing date | principal |
| AVANOS MED INC | 05350V106 | COM | 93 | $4,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,650 | $4,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 300 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 148 | $4,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 72 | $4,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 466 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,320 | $4,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,500 | $4,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,853 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 200 | $4,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 25 | $3,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 95 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 27 | $3,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 71 | $3,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 100 | $3,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 233 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 44 | $3,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 250 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 119 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 100 | $3,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 50 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 150 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 70 | $3,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,200 | $3,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 250 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 51 | $3,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 200 | $3,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $3,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 200 | $3,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 122 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 70 | $3,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 26 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 71 | $3,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 4,000 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 200 | $3,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 59 | $3,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,400 | $3,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 500 | $3,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 2,800 | $3,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,700 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,950 | $2,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 50 | $2,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 31 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 579 | $2,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 100 | $2,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 110 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 49 | $2,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 18 | $2,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 75 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2 | $2,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 106 | $2,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 30 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,042 | $2,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 79 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $2,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 342 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $2,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,350 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,000 | $2,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,000 | $2,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,200 | $2,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,247 | $2,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,000 | $2,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $2,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,000 | $2,000 | thousands by filing date | principal |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,100 | $2,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 24 | $2,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 500 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 10 | $1,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 21 | $1,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $1,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 32 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5 | $1,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 9 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $1,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7 | $1,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 11 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 10 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 12 | $1,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 17 | $1,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5 | $1,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 14 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 23 | $1,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 9 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 18 | $1,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 13 | $1,000 | thousands by filing date | principal |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 23 | $1,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 37 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 250 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 37 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 76 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 250 | $1,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 13 | $1,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 16 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 15 | $1,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 20 | $1,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4 | $1,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200 | $1,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 15 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 104 | $1,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 100 | $1,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 41 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 80 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 11 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 108 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 200 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 25 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 5,000 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 300 | $1,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 100 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 400 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 800 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 125 | $1,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 400 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 800 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 50 | $1,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 700 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 80 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 193 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCWEN FINL CORP | 675746309 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V402 | COM PAR | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC | 74584P103 | COM | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000307 | this filing | 2019-02-01 | acceptance time not in the bulk data set |