13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-23, with 1,417 holding rows worth $512,068,000.
- Accession
- 0001085146-18-001131
- Filer
- CIK 1416692
- Filed
- 2018-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 1,788 entries on the cover page, a total value of $512,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $512,068,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerChurchhill
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerLyrical
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OWENS CORNING NEW | 690742101 | COM | 1,000 | $80,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 743 | $80,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 2,032 | $80,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,272 | $80,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,120 | $79,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,600 | $79,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,879 | $79,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,321 | $79,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 483 | $78,000 | thousands by filing date | |
| RH | 74967X103 | COM | 815 | $78,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 6,000 | $78,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,000 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 441 | $76,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 6,100 | $76,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 940 | $75,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 486 | $75,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 2,000 | $75,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 500 | $75,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 276 | $74,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,127 | $74,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3,343 | $74,000 | thousands by filing date | principal |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 626 | $74,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 3,225 | $74,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 3,700 | $74,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,000 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 960 | $73,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,672 | $72,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 309 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,200 | $72,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,222 | $71,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 728 | $71,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,000 | $71,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 300 | $70,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,800 | $70,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 554 | $69,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,227 | $69,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,500 | $69,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $69,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 700 | $69,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 990 | $69,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,407 | $69,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,600 | $69,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 306 | $68,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 1,000 | $68,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 475 | $67,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 543 | $67,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,982 | $67,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,660 | $66,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,344 | $65,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,712 | $65,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 11,545 | $65,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,700 | $64,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 563 | $63,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 419 | $63,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 4,555 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,550 | $63,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 400 | $62,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 500 | $62,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 952 | $62,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,928 | $61,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,050 | $61,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 8,708 | $61,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,460 | $61,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 2,730 | $61,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 3,904 | $60,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 559 | $60,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 200 | $59,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 749 | $59,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,848 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 672 | $59,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,200 | $59,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,243 | $59,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 800 | $58,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,283 | $58,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,069 | $58,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 468 | $57,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,623 | $57,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,200 | $57,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 6,500 | $57,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $56,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 500 | $56,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,620 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 380 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1,175 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,600 | $56,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 500 | $55,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 896 | $55,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 706 | $55,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $54,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,000 | $54,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,906 | $54,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 835 | $53,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 133 | $52,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 923 | $52,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 444 | $52,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 800 | $52,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 300 | $51,000 | thousands by filing date | call |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 776 | $51,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 254 | $51,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 3,000 | $51,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 200 | $51,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,800 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,425 | $51,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 200 | $50,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 1,325 | $50,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,950 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 215 | $50,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,205 | $50,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 352 | $49,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 400 | $49,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 567 | $49,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 952 | $49,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,580 | $49,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 1,800 | $49,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 200 | $48,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,100 | $48,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 401 | $48,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,060 | $48,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 820 | $48,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 9,900 | $48,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,269 | $48,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,185 | $48,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 878 | $47,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 461 | $47,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 453 | $47,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 72 | $47,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 200 | $47,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,172 | $47,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 200 | $47,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 1,000 | $46,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 251 | $46,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 267 | $46,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,000 | $46,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 7,000 | $46,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 434 | $45,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 705 | $45,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 485 | $45,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,700 | $45,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 400 | $45,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 856 | $45,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 524 | $45,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 300 | $44,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 298 | $44,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 856 | $44,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 6,622 | $44,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,500 | $44,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,050 | $44,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 450 | $44,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 200 | $43,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,410 | $43,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 900 | $43,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 900 | $43,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 563 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 394 | $43,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,400 | $43,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,090 | $43,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 297 | $43,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 483 | $42,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,000 | $42,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 600 | $42,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 500 | $42,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 294 | $42,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,005 | $42,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,587 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 400 | $42,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 1,850 | $42,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 150 | $41,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 585 | $41,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,900 | $41,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,450 | $41,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 200 | $40,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,458 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,800 | $40,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,300 | $40,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,800 | $40,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 700 | $40,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,000 | $40,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 752 | $39,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 300 | $39,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 500 | $39,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 659 | $39,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 821 | $39,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 600 | $39,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 1,649 | $39,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 500 | $38,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 397 | $38,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 541 | $38,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 499 | $38,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 507 | $38,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 140 | $38,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,300 | $38,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,600 | $38,000 | thousands by filing date | principal |
| RSP PERMIAN INC | 74978Q105 | COM | 800 | $38,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 400 | $37,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $37,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 353 | $37,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,000 | $37,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 400 | $37,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,351 | $37,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,000 | $37,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 687 | $37,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 232 | $36,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 400 | $36,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 207 | $36,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 790 | $36,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 217 | $36,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 613 | $36,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 900 | $36,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 868 | $36,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,551 | $36,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 950 | $36,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 200 | $36,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 300 | $35,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 300 | $35,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 200 | $35,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 1,200 | $35,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 679 | $35,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,107 | $35,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,000 | $35,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 524 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,000 | $35,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 700 | $35,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,500 | $35,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,000 | $35,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,200 | $35,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,752 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 4,000 | $35,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,340 | $34,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,500 | $34,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 460 | $34,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 696 | $34,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 2,199 | $34,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 654 | $33,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 363 | $33,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 358 | $33,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 550 | $33,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,500 | $33,000 | thousands by filing date | put |
