13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 386 holding rows worth $976,814,220,000.
- Accession
- 0001085146-18-001481
- Filer
- CIK 1466538
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 418 entries on the cover page, a total value of $976,814,220,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $976,814,220,000 with VALUE read as thousands by filing date, 13F file number 028-14571. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerCOWEN & COMPANY, LLC028-04125
- included managerCOWEN EXECUTION SERVICES LLC
- included managerCowen Investment Management LLC028-13626
- included managerMargate Capital Management LP028-18662
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 182,838,100 | $488,074,323,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 182,512,300 | $438,691,654,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 39,840,000 | $14,304,548,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 40,110,000 | $6,647,860,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 28,530,000 | $4,778,199,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 12,122,400 | $4,026,038,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 62,115,000 | $3,107,715,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 110,476,000 | $2,953,843,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 99,061,800 | $2,901,111,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 88,286,600 | $1,839,813,000 | thousands by filing date | call |
| XL GROUP LTD | G98294104 | COM | 302,560,000 | $1,661,448,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 201,530,000 | $1,429,714,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 19,897,500 | $1,157,194,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 125,705,000 | $552,217,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 35,400,000 | $534,861,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 9,002,300 | $390,085,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 5,665,062 | $366,643,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 4,736,467 | $261,737,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 6,300,000 | $260,548,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,135,647 | $249,871,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 45,620,000 | $229,497,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,299,553 | $227,933,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 2,851,997 | $226,392,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,173,487 | $198,319,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 649,028 | $87,521,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 48,250,000 | $78,667,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 19,820,000 | $78,141,000 | thousands by filing date | call |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 1,350,227 | $73,671,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 624,296 | $72,849,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 642,911 | $60,806,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 37,500,000 | $56,936,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,158,874 | $51,802,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 34,580,000 | $46,149,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 440,900 | $41,700,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 352,500 | $41,133,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 709,780 | $39,329,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 444,642 | $37,194,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 499,613 | $33,699,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 271,800 | $31,716,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 18,900,000 | $24,158,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 198,500 | $24,066,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 253,300 | $23,957,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 107,828 | $23,299,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 195,309 | $22,714,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 288,930 | $21,921,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 105,809 | $19,295,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 159,600 | $18,674,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 140,300 | $17,010,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 186,248 | $16,999,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 118,666 | $14,930,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 237,604 | $14,774,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 83,813 | $13,393,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 361,183 | $13,281,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 154,727 | $13,147,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 40,395 | $12,572,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 79,217 | $12,304,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 73,738 | $12,200,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 131,822 | $12,013,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 75,000 | $11,985,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 1,148,332 | $11,747,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,935 | $11,485,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 41,932 | $11,035,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 48,200 | $10,986,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 169,583 | $10,840,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 1,073,657 | $10,794,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 261,725 | $10,757,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 796,340 | $10,528,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 368,322 | $10,507,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 436,292 | $10,506,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 100,000 | $10,380,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 850,162 | $10,032,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 115,074 | $9,921,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 41,200 | $9,390,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 37,923 | $9,321,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 74,200 | $8,999,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 157,381 | $8,744,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 86,654 | $8,473,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 547,464 | $7,883,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 172,981 | $7,601,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 597,001 | $6,716,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 75,310,000 | $6,614,000 | thousands by filing date | put |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 710,763 | $6,503,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 27,800 | $6,336,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 57,730 | $6,301,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 600,000 | $6,168,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 315,931 | $6,167,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 11,183 | $6,058,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 79,700 | $5,901,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 425,400 | $5,734,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 47,000 | $5,698,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 575,000 | $5,664,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 35,000 | $5,593,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 191,023 | $5,016,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 85,000 | $5,010,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 500,000 | $4,975,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 250,694 | $4,741,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 450,000 | $4,734,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 15,000,000 | $4,665,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 516,015 | $4,417,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 69,900 | $4,348,000 | thousands by filing date | put |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 431,811 | $4,253,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 42,700 | $4,201,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 400,683 | $4,147,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 400,000 | $3,968,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 211,037 | $3,949,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 379,414 | $3,775,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 30,800 | $3,735,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 107,880 | $3,701,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 83,027 | $3,689,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 150,180 | $3,552,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 352,622 | $3,509,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 64,482 | $3,488,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 56,618 | $3,410,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 88,518 | $3,402,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 105,000 | $3,267,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 32,118 | $3,226,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 301,901 | $3,095,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 36,200 | $3,017,000 | thousands by filing date | call |
