13F-HR filed by HAVENS ADVISORS LLC
HAVENS ADVISORS LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-23, with 27 holding rows worth $148,289,000.
- Accession
- 0001085146-17-002103
- Filer
- CIK 1280200
- Filed
- 2017-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 27 entries on the cover page, a total value of $148,289,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $148,289,000 with VALUE read as thousands by filing date, 13F file number 028-10727. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIME WARNER INC | 887317303 | COM NEW | 160,300 | $16,423,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 260,000 | $13,257,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 64,000 | $11,563,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 332,000 | $11,019,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 86,000 | $10,305,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 79,300 | $8,968,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 711,500 | $8,502,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 25,000 | $8,013,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 148,000 | $7,887,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 39,700 | $7,138,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 245,000 | $7,090,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 416,000 | $6,136,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 130,000 | $5,312,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 78,000 | $5,167,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 41,200 | $3,539,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 16,700 | $3,003,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 173,047 | $2,454,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 17,000 | $2,222,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,000 | $1,959,000 | thousands by filing date | put |
| NEURODERM LTD | M74231107 | ORD SHS | 45,750 | $1,780,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 60,500 | $1,773,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 10,500 | $1,398,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 33,299 | $1,300,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 178,000 | $846,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,000 | $746,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 33,300 | $311,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,070 | $178,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002103 | this filing | 2017-10-23 | acceptance time not in the bulk data set |