13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-21, with 1,540 holding rows worth $557,666,000.
- Accession
- 0001085146-17-001538
- Filer
- CIK 1416692
- Filed
- 2017-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 1,933 entries on the cover page, a total value of $557,666,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $557,666,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 95 | $17,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 104 | $17,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 227 | $17,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 250 | $17,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 600 | $17,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 131 | $17,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,205 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 702 | $17,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 700 | $17,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,900 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 458 | $17,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 400 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 583 | $17,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 450 | $17,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 800 | $16,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,100 | $16,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 287 | $16,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 270 | $16,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 450 | $16,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 400 | $16,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 400 | $16,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 800 | $16,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 258 | $16,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 325 | $16,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,000 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,000 | $16,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 298 | $16,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 184 | $16,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 468 | $16,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $16,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 310 | $16,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,000 | $16,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 160 | $16,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 2,000 | $16,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 5,000 | $16,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,550 | $16,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,014 | $16,000 | thousands by filing date | principal |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,615 | $16,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,000 | $16,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 338 | $15,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 124 | $15,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 368 | $15,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 295 | $15,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 32 | $15,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 176 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 300 | $15,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 400 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 141 | $15,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 300 | $15,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 864 | $15,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 240 | $15,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,650 | $15,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 928 | $15,000 | thousands by filing date | |
| MGC | 921910873 | COM | 173 | $14,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 185 | $14,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 600 | $14,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 350 | $14,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 633 | $14,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 151 | $14,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 350 | $14,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,300 | $14,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,000 | $14,000 | thousands by filing date | principal |
| ISHARES TR | 464288752 | US HOME CONS ETF | 420 | $14,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 295 | $14,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $14,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 737 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $14,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,000 | $14,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 695 | $14,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $13,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 231 | $13,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 300 | $13,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 200 | $13,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 50 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 291 | $13,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 500 | $13,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,000 | $13,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,000 | $13,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 300 | $13,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 700 | $13,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 264 | $13,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,500 | $13,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 100 | $13,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 400 | $13,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 3,300 | $13,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 300 | $12,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 30 | $12,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $12,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 701 | $12,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 273 | $12,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $12,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,042 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 355 | $12,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 318 | $12,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,015 | $12,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 212 | $12,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 600 | $12,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 730 | $12,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 400 | $12,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,400 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 416 | $12,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,500 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 190 | $11,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 165 | $11,000 | thousands by filing date | principal |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 300 | $11,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 179 | $11,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 102 | $11,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 600 | $11,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 103 | $11,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 140 | $11,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $11,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 95 | $11,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 225 | $11,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,070 | $11,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 815 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 407 | $11,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $11,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 950 | $11,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 57 | $11,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 400 | $11,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 235 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 265 | $11,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 82 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 238 | $11,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 211 | $11,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $11,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 5,000 | $11,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,000 | $11,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,135 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 350 | $11,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4 | $10,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 550 | $10,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 73 | $10,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 45 | $10,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 589 | $10,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 92 | $10,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 160 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 300 | $10,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 130 | $10,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,050 | $10,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 300 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,166 | $10,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 350 | $10,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 176 | $10,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 526 | $10,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 440 | $10,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,137 | $10,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 700 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 95 | $10,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $10,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 966 | $10,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,200 | $10,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 170 | $10,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 84 | $9,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 85 | $9,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 400 | $9,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 100 | $9,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 109 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 400 | $9,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 420 | $9,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 300 | $9,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 350 | $9,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 575 | $9,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 499 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 516 | $9,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 280 | $9,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,000 | $9,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 90 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 623 | $9,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,196 | $9,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,500 | $9,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 300 | $9,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 550 | $9,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,206 | $9,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $8,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $8,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 119 | $8,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $8,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 169 | $8,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,000 | $8,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 220 | $8,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $8,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 50 | $8,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,000 | $8,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 184 | $8,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,000 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,500 | $8,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 600 | $8,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 164 | $8,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,800 | $8,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 500 | $8,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,300 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 150 | $8,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 76 | $7,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 74 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $7,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,400 | $7,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 750 | $7,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 325 | $7,000 | thousands by filing date | principal |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $7,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 98 | $7,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 775 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 500 | $7,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 415 | $7,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 135 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 121 | $7,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 281 | $7,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 200 | $7,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 277 | $7,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 700 | $7,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 400 | $7,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 475 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 200 | $7,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $7,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,845 | $7,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,000 | $7,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,000 | $7,000 | thousands by filing date | call |
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| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 350 | $7,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 600 | $7,000 | thousands by filing date | |
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| Vanguard Materials ETF | 92204A801 | SHS | 50 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 61 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 22 | $6,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,050 | $6,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $6,000 | thousands by filing date | |