| MULESOFT INC | 625207105 | CL A | 67,309 | $2,960,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 173,896 | $2,868,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 27,800 | $2,795,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 87,900 | $2,735,000 | thousands by filing date | call |
| Yogaworks, Inc. | 986005106 | com | 935,000 | $2,693,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 65,000 | $2,635,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60,000 | $2,602,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60,000 | $2,602,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 55,000 | $2,385,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 30,900 | $2,284,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 32,600 | $2,181,000 | thousands by filing date | put |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 203,699 | $2,164,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 45,070 | $2,149,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,000 | $2,134,000 | thousands by filing date | put |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 170,818 | $2,075,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 35,000 | $2,063,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 63,957 | $2,012,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 23,000 | $1,993,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 200,100 | $1,951,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 23,300 | $1,932,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 191,394 | $1,920,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,231 | $1,884,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 60,900 | $1,823,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 120,000 | $1,804,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 118,000 | $1,774,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 47,411 | $1,740,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 173,340 | $1,711,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 23,000 | $1,682,000 | thousands by filing date | call |
| ALTA MESA RES INC | 02133L109 | CL A | 207,198 | $1,658,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 14,000 | $1,657,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 50,100 | $1,607,000 | thousands by filing date | put |
| ALTA MESA RES INC 3 | 02133L117 | COM | 1,029,377 | $1,596,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 23,650 | $1,582,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 154,053 | $1,541,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 9,600 | $1,501,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 110,000 | $1,483,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 40,000 | $1,468,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 39,700 | $1,457,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 36,314 | $1,451,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 63,000 | $1,416,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 16,900 | $1,408,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 5,820 | $1,348,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 60,000 | $1,348,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 15,000 | $1,337,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 22,000 | $1,297,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,500 | $1,288,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 127,859 | $1,286,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 79,000 | $1,274,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 25,000 | $1,228,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 40,054 | $1,193,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,000 | $1,191,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 40,000 | $1,178,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 5,000 | $1,178,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 5,000 | $1,178,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $1,172,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 117,522 | $1,168,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 110,898 | $1,167,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,540,000 | $1,149,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 27,488 | $1,126,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 30,800 | $1,107,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 100,800 | $1,074,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 7,900 | $1,065,000 | thousands by filing date | put |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 105,017 | $1,063,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 13,100 | $1,062,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 32,800 | $1,052,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 20,500 | $1,038,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 32,565 | $1,013,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 100,000 | $1,010,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 66,500 | $1,000,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,202 | $998,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 100,000 | $995,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 961 | $992,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 10,000 | $982,000 | thousands by filing date | put |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 100,350 | $981,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 30,000 | $979,000 | thousands by filing date | put |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 100,000 | $967,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 60,879 | $918,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8,900 | $895,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 80,490 | $889,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 39,100 | $880,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 12,500 | $863,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 16,500 | $862,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 27,000 | $860,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 39,900 | $838,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 8,000 | $834,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,000 | $817,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 20,395 | $810,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 35,200 | $791,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 75,000 | $785,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,500 | $755,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 550,000 | $705,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $698,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 66,525 | $692,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 323,000 | $676,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 18,745 | $668,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $663,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,600 | $646,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 8,600 | $642,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 560,000 | $636,000 | thousands by filing date | put |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 59,771 | $627,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,070,000 | $626,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 30,000 | $624,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 99,000 | $618,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 18,500 | $604,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 59,778 | $604,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,490,000 | $596,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 940,000 | $595,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 560,000 | $586,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 90,000 | $584,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 3,750 | $575,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 14,638 | $566,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,000 | $563,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 29,700 | $556,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 170,000 | $549,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 870,000 | $542,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 20,000 | $541,000 | thousands by filing date | call |
