13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-01, with 1,360 holding rows worth $521,821,000.
- Accession
- 0001085146-19-000307
- Filer
- CIK 1416692
- Filed
- 2019-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 1,730 entries on the cover page, a total value of $521,821,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $521,821,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerChurchhill
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerLyrical
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 620 | $62,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 11,915 | $62,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 829 | $61,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,205 | $61,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 430 | $60,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,882 | $60,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 909 | $59,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,000 | $59,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,842 | $59,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 800 | $59,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,395 | $59,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 826 | $59,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 418 | $59,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 700 | $59,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,895 | $59,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 2,934 | $59,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 749 | $58,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 1,016 | $58,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $57,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,303 | $57,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,000 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1,175 | $56,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $55,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 400 | $55,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 836 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 383 | $54,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 300 | $53,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 993 | $53,000 | thousands by filing date | principal |
| GRUBHUB INC | 400110102 | COM | 693 | $53,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 500 | $53,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,600 | $53,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 400 | $52,000 | thousands by filing date | call |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 528 | $52,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 628 | $52,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 748 | $52,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,550 | $52,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 62 | $52,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 723 | $52,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 12,500 | $52,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 3,500 | $52,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 600 | $51,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 570 | $51,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 3,767 | $51,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $50,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,000 | $50,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 314 | $49,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,130 | $49,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,846 | $49,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,200 | $49,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 539 | $49,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 2,150 | $49,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,600 | $49,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 4,204 | $48,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,500 | $48,000 | thousands by filing date | principal |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,269 | $48,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,000 | $48,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 433 | $47,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 352 | $47,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 413 | $47,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,559 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 1,000 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 552 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 876 | $47,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,435 | $46,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 502 | $46,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,230 | $46,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,300 | $46,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 292 | $46,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 342 | $46,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,000 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,425 | $46,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,000 | $46,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 116 | $45,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,900 | $45,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 400 | $45,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,013 | $45,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,950 | $45,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 354 | $45,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 614 | $44,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 18,500 | $44,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 2,922 | $44,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 538 | $44,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,700 | $44,000 | thousands by filing date | principal |
| HCP INC | 40414L109 | COM | 1,563 | $44,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 131 | $43,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 500 | $43,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 450 | $43,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,500 | $43,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,960 | $43,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,022 | $42,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,000 | $42,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 142 | $42,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 430 | $42,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 343 | $41,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 900 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 394 | $41,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,500 | $41,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,375 | $41,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,131 | $40,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,421 | $40,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,816 | $40,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,927 | $40,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 231 | $40,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 605 | $40,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,205 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 843 | $40,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 209 | $39,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 271 | $39,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 385 | $39,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 419 | $39,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 979 | $39,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 277 | $39,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 412 | $39,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 2,400 | $39,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 500 | $38,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 733 | $38,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 449 | $38,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 513 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 200 | $38,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 774 | $38,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,000 | $38,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 492 | $37,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,000 | $37,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 500 | $37,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 1,100 | $37,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 965 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 2,774 | $37,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 500 | $37,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 1,514 | $37,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 417 | $36,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 820 | $36,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 372 | $36,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 400 | $36,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 246 | $36,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 450 | $36,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,700 | $36,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 809 | $36,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 304 | $35,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 600 | $35,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,849 | $34,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 426 | $34,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 412 | $34,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,005 | $34,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 400 | $34,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 690 | $34,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 546 | $34,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 541 | $33,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 211 | $33,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 648 | $33,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 481 | $33,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 400 | $33,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 584 | $33,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 298 | $33,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 282 | $33,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 216 | $33,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,500 | $33,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 800 | $33,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 249 | $32,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 420 | $32,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 708 | $32,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 276 | $32,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 385 | $32,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 432 | $32,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 277 | $32,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,400 | $32,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 108 | $32,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 836 | $32,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,300 | $31,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 1,622 | $31,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 243 | $31,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 1,021 | $31,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,039 | $31,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 504 | $31,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,624 | $31,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,000 | $31,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,300 | $31,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 300 | $31,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 1,215 | $31,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 246 | $31,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 575 | $31,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200 | $31,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,813 | $31,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,351 | $31,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 390 | $31,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 2,199 | $31,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,000 | $30,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 495 | $30,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 600 | $30,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 333 | $30,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 392 | $30,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,490 | $30,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,307 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 488 | $30,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 600 | $30,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 1,257 | $30,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 350 | $30,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $30,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 500 | $30,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,100 | $30,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 492 | $29,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,000 | $29,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 1,215 | $29,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,000 | $29,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,300 | $29,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $28,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,000 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 470 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,000 | $28,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 313 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,000 | $28,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,587 | $28,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,000 | $28,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,600 | $28,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 460 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 600 | $28,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,500 | $27,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 300 | $27,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 519 | $27,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 500 | $27,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 400 | $27,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 1,600 | $27,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 707 | $27,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 4,388 | $27,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 525 | $26,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 499 | $26,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 257 | $26,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 105 | $26,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 472 | $26,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $26,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 551 | $26,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 247 | $26,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,838 | $26,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 2,500 | $26,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,000 | $26,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1,315 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,000 | $26,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $25,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 574 | $25,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 4,600 | $25,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 248 | $25,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 300 | $25,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 373 | $25,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 385 | $25,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 899 | $25,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 103 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 882 | $25,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 500 | $25,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 317 | $25,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,000 | $25,000 | thousands by filing date | principal |