| NUVECTRA CORP | 67075N108 | COM | 2,500 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,000 | $33,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,950 | $32,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,057 | $32,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 254 | $32,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 384 | $32,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,009 | $32,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,023 | $32,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 235 | $32,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 800 | $32,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 485 | $32,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,134 | $32,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 634 | $32,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 329 | $32,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,388 | $32,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 600 | $31,000 | thousands by filing date | put |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $31,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 190 | $31,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 700 | $31,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 351 | $31,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 371 | $31,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 222 | $31,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,838 | $31,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 715 | $31,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 550 | $31,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 500 | $31,000 | thousands by filing date | call |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 587 | $31,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 420 | $30,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 455 | $30,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 329 | $30,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 217 | $30,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,977 | $30,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 254 | $30,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 900 | $30,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 450 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 335 | $30,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,839 | $30,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 445 | $30,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,614 | $30,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 471 | $30,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 257 | $30,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,500 | $30,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,430 | $30,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 956 | $30,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 200 | $30,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $30,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,000 | $30,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 317 | $29,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 557 | $29,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 927 | $29,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 600 | $29,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 385 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 865 | $29,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $29,000 | thousands by filing date | principal |
| SIMPSON MFG INC | 829073105 | COM | 500 | $29,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 600 | $29,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,000 | $29,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 500 | $29,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,220 | $29,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,253 | $29,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $28,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 500 | $28,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 590 | $28,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 300 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 390 | $28,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 483 | $28,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 804 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 581 | $28,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 621 | $28,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,390 | $28,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $27,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 800 | $27,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 775 | $27,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 656 | $26,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $26,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 539 | $26,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,000 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,000 | $26,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 981 | $25,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $25,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,522 | $25,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 650 | $25,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 500 | $25,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 206 | $25,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 437 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 497 | $25,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 700 | $25,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 200 | $25,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,500 | $25,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 450 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 500 | $25,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 285 | $24,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 136 | $24,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,089 | $24,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,000 | $24,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 710 | $24,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 6,000 | $24,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 632 | $24,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 450 | $24,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,144 | $24,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 140 | $24,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,000 | $24,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,008 | $24,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 73 | $23,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 139 | $23,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 700 | $23,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 379 | $23,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 700 | $23,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 209 | $23,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,000 | $23,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 720 | $23,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 200 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 625 | $23,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 905 | $23,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 400 | $22,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 372 | $22,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 800 | $22,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,377 | $22,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 514 | $22,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $22,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 700 | $22,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,492 | $22,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 227 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 696 | $22,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 500 | $22,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 68 | $22,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 391 | $22,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,400 | $22,000 | thousands by filing date | principal |
| CENTURY ALUM CO | 156431108 | COM | 1,300 | $22,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,000 | $22,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 3,600 | $22,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 400 | $21,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 200 | $21,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,200 | $21,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 348 | $21,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 920 | $21,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,000 | $21,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 500 | $20,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 341 | $20,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 400 | $20,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $20,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 400 | $20,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1,000 | $20,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,308 | $20,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,423 | $20,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 261 | $20,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $20,000 | thousands by filing date | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,215 | $20,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 400 | $20,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 200 | $20,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 291 | $20,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 500 | $20,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,066 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 339 | $20,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,000 | $20,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,000 | $19,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 800 | $19,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 314 | $19,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 496 | $19,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 500 | $19,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 79 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 555 | $19,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,200 | $19,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,500 | $19,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 610 | $19,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $18,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,253 | $18,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 270 | $18,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 450 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 175 | $18,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 808 | $18,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $18,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 365 | $18,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 400 | $18,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 400 | $18,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 184 | $18,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,750 | $18,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 155 | $18,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 500 | $18,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 500 | $18,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 170 | $17,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 130 | $17,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 350 | $17,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 200 | $17,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $17,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 234 | $17,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 140 | $17,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 100 | $17,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,310 | $17,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $17,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,542 | $17,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $17,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $17,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 450 | $17,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 212 | $17,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 500 | $17,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 800 | $17,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 434 | $17,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 400 | $17,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 6,710 | $17,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,000 | $17,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 600 | $17,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 339 | $16,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 300 | $16,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 576 | $16,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 709 | $16,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 230 | $16,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 104 | $16,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 152 | $16,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 216 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 219 | $16,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 250 | $16,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 395 | $16,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,000 | $16,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 300 | $16,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,000 | $16,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,205 | $16,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 141 | $16,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,000 | $16,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,000 | $16,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 360 | $16,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 519 | $15,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 205 | $15,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 200 | $15,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $15,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 50 | $15,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 735 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 310 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 560 | $15,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 400 | $15,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,000 | $15,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | call |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 620 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 484 | $15,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 500 | $15,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,120 | $15,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 600 | $15,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 500 | $15,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,000 | $15,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,000 | $15,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,625 | $15,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 115 | $14,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 200 | $14,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 306 | $14,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 789 | $14,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 270 | $14,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 200 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 300 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 389 | $14,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $14,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,000 | $14,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,206 | $14,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 339 | $13,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 441 | $13,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 215 | $13,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $13,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 400 | $13,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 569 | $13,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 400 | $13,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 300 | $13,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 197 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001131 | this filing | 2018-04-23 | acceptance time not in the bulk data set |