13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,127 holding rows worth $2,874,972,000.
- Accession
- 0001085146-18-002652
- Filer
- CIK 1534468
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,127 entries on the cover page, a total value of $2,874,972,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,874,972,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDIFAST INC | 58470H101 | COM | 1,004 | $221,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,351 | $221,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,292 | $221,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,644 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,494 | $220,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,183 | $219,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5,021 | $218,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 4,943 | $218,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,742 | $218,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 8,996 | $217,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 9,805 | $217,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,728 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,788 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,375 | $215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,667 | $215,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 3,598 | $215,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 620 | $214,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,225 | $214,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,263 | $213,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 6,177 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,091 | $211,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,763 | $211,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,603 | $211,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,092 | $209,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,496 | $209,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,491 | $209,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 9,837 | $209,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,995 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,116 | $209,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 6,645 | $209,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 21,100 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 8,383 | $208,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 3,360 | $207,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 16,404 | $207,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 8,300 | $206,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,284 | $205,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,225 | $205,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,391 | $205,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 3,926 | $205,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 6,321 | $205,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,050 | $204,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 18,700 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,665 | $204,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,098 | $203,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,833 | $203,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 33,721 | $203,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 8,343 | $203,000 | thousands by filing date | principal |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,956 | $202,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,600 | $202,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 8,320 | $202,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,366 | $201,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 8,000 | $201,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 4,159 | $201,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,501 | $200,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,996 | $200,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,055 | $200,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,136 | $200,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 19,376 | $198,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 15,155 | $196,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 22,760 | $196,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,134 | $195,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 19,916 | $193,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 16,514 | $192,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,774 | $192,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,676 | $189,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 16,200 | $189,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,182 | $186,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,489 | $185,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,605 | $185,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,675 | $184,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 16,179 | $184,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 36,771 | $183,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 41,121 | $180,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,400 | $179,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 22,325 | $176,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,755 | $164,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 23,100 | $161,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 16,894 | $161,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,806 | $160,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 16,025 | $160,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 22,900 | $158,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,656 | $157,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,075 | $155,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,195 | $153,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,804 | $148,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,781 | $141,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,349 | $140,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 15,362 | $136,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,351 | $132,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,838 | $128,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 20,950 | $127,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,137 | $127,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,173 | $123,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,040 | $123,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 26,688 | $120,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,075 | $119,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,600 | $117,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 143,000 | $114,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 16,383 | $113,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 12,451 | $110,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 25,000 | $107,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,800 | $104,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 17,775 | $104,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 20,961 | $101,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,850 | $99,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,800 | $90,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 14,566 | $90,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 52,450 | $90,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,211 | $85,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 31,000 | $80,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,840 | $75,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,333 | $68,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 31,272 | $64,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,381 | $63,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,344 | $62,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 21,721 | $59,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,700 | $50,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,350 | $50,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,471 | $48,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,745 | $45,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,224 | $42,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 16,721 | $29,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,079 | $15,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,860 | $10,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 14,000 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $7,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 15,600 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002652 | this filing | 2018-11-14 | acceptance time not in the bulk data set |