13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 3,076 holding rows worth $114,502,516,000.
- Accession
- 0001085146-17-002262
- Filer
- CIK 884546
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 3,076 entries on the cover page, a total value of $114,502,516,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,502,516,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerBOSTON Co ASSET MANAGEMENT LLC028-00242
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMELLON CAPITAL MANAGEMENT CORP028-02900
- reports for this filerMondrian Investment Partners LTD028-11450
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEAF GROUP LTD | 52177G102 | COM | 29,920 | $207,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 17,600 | $206,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 4,500 | $205,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 5,800 | $205,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,550 | $204,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 13,600 | $204,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 7,974 | $203,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 4,500 | $203,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 8,700 | $202,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 30,411 | $200,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 148,700 | $200,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 14,500 | $198,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 60,500 | $198,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 12,100 | $197,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,500 | $197,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 71,560 | $197,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 21,300 | $195,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 21,300 | $195,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 50,400 | $193,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 22,200 | $193,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 301,600 | $189,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 74,500 | $187,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 16,549 | $185,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 11,000 | $183,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 334,602 | $181,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 43,600 | $180,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 27,500 | $179,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 26,700 | $177,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,300 | $175,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 46,000 | $175,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 13,700 | $171,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 11,700 | $169,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 17,600 | $168,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 11,900 | $167,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 42,800 | $165,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 12,300 | $165,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 15,500 | $162,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 28,100 | $161,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 19,200 | $161,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 28,308 | $158,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 45,825 | $156,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,000 | $153,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 121,730 | $153,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 24,400 | $150,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 120,600 | $148,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 56,152 | $144,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 15,000 | $142,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 31,100 | $140,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 21,100 | $138,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 26,200 | $138,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 29,625 | $131,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 14,500 | $125,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 18,000 | $120,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 89,500 | $119,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 24,100 | $119,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 24,500 | $111,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 57,200 | $95,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 10,100 | $90,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 14,400 | $89,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 12,765 | $85,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 60,200 | $83,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,000 | $77,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,300 | $73,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 49,100 | $72,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,980 | $65,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,160 | $62,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 48,100 | $56,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,400 | $46,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 31,951 | $41,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 18,300 | $39,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 10,800 | $35,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 21,000 | $24,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,335 | $23,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 26,009 | $23,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 11,300 | $16,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 16,199 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002262 | this filing | 2017-11-13 | acceptance time not in the bulk data set |