13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-23, with 1,417 holding rows worth $512,068,000.
- Accession
- 0001085146-18-001131
- Filer
- CIK 1416692
- Filed
- 2018-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 1,788 entries on the cover page, a total value of $512,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $512,068,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerChurchhill
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerLyrical
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 500 | $13,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,000 | $13,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 300 | $13,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 166 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $13,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 400 | $13,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 260 | $13,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,000 | $13,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 500 | $13,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,196 | $13,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,850 | $13,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 4,613 | $13,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 153 | $12,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 116 | $12,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 110 | $12,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $12,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $12,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 200 | $12,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 400 | $12,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 500 | $12,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,000 | $12,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 200 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 365 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 360 | $12,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 57 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 269 | $12,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 700 | $12,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 800 | $12,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 83 | $12,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,300 | $12,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,150 | $12,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,395 | $12,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 1,000 | $12,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 300 | $12,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 663 | $12,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $12,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 800 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 416 | $12,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,000 | $12,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,700 | $12,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $11,000 | thousands by filing date | call |
| NVR INC COM | 62944T105 | Stock | 4 | $11,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 145 | $11,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 103 | $11,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 160 | $11,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 815 | $11,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 200 | $11,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 594 | $11,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 422 | $11,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,000 | $11,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,015 | $11,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 500 | $11,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,489 | $11,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $11,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 211 | $11,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 26 | $11,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 150 | $11,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $11,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,400 | $11,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 170 | $11,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,000 | $11,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 714 | $11,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $10,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 157 | $10,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 171 | $10,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 270 | $10,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 200 | $10,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $10,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 84 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 126 | $10,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 122 | $10,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $10,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 200 | $10,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $10,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 309 | $10,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,000 | $10,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 71 | $10,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 385 | $10,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 500 | $10,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 600 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 688 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 280 | $10,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 165 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 95 | $10,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,000 | $10,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,500 | $10,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,500 | $10,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 950 | $10,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 5,000 | $10,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,400 | $10,000 | thousands by filing date | principal |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,150 | $10,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 221 | $9,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 141 | $9,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 120 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,050 | $9,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 150 | $9,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 500 | $9,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 149 | $9,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 250 | $9,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 300 | $9,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $9,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 33 | $9,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 225 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $9,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 944 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $9,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 200 | $9,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 50 | $9,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 325 | $9,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 700 | $9,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 625 | $9,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 700 | $9,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 440 | $9,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 50 | $9,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 800 | $9,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 255 | $9,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 270 | $9,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 192 | $9,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,506 | $9,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,000 | $9,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,200 | $9,000 | thousands by filing date | call |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 164 | $9,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 550 | $9,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,000 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 327 | $9,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,600 | $9,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 600 | $9,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,000 | $9,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4 | $8,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 54 | $8,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 156 | $8,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $8,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 119 | $8,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 218 | $8,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 109 | $8,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 775 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 500 | $8,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 300 | $8,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 35 | $8,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 200 | $8,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 200 | $8,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 900 | $8,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 300 | $8,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 300 | $8,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,050 | $8,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 100 | $8,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 350 | $8,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 215 | $8,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,000 | $8,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,000 | $8,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 430 | $8,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 200 | $8,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 600 | $8,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,600 | $8,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,000 | $8,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,445 | $8,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 3,000 | $8,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 800 | $8,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 70 | $7,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 66 | $7,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,184 | $7,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 53 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $7,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 85 | $7,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 35 | $7,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 155 | $7,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 34 | $7,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $7,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $7,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 325 | $7,000 | thousands by filing date | principal |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 104 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 100 | $7,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,000 | $7,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 200 | $7,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 500 | $7,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $7,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 111 | $7,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 700 | $7,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 250 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 800 | $7,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 200 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 95 | $7,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 1,000 | $7,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 200 | $7,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 167 | $6,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 145 | $6,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500 | $6,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $6,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 62 | $6,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 160 | $6,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 301 | $6,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 57 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 150 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 57 | $6,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 415 | $6,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $6,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 400 | $6,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 70 | $6,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 171 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 315 | $6,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,500 | $6,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 3,400 | $6,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 400 | $6,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,050 | $6,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,000 | $6,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 250 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 47 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $5,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 80 | $5,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 40 | $5,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 106 | $5,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 100 | $5,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 200 | $5,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 48 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 44 | $5,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 276 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $5,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $5,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 550 | $5,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 500 | $5,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 26 | $5,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 250 | $5,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 122 | $5,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 300 | $5,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 200 | $5,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 280 | $5,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 466 | $5,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $5,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 125 | $5,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 163 | $5,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 100 | $5,000 | thousands by filing date | principal |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 350 | $5,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 2,300 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 525 | $5,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,000 | $5,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 110 | $5,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 700 | $5,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 40 | $4,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 574 | $4,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 200 | $4,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 200 | $4,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 9 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 72 | $4,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 151 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 73 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 137 | $4,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,010 | $4,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 216 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 167 | $4,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 907 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 300 | $4,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,350 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 148 | $4,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 71 | $4,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 25 | $4,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 400 | $4,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 93 | $4,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,500 | $4,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 56 | $4,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 375 | $4,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 900 | $4,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,200 | $4,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,100 | $4,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 350 | $4,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 48 | $4,000 | thousands by filing date | principal |
| SYNACOR INC | 871561106 | COM | 2,500 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,200 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 170 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 20 | $3,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 100 | $3,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 24 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 110 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $3,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 200 | $3,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 25 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 70 | $3,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 250 | $3,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 200 | $3,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 200 | $3,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 75 | $3,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $3,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 70 | $3,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 400 | $3,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 200 | $3,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 675 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 20 | $3,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 188 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 500 | $3,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 200 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 200 | $3,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 200 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 150 | $3,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $3,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T290 | XLNKS AMLP ETN36 | 200 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 46 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 100 | $2,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 400 | $2,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 31 | $2,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 200 | $2,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 36 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 17 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 49 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 19 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 37 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 75 | $2,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 30 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 900 | $2,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 100 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $2,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 70 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 108 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 400 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,466 | $2,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,700 | $2,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 140 | $2,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,100 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 22 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 800 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 100 | $2,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 800 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D838 | ETRACS MNT ETN | 100 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 15 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 100 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 18 | $1,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 32 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 25 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 83 | $1,000 | thousands by filing date | principal |
| SHAKE SHACK INC | 819047101 | CL A | 20 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 19 | $1,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 100 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 15 | $1,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 20 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 193 | $1,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 40 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 310 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 92 | $1,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 282 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50 | $1,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 100 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 200 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,000 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 2,000 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 200 | $1,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 1,967 | $1,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 24 | $1,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 160 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 50 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 1,600 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 1,406 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 80 | $1,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 949 | $1,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC COM STK | 64065J106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MABVAX THERAPEUTICS | 55414P702 | Equities | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001131 | this filing | 2018-04-23 | acceptance time not in the bulk data set |