| TPG PACE HLDGS CORP | G89827128 | CL A | 54,818 | $537,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,000 | $526,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 51,300 | $521,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 50,000 | $521,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 290,000 | $517,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 50,000 | $516,000 | thousands by filing date | put |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 446,701 | $514,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 480,000 | $499,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 750,000 | $498,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 290,000 | $487,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 290,000 | $487,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 256,700 | $485,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,800 | $483,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 810,000 | $480,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $479,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 190,000 | $479,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 1,090,000 | $468,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 1,070,000 | $465,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 580,000 | $460,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 940,000 | $450,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 30,000 | $434,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 3,357 | $430,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 88,200 | $430,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 8,800 | $429,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 18,500 | $417,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200,000 | $413,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 21,848 | $406,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 12,700 | $404,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 180,000 | $398,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 1,373 | $376,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 240,000 | $368,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 880,000 | $367,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 718,110 | $359,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $350,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 440,000 | $349,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 22,700 | $347,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 10,000 | $344,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 35,000 | $335,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 730,000 | $334,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 92,822 | $330,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 740,000 | $325,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 150,000 | $324,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 150,000 | $321,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 40,000 | $320,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 330,000 | $317,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 90,000 | $304,000 | thousands by filing date | put |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 29,300 | $303,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,800 | $299,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 260,000 | $297,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 22,900 | $297,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 510,000 | $295,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 7,500 | $293,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 22,000 | $286,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 560,000 | $283,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 4,600 | $281,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 57,500 | $281,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 25,900 | $278,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,200 | $277,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 8,000 | $275,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 420,000 | $273,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 500,000 | $272,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 650,000 | $271,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 270,000 | $271,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 260,000 | $270,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 11,700 | $267,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 420,000 | $262,000 | thousands by filing date | put |
| ONE MADISON CORP | G6772P100 | COM CL A | 27,024 | $258,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 20,000 | $254,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 15,000 | $254,000 | thousands by filing date | call |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 228,390 | $251,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 120,000 | $248,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 530,000 | $243,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 17,225 | $243,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 290,000 | $233,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 150,000 | $232,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 180,000 | $231,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 260,000 | $231,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 230,000 | $231,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 150,000 | $230,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 150,000 | $230,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 420,000 | $229,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 210,000 | $229,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 18,000 | $229,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 11,800 | $225,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 378,387 | $224,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,000 | $222,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,000 | $222,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 17,500 | $222,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,500 | $221,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 340,000 | $220,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 420,000 | $220,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 4,500 | $220,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 240,000 | $219,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 220,000 | $219,000 | thousands by filing date | put |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 174,327 | $218,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 100,000 | $216,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 5,000 | $214,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 146,730 | $213,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 360,000 | $211,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 10,000 | $208,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 110,000 | $207,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 110,000 | $207,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 4,300 | $204,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,200 | $202,000 | thousands by filing date | put |
| SENTINEL ENERGY SVCS INC | G8062D110 | *W EXP 11/02/202 | 212,512 | $202,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 568,775 | $193,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 75,000 | $176,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 16,823 | $174,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 103,453 | $173,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 16,738 | $164,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 15,000 | $161,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 16,530 | $153,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 15,379 | $149,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 111,316 | $147,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 50,000 | $142,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 76,180 | $139,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 12,157 | $127,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 67,371 | $125,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 12,080 | $124,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 11,100 | $110,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 10,329 | $103,000 | thousands by filing date | |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 42,485 | $99,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 10,000 | $98,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 50,000 | $84,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 46,244 | $77,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 101,947 | $77,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 214,327 | $75,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 141,874 | $57,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 102,439 | $56,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 29,562 | $53,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 42,719 | $53,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 20,643 | $47,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 105,748 | $46,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,889,814 | $44,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 32,632 | $42,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 101,044 | $35,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 38,712 | $35,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 39,421 | $32,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 30,605 | $25,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 45,000 | $19,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 32,172 | $16,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 26,330 | $13,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 16,498 | $12,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 44,595 | $11,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 31,575 | $11,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 25,502 | $10,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 33,348 | $9,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 15,604 | $8,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 19,258 | $7,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 10,400 | $4,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 951,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 373,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001481 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-001538 | superseded | 2018-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-001542 | base | 2018-05-16 | acceptance time not in the bulk data set |