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| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 335 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 100 | $6,000 | thousands by filing date | |
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| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $6,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 415 | $6,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 500 | $6,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 400 | $6,000 | thousands by filing date | |
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| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 201 | $6,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 400 | $6,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 100 | $6,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 150 | $6,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 300 | $6,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 485 | $6,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 2,450 | $6,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 135 | $6,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,600 | $6,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 35 | $5,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 38 | $5,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $5,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 72 | $5,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 80 | $5,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 206 | $5,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 52 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 39 | $5,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 57 | $5,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $5,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 85 | $5,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 275 | $5,000 | thousands by filing date | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 46 | $5,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 78 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 50 | $5,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 150 | $5,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 181 | $5,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $5,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 124 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 300 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 170 | $5,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 73 | $5,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 500 | $5,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $5,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 95 | $5,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 907 | $5,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $5,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 49 | $5,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 122 | $5,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 200 | $5,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 92 | $5,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 200 | $5,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 62 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $5,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 280 | $5,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,500 | $5,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,500 | $5,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,200 | $5,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $5,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 100 | $5,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,000 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 316 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,000 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 98 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,900 | $5,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 500 | $5,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 949 | $5,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 175 | $5,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 127 | $4,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 25 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 101 | $4,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 99 | $4,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 100 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 51 | $4,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 42 | $4,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 571 | $4,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $4,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 49 | $4,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 40 | $4,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 117 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 83 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 72 | $4,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 59 | $4,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 51 | $4,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 235 | $4,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 51 | $4,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 180 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 200 | $4,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 122 | $4,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 75 | $4,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 121 | $4,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 40 | $4,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111 | $4,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 106 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,010 | $4,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 90 | $4,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 250 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 23 | $4,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 68 | $4,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 200 | $4,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 100 | $4,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 100 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $4,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 950 | $4,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 35 | $4,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 70 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 500 | $4,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250 | $4,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 200 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 93 | $4,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 46 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 250 | $4,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 54 | $4,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,000 | $4,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 2,300 | $4,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 45 | $4,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 1,000 | $3,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 25 | $3,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 125 | $3,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 100 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 68 | $3,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 251 | $3,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 27 | $3,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 61 | $3,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 37 | $3,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 35 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 53 | $3,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 189 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 70 | $3,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 292 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 37 | $3,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 184 | $3,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 30 | $3,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 36 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 87 | $3,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 216 | $3,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 200 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 75 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 80 | $3,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 26 | $3,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 266 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 70 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 250 | $3,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 300 | $3,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 43 | $3,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 58 | $3,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 108 | $3,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 98 | $3,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 72 | $3,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 375 | $3,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 75 | $3,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 65 | $3,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 350 | $3,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 350 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,250 | $3,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 500 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 71 | $3,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 52 | $3,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 172 | $3,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 100 | $3,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 700 | $3,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 14 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 28 | $2,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 9 | $2,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 25 | $2,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 31 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 54 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 17 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,080 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 80 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 80 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 30 | $2,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 83 | $2,000 | thousands by filing date | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,000 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 75 | $2,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 40 | $2,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 44 | $2,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 16 | $2,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 208 | $2,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 24 | $2,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 100 | $2,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 150 | $2,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 30 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 80 | $2,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 100 | $2,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 100 | $2,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 20 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $2,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 200 | $2,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 14 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 525 | $2,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 282 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 100 | $2,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 100 | $2,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 43 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 100 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 400 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 93 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 100 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 144 | $2,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 27 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,700 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 200 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 450 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 120 | $2,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 1,100 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 800 | $2,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 790 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 72 | $2,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 1,050 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D838 | ETRACS MNT ETN | 100 | $2,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 9 | $1,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 25 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 15 | $1,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 9 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 18 | $1,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 9 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 40 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 25 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 76 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 27 | $1,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 200 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 100 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 92 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,000 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 117 | $1,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 80 | $1,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 250 | $1,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 525 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 500 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 800 | $1,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 450 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 500 | $1,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 24 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 1,016 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 200 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 25 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 500 | $1,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 30 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 50 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001538 | this filing | 2017-07-21 | acceptance time not in the bulk data set |