| D R HORTON INC COM | 23331A109 | Stock | 700 | $24,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 140 | $24,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 638 | $24,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 300 | $24,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $24,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100 | $24,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 866 | $24,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 700 | $24,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 85 | $24,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 605 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 605 | $24,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 500 | $24,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,216 | $24,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,632 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 500 | $24,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,600 | $24,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 82 | $23,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 137 | $23,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 224 | $23,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $23,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 2,000 | $23,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,023 | $23,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $23,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 500 | $22,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 500 | $22,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 629 | $22,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 187 | $22,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,000 | $22,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $22,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 520 | $22,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 195 | $22,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 227 | $22,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,507 | $22,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 600 | $22,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 476 | $22,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,209 | $22,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 400 | $22,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 211 | $21,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 211 | $21,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 276 | $21,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 97 | $21,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 469 | $21,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,832 | $21,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 154 | $21,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 391 | $21,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 200 | $20,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 500 | $20,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 200 | $20,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 100 | $20,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 268 | $20,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,558 | $20,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 343 | $20,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 778 | $20,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 6,000 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 380 | $20,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 500 | $20,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 241 | $20,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 600 | $20,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 450 | $20,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 328 | $19,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $19,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 938 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 696 | $19,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 588 | $19,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,850 | $19,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $19,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,215 | $19,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 720 | $19,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 200 | $19,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 300 | $19,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 8,000 | $19,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 170 | $18,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 949 | $18,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,214 | $18,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 406 | $18,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 496 | $18,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,000 | $18,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $18,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,000 | $18,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 555 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 102 | $18,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,088 | $18,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 901 | $18,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 428 | $18,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,590 | $18,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,600 | $18,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,600 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 600 | $18,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 200 | $17,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,100 | $17,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 209 | $17,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 321 | $17,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 386 | $17,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 400 | $17,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 332 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 104 | $17,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 152 | $17,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,040 | $17,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 50 | $17,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 332 | $17,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 863 | $17,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 212 | $17,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 500 | $17,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 3,600 | $17,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 3,250 | $17,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 9 | $16,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 331 | $16,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 158 | $16,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,377 | $16,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $16,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 2,200 | $16,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,000 | $16,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 300 | $16,000 | thousands by filing date | call |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 613 | $16,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 162 | $16,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $16,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 500 | $16,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 219 | $16,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 611 | $16,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 431 | $16,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 424 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,000 | $16,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 339 | $16,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 213 | $16,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,000 | $16,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,000 | $16,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,000 | $16,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 417 | $16,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 2,514 | $16,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,200 | $16,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $15,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $15,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $15,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,410 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $15,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 669 | $15,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,842 | $15,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 500 | $15,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 233 | $15,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $15,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 850 | $15,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 400 | $15,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 611 | $15,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 620 | $15,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,505 | $15,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 500 | $15,000 | thousands by filing date | principal |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 300 | $14,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 364 | $14,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 750 | $14,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 200 | $14,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 366 | $14,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 300 | $14,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 395 | $14,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,000 | $14,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 250 | $14,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,000 | $14,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,000 | $14,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 600 | $14,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 870 | $14,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 500 | $14,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 509 | $14,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 400 | $14,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,000 | $14,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,300 | $14,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,500 | $14,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 6,000 | $14,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 200 | $13,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 206 | $13,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 324 | $13,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 199 | $13,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 200 | $13,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $13,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 455 | $13,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 205 | $13,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 178 | $13,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 306 | $13,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 300 | $13,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 200 | $13,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 122 | $13,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 75 | $13,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 213 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 405 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $13,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 6,229 | $13,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 1,500 | $13,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 678 | $13,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $13,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 200 | $13,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,600 | $13,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $13,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $12,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 90 | $12,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $12,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 250 | $12,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $12,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 160 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 190 | $12,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 200 | $12,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,100 | $12,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 57 | $12,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 314 | $12,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 251 | $12,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 730 | $12,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | principal |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,300 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 500 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 350 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 416 | $12,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,650 | $12,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 100 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 500 | $11,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 84 | $11,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 50 | $11,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 200 | $11,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $11,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 783 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 556 | $11,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 111 | $11,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 300 | $11,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,500 | $11,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,900 | $11,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,000 | $11,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,000 | $11,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,000 | $11,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 194 | $10,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 251 | $10,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 178 | $10,000 | thousands by filing date | principal |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 163 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $10,000 | thousands by filing date | call |
| NVR INC COM | 62944T105 | Stock | 4 | $10,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 161 | $10,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 122 | $10,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $10,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,050 | $10,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $10,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 500 | $10,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 350 | $10,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,554 | $10,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,000 | $10,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,015 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 74 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 300 | $10,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 373 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-000307 | this filing | 2019-02-01 | acceptance time not in the bulk data set |