13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,127 holding rows worth $2,874,972,000.
- Accession
- 0001085146-18-002652
- Filer
- CIK 1534468
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,127 entries on the cover page, a total value of $2,874,972,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,874,972,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 549,743 | $85,762,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 2,229,336 | $68,882,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 299,619 | $67,713,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 514,859 | $61,160,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 207,887 | $60,432,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 313,814 | $58,315,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,018,311 | $58,083,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 167,402 | $49,014,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 347,603 | $41,367,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 628,574 | $36,937,000 | thousands by filing date | |
| IJH | 464287507 | COM | 181,744 | $36,548,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 418,936 | $36,541,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 317,899 | $36,328,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 293,152 | $35,818,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 533,166 | $34,147,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 158,007 | $33,969,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 379,001 | $32,994,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 257,721 | $32,644,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 862,173 | $30,090,000 | thousands by filing date | |
| VTI | 922908769 | COM | 192,254 | $28,777,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 928,654 | $28,651,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 13,616 | $27,238,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 115,197 | $24,646,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 561,661 | $24,116,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 106,697 | $23,537,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 275,894 | $23,495,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 217,950 | $23,284,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 919,411 | $23,038,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 132,956 | $21,614,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 349,127 | $19,854,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,020,085 | $19,510,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 563,463 | $18,924,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 170,768 | $18,898,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 270,994 | $18,423,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 336,529 | $17,960,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 129,487 | $17,905,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 161,215 | $17,846,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 153,567 | $16,196,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 355,433 | $15,651,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 42,023 | $15,616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 212,940 | $15,363,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 63,953 | $14,900,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 125,242 | $14,127,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 175,043 | $12,750,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 74,765 | $12,043,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 59,041 | $11,901,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 54,706 | $11,331,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 356,618 | $11,275,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 66,020 | $11,132,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 146,456 | $11,034,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 51,414 | $10,837,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 66,048 | $10,828,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 74,941 | $10,662,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 273,564 | $10,551,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 126,861 | $10,540,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 88,533 | $9,999,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 202,931 | $9,872,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 64,841 | $9,737,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 99,057 | $9,704,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,360,801 | $9,595,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 120,782 | $9,444,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 114,358 | $9,385,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 137,864 | $9,192,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 192,903 | $9,173,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 43,645 | $8,839,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 155,432 | $8,712,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 309,677 | $8,567,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 196,359 | $8,491,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 182,712 | $8,425,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 91,672 | $8,266,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 116,063 | $8,222,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,840 | $8,165,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 218,897 | $8,134,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 69,234 | $8,111,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 123,929 | $7,714,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 207,875 | $7,693,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 46,886 | $7,581,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 75,328 | $7,512,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 320,776 | $7,310,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 90,672 | $7,251,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 61,601 | $7,222,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 151,703 | $7,186,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 156,346 | $7,137,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 134,664 | $7,075,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 43,905 | $7,014,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 57,269 | $6,977,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 39,812 | $6,859,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 43,994 | $6,655,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 38,849 | $6,492,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 123,341 | $6,386,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 81,522 | $6,356,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 106,837 | $6,335,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 38,292 | $6,281,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 16,873 | $6,196,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 76,288 | $6,160,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 64,057 | $6,097,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 53,819 | $6,014,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 51,035 | $5,976,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 21,238 | $5,957,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 115,767 | $5,897,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 162,815 | $5,839,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,819 | $5,795,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 40,781 | $5,708,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 37,355 | $5,685,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 41,870 | $5,675,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 192,143 | $5,670,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 20,815 | $5,540,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 33,999 | $5,534,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 122,509 | $5,432,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 130,764 | $5,349,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15,149 | $5,234,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 235,609 | $5,180,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 29,038 | $5,150,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 30,739 | $5,106,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 450,141 | $5,075,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 189,484 | $5,063,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 43,997 | $5,003,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 151,770 | $4,987,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 44,338 | $4,909,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 61,090 | $4,886,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 80,869 | $4,867,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 87,299 | $4,720,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 51,531 | $4,666,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 49,211 | $4,623,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 19,595 | $4,597,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 73,413 | $4,583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 31,945 | $4,527,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 47,826 | $4,519,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 14 | $4,480,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 21,537 | $4,448,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 523,213 | $4,385,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 55,382 | $4,360,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 70,986 | $4,282,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 67,627 | $4,195,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 84,694 | $4,192,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 286,294 | $4,115,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 35,840 | $4,101,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 131,291 | $4,042,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 53,056 | $4,022,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 23,992 | $4,020,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 23,846 | $3,983,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 166,141 | $3,900,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 29,133 | $3,887,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 213,706 | $3,811,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 88,423 | $3,798,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 77,010 | $3,791,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23,037 | $3,781,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 56,089 | $3,746,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 73,668 | $3,699,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 66,468 | $3,677,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 59,166 | $3,674,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 64,261 | $3,621,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11,134 | $3,532,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 65,251 | $3,498,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 35,620 | $3,433,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 18,983 | $3,425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 79,129 | $3,421,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 102,675 | $3,321,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 51,781 | $3,321,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 28,845 | $3,311,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 214,553 | $3,306,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 42,288 | $3,271,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 12,231 | $3,261,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 15,040 | $3,259,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 62,487 | $3,229,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 45,812 | $3,216,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8,598 | $3,209,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 39,095 | $3,148,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 29,136 | $3,141,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 55,157 | $3,132,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 37,398 | $3,043,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 57,722 | $3,005,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 25,502 | $2,958,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 115,776 | $2,901,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 28,174 | $2,885,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 26,742 | $2,868,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 40,659 | $2,868,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 58,581 | $2,862,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 15,247 | $2,833,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 56,521 | $2,774,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 35,787 | $2,772,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 11,948 | $2,715,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 34,508 | $2,713,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 111,176 | $2,712,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 70,754 | $2,706,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 61,754 | $2,688,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 43,149 | $2,647,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 36,842 | $2,644,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 38,690 | $2,637,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 230,799 | $2,637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 37,042 | $2,609,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 30,549 | $2,581,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 25,248 | $2,578,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 55,875 | $2,576,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,756 | $2,574,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 34,639 | $2,563,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 18,149 | $2,546,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 34,517 | $2,525,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 71,312 | $2,525,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 28,698 | $2,522,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 22,156 | $2,520,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 21,168 | $2,487,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 169,330 | $2,469,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 21,872 | $2,466,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 33,009 | $2,454,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 208,762 | $2,438,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 15,335 | $2,434,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 51,063 | $2,421,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 176,116 | $2,408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 42,825 | $2,365,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 46,278 | $2,360,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 126,781 | $2,355,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 39,479 | $2,349,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 292,053 | $2,327,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 45,374 | $2,307,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 336,687 | $2,293,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,286 | $2,287,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 185,950 | $2,231,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 142,956 | $2,229,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 109,969 | $2,221,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,109 | $2,196,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 24,553 | $2,192,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 74,971 | $2,152,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 49,218 | $2,150,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 10,948 | $2,133,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 21,153 | $2,121,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 175,301 | $2,111,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 75,407 | $2,103,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 50,570 | $2,090,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 34,647 | $2,080,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 81,321 | $2,055,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 30,749 | $2,052,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 20,759 | $2,048,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 60,801 | $2,037,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 38,412 | $2,027,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 18,992 | $2,013,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 36,796 | $2,004,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 215,673 | $2,003,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 34,037 | $1,986,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 10,610 | $1,980,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 62,358 | $1,978,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 61,028 | $1,969,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 51,292 | $1,961,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 74,522 | $1,946,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 63,804 | $1,945,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 35,114 | $1,895,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 40,056 | $1,894,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 57,588 | $1,885,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 27,406 | $1,885,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 35,113 | $1,881,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,828 | $1,880,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 57,347 | $1,880,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 22,476 | $1,869,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 50,403 | $1,863,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 18,341 | $1,856,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,399 | $1,850,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 61,448 | $1,835,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 60,695 | $1,832,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 13,159 | $1,827,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 80,822 | $1,817,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 99,514 | $1,815,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 12,001 | $1,808,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 33,239 | $1,796,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,239 | $1,791,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 32,842 | $1,784,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 167,259 | $1,779,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 40,781 | $1,776,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 36,562 | $1,776,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 287,712 | $1,772,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40,658 | $1,742,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 22,706 | $1,738,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 38,459 | $1,736,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 16,678 | $1,725,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 10,246 | $1,719,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 19,015 | $1,718,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 15,969 | $1,715,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,948 | $1,708,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 73,560 | $1,698,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 74,498 | $1,694,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19,076 | $1,691,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 95,052 | $1,687,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 180,117 | $1,680,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 66,163 | $1,676,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 12,404 | $1,660,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 15,438 | $1,657,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 42,585 | $1,641,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 18,633 | $1,612,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 50,298 | $1,606,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 22,567 | $1,599,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,552 | $1,595,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 41,866 | $1,594,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 25,941 | $1,579,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 9,342 | $1,577,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 28,616 | $1,563,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 19,495 | $1,558,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 12,677 | $1,553,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,702 | $1,543,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,315 | $1,537,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 89,813 | $1,535,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20,801 | $1,524,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 22,684 | $1,517,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 31,052 | $1,507,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 81,431 | $1,489,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 72,888 | $1,481,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 8,191 | $1,477,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,912 | $1,475,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 42,288 | $1,475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 23,988 | $1,424,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 14,053 | $1,398,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 41,257 | $1,389,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,299 | $1,378,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 257,039 | $1,366,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9,991 | $1,360,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 37,611 | $1,357,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,262 | $1,353,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,973 | $1,344,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 17,648 | $1,344,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 19,317 | $1,343,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 49,600 | $1,333,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 70,769 | $1,332,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 122,139 | $1,332,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 15,340 | $1,323,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 17,170 | $1,323,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 27,202 | $1,320,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 23,395 | $1,318,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 15,550 | $1,313,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 14,912 | $1,311,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 44,747 | $1,306,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 46,085 | $1,301,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 18,429 | $1,282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 26,574 | $1,282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 43,931 | $1,281,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 44,264 | $1,271,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 20,644 | $1,267,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,936 | $1,263,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 21,821 | $1,261,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 122,964 | $1,253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 53,853 | $1,250,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 93,752 | $1,243,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 66,482 | $1,242,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 68,275 | $1,240,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 117,386 | $1,239,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 7,847 | $1,227,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 9,574 | $1,225,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 138,482 | $1,224,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,823 | $1,208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 23,043 | $1,205,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 91,447 | $1,202,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 51,496 | $1,198,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 17,619 | $1,196,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 15,728 | $1,193,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 27,019 | $1,193,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 35,975 | $1,192,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,816 | $1,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 16,695 | $1,181,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 153,577 | $1,180,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 11,690 | $1,176,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 104,626 | $1,176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 14,756 | $1,170,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 29,580 | $1,164,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,110 | $1,162,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 20,962 | $1,152,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 15,427 | $1,152,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,819 | $1,143,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 58,381 | $1,138,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 17,607 | $1,135,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 60,237 | $1,117,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,636 | $1,112,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 37,749 | $1,107,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 5,476 | $1,102,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 23,337 | $1,090,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 48,307 | $1,085,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 33,613 | $1,081,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8,088 | $1,078,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,865 | $1,070,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 9,820 | $1,070,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 22,837 | $1,066,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 74,369 | $1,062,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 15,698 | $1,050,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,935 | $1,039,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,576 | $1,037,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 19,757 | $1,034,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 15,598 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 19,431 | $1,033,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,209 | $1,031,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 30,385 | $1,021,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,019 | $1,020,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 99,397 | $1,019,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 23,598 | $1,015,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 33,453 | $1,014,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 17,416 | $1,008,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 9,819 | $1,002,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 29,072 | $1,002,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 18,942 | $1,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 17,544 | $994,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 5,367 | $993,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,010 | $990,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 48,269 | $990,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 16,545 | $988,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,777 | $985,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 27,838 | $985,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 54,915 | $985,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 47,256 | $982,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 151,557 | $981,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 42,980 | $979,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,597 | $976,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 11,433 | $976,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 46,646 | $972,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 14,177 | $969,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 101,898 | $969,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 183,334 | $966,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,807 | $963,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,801 | $961,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 45,469 | $958,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 9,951 | $950,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 9,594 | $949,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,001 | $947,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 46,066 | $946,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 32,163 | $945,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 40,590 | $942,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 40,944 | $941,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 95,408 | $940,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 31,452 | $936,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,448 | $935,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 169,090 | $935,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,535 | $933,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 16,062 | $932,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,619 | $922,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 34,845 | $921,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 25,420 | $916,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 22,565 | $913,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 38,375 | $913,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 16,857 | $907,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 12,679 | $903,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 93,654 | $896,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,704 | $896,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 50,760 | $895,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 16,489 | $895,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,527 | $894,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 13,210 | $891,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,884 | $889,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 79,844 | $889,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 14,124 | $889,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 188,434 | $887,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 20,322 | $885,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 48,456 | $884,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 13,890 | $879,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,209 | $878,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 13,708 | $875,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 17,340 | $870,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 40,990 | $868,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 12,532 | $867,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 35,946 | $866,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 42,287 | $863,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 17,481 | $862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 65,400 | $860,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 50,081 | $853,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 81,813 | $853,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,540 | $852,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 31,671 | $852,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 22,552 | $851,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 35,807 | $851,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 27,030 | $849,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 19,880 | $848,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 19,420 | $846,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,979 | $839,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 68,464 | $835,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,907 | $833,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,701 | $831,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 23,234 | $829,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 14,331 | $825,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 85,446 | $824,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,512 | $820,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 47,739 | $818,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 21,204 | $818,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,939 | $817,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,584 | $816,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,020 | $816,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 5,099 | $808,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 17,693 | $806,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 41,268 | $806,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,122 | $803,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 22,133 | $800,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 12,420 | $799,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,372 | $795,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 15,463 | $790,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 27,146 | $790,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 16,737 | $788,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 24,605 | $787,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 14,098 | $784,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 31,683 | $784,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,512 | $780,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 12,905 | $780,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,648 | $775,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,193 | $775,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 10,277 | $774,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 8,050 | $773,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,774 | $772,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 5,690 | $767,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,307 | $765,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-002652 | this filing | 2018-11-14 | acceptance time not in the bulk data set |