13F-HR/A filed by COWEN INC.
COWEN INC. filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2018-05-16, with 194 holding rows worth $67,474,370,000.
- Accession
- 0001085146-18-001542
- Filer
- CIK 1466538
- Filed
- 2018-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 203 entries on the cover page, a total value of $67,474,370,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,474,370,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerCOWEN & COMPANY, LLC028-04125
- included managerCOWEN EXECUTION SERVICES LLC
- included managerCowen Investment Management LLC028-13626
- included managerMargate Capital Management LP028-18662
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,000,000 | $32,008,252,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 1,000,000 | $28,828,071,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 225,000 | $1,956,788,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 224,000 | $749,262,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 350,000 | $432,481,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 557,300 | $411,629,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 619,900 | $378,417,000 | thousands by filing date | call |
| XL GROUP LTD | G98294104 | COM | 1,673,100 | $247,934,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 484,300 | $232,888,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 1,131,100 | $216,890,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 3,153,819 | $204,115,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 2,661,319 | $147,064,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,199,453 | $140,336,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,808,091 | $124,903,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,562,839 | $124,058,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 113,900 | $123,411,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 660,418 | $111,611,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 710,000 | $109,370,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 200,000 | $80,252,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 375,000 | $56,936,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 50,800 | $53,337,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 354,982 | $47,869,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 352,634 | $41,149,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 378,617 | $35,809,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 660,158 | $29,509,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 250,000 | $29,318,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 180,000 | $28,823,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 400,920 | $22,215,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 264,552 | $22,130,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 300,237 | $20,251,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 76,500 | $20,131,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 200,000 | $16,655,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 285,600 | $16,585,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 65,373 | $14,126,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 117,575 | $13,674,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 175,221 | $13,294,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 63,041 | $11,496,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,935 | $11,485,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 261,725 | $10,757,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 796,340 | $10,528,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 368,322 | $10,507,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 82,121 | $10,332,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 112,387 | $10,258,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 850,162 | $10,032,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 157,381 | $8,744,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 221,101 | $8,130,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 130,202 | $8,096,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 94,574 | $8,036,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 25,267 | $7,864,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 320,391 | $7,715,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 49,383 | $7,670,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 45,130 | $7,467,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 79,767 | $7,269,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 44,422 | $7,098,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 26,177 | $6,888,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 710,763 | $6,503,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 600,000 | $6,168,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 315,931 | $6,167,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 95,833 | $6,126,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 79,700 | $5,901,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 23,639 | $5,810,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 65,000 | $5,604,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 54,772 | $5,356,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 109,300 | $5,309,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 125,000 | $4,996,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 250,694 | $4,741,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 450,000 | $4,734,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 750,000 | $4,680,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 150,000 | $4,665,000 | thousands by filing date | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 102,977 | $4,525,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 300,000 | $4,320,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 368,991 | $4,151,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 36,039 | $3,934,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7,107 | $3,850,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 107,880 | $3,701,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 83,027 | $3,689,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 65,269 | $3,450,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 300,000 | $2,985,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 67,309 | $2,960,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 173,896 | $2,868,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 104,677 | $2,749,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 25,734 | $2,532,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 119,189 | $2,230,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 41,049 | $2,221,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 35,702 | $2,150,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 45,070 | $2,149,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 170,818 | $2,075,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,653 | $2,074,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 84,936 | $2,009,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 149,188 | $1,969,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 50,000 | $1,921,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,231 | $1,884,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 207,198 | $1,658,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 14,000 | $1,657,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 9,600 | $1,501,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,820 | $1,348,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,136 | $1,173,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $1,172,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,400 | $1,149,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 27,488 | $1,126,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 30,800 | $1,107,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 100,800 | $1,074,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 100,000 | $1,010,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 100,000 | $967,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 25,980 | $953,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 22,937 | $917,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,500 | $862,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,000 | $817,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 20,395 | $810,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 75,000 | $785,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,500 | $755,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 50,000 | $754,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,500 | $705,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $698,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,745 | $668,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $663,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,600 | $642,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,600 | $636,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,700 | $626,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 300 | $624,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 24,900 | $596,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,400 | $595,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,600 | $586,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 900 | $584,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 3,750 | $575,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,700 | $549,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 8,700 | $542,000 | thousands by filing date | call |
| FGL HLDGS | G3402M102 | ORD SHS | 51,300 | $521,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,900 | $517,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 500 | $516,000 | thousands by filing date | put |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 50,000 | $506,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,800 | $499,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 7,500 | $498,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 2,900 | $487,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 2,900 | $487,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 8,100 | $480,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $479,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,900 | $479,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 10,900 | $468,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 10,700 | $465,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 5,800 | $460,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 9,400 | $450,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 300 | $434,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 3,357 | $430,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,000 | $413,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,800 | $398,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 2,400 | $368,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,800 | $367,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 3,200 | $349,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 4,400 | $349,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 7,300 | $334,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 7,400 | $325,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 1,500 | $324,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 1,500 | $321,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 3,300 | $317,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 900 | $304,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 2,600 | $297,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 5,100 | $295,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 5,600 | $283,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,200 | $273,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,000 | $272,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,500 | $271,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 2,700 | $271,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 2,600 | $270,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 4,200 | $262,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,200 | $248,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 5,300 | $243,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 17,225 | $243,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,900 | $233,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,500 | $232,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1,800 | $231,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 2,600 | $231,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 2,300 | $231,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 1,500 | $230,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 1,500 | $230,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,200 | $229,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 2,100 | $229,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,500 | $221,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,400 | $220,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 4,200 | $220,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,400 | $219,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 2,200 | $219,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 1,000 | $216,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 5,000 | $214,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,600 | $211,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $208,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 1,100 | $207,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 1,100 | $207,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 916 | $163,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 50,000 | $84,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 800 | $80,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $68,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 83 | $9,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 951,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001481 | superseded | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-001538 | superseded | 2018-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-001542 | this filing | 2018-05-16 | acceptance time not in the bulk data set |