13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-21, with 1,540 holding rows worth $557,666,000.
- Accession
- 0001085146-17-001538
- Filer
- CIK 1416692
- Filed
- 2017-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 1,933 entries on the cover page, a total value of $557,666,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $557,666,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENBRIDGE INC COM | 29250N105 | Stock | 2,367 | $94,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 474 | $94,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,000 | $94,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 986 | $93,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,000 | $93,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,100 | $92,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,721 | $92,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 4,433 | $91,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 2,000 | $90,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 5,000 | $90,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,985 | $90,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,989 | $89,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,000 | $88,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 3,000 | $88,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 3,000 | $88,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 1,000 | $88,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 4,135 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,600 | $87,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,935 | $87,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,000 | $86,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,538 | $86,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 824 | $85,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,085 | $85,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 4,579 | $85,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,559 | $84,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 4,800 | $84,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 200 | $83,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,423 | $83,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 345 | $83,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,105 | $82,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,237 | $82,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,500 | $82,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 5,000 | $82,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 600 | $81,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 728 | $81,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 600 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 844 | $80,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,971 | $80,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,687 | $80,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,000 | $80,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,000 | $79,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,261 | $79,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 625 | $79,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,102 | $79,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 901 | $78,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,046 | $78,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,606 | $78,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,800 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,236 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 3,896 | $77,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,802 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,400 | $77,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,000 | $76,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,131 | $76,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,000 | $76,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,021 | $76,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3,225 | $76,000 | thousands by filing date | principal |
| Cyber Security ETF | 26924G201 | Common | 2,547 | $76,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,010 | $74,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 757 | $74,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 644 | $73,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,000 | $73,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 2,000 | $73,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 436 | $72,000 | thousands by filing date | principal |
| ENERGEN CORP | 29265N108 | COM | 1,456 | $72,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,534 | $72,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,699 | $71,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,747 | $71,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,354 | $70,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,600 | $70,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 8,200 | $70,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,279 | $69,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 832 | $69,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 600 | $68,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 1,166 | $68,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,700 | $68,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,443 | $67,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,983 | $67,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,100 | $67,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,306 | $67,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 385 | $67,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,655 | $67,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,825 | $67,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 500 | $66,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 784 | $66,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,271 | $66,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 2,800 | $66,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 728 | $65,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 400 | $65,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 528 | $65,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,310 | $65,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,200 | $64,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 1,127 | $64,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,200 | $64,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,000 | $64,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,745 | $64,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 624 | $64,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,903 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,348 | $64,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 7,844 | $64,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,498 | $64,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,000 | $63,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 2,000 | $63,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 950 | $63,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,000 | $63,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,000 | $63,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 1,600 | $62,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 4,000 | $62,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 983 | $62,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 464 | $62,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 14,066 | $62,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,225 | $62,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,250 | $62,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 6,500 | $62,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,500 | $62,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,000 | $61,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,110 | $61,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 749 | $60,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 623 | $60,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,215 | $60,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 761 | $60,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,000 | $58,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 800 | $58,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,461 | $58,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,019 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 375 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 2,202 | $58,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,600 | $57,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,700 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1,175 | $57,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 674 | $57,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,038 | $57,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 3,804 | $57,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 514 | $56,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 571 | $56,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,008 | $56,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 234 | $56,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,021 | $56,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,838 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,000 | $56,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 2,060 | $56,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,995 | $55,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,099 | $55,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,750 | $55,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,000 | $55,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,500 | $55,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 1,703 | $55,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 500 | $54,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,600 | $54,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,028 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 441 | $54,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,200 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,700 | $54,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 5,000 | $54,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 7,783 | $54,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 800 | $53,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 423 | $53,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,100 | $53,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 325 | $53,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 3,000 | $53,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 932 | $53,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,205 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 4,500 | $53,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 147 | $52,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,000 | $52,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 784 | $52,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,389 | $52,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 447 | $51,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 400 | $51,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,311 | $51,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 534 | $50,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 955 | $50,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 611 | $50,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,000 | $50,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,700 | $50,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,700 | $50,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 1,149 | $50,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 2,000 | $50,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,610 | $49,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 640 | $49,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 677 | $49,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,950 | $49,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 1,800 | $49,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 554 | $48,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,400 | $48,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 880 | $48,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,827 | $48,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,700 | $48,000 | thousands by filing date | principal |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,500 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,325 | $48,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,207 | $48,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,000 | $48,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,850 | $48,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 638 | $47,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,128 | $47,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,625 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,319 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,425 | $47,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 500 | $46,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 1,017 | $46,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 701 | $46,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,625 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 450 | $46,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,509 | $46,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 400 | $45,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 283 | $45,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,161 | $45,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 420 | $45,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 606 | $45,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 730 | $45,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,300 | $45,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 496 | $45,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 450 | $45,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 460 | $44,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,000 | $44,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,000 | $44,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,105 | $44,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,000 | $44,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 441 | $44,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 3,805 | $44,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 323 | $43,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 352 | $43,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 331 | $43,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 695 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,517 | $43,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 903 | $43,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,739 | $43,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 900 | $43,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 689 | $43,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 454 | $43,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,500 | $42,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,200 | $42,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,000 | $42,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 3,255 | $42,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,852 | $42,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,300 | $41,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 519 | $41,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 490 | $41,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 477 | $41,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,036 | $41,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 366 | $41,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 300 | $41,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 227 | $41,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,059 | $41,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,473 | $41,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,663 | $41,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,050 | $41,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 655 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,000 | $40,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 447 | $40,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 750 | $40,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,020 | $40,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,794 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 3,200 | $40,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 942 | $39,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,727 | $39,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 202 | $39,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 500 | $39,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,900 | $39,000 | thousands by filing date | |
| RH | 74967X103 | COM | 605 | $39,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,950 | $39,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 264 | $38,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 800 | $38,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 77 | $38,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 438 | $38,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 470 | $38,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,000 | $38,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,190 | $38,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 597 | $38,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 300 | $38,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,500 | $38,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1,814 | $38,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,600 | $37,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 609 | $37,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 179 | $37,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 710 | $37,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,042 | $37,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,160 | $37,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 853 | $37,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,100 | $37,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 2,650 | $37,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,000 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 314 | $36,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 300 | $36,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 467 | $36,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 635 | $36,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,600 | $36,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 300 | $36,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 787 | $35,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 540 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 455 | $35,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 375 | $35,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 464 | $35,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 5,500 | $35,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 739 | $35,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,870 | $35,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 650 | $35,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,300 | $35,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 211 | $34,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,150 | $34,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 500 | $34,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 888 | $34,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 472 | $34,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 304 | $34,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,900 | $34,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,220 | $34,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 545 | $33,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 362 | $33,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 525 | $33,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,830 | $33,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 671 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 550 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 470 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,000 | $33,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,741 | $33,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,111 | $33,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,000 | $33,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,220 | $33,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,035 | $33,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 2,199 | $33,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 309 | $32,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 696 | $32,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,377 | $32,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 764 | $32,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 500 | $32,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,000 | $32,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 599 | $32,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,524 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,000 | $32,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 256 | $31,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 235 | $31,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 450 | $31,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 803 | $31,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,478 | $31,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,000 | $31,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,600 | $31,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 3,000 | $31,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 1,215 | $31,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $30,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $30,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 557 | $30,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 906 | $30,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,290 | $30,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 300 | $30,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 474 | $30,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,092 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 797 | $30,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,000 | $30,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,400 | $30,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,918 | $30,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 455 | $29,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,145 | $29,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 259 | $29,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 50 | $29,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $29,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 292 | $29,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 689 | $29,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,000 | $29,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,466 | $29,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,149 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,750 | $29,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 266 | $28,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 171 | $28,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 222 | $28,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 229 | $28,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 715 | $28,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 596 | $28,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,200 | $28,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 800 | $27,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 200 | $27,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,000 | $27,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 856 | $27,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,060 | $27,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 400 | $27,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 700 | $27,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 189 | $27,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 820 | $27,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 473 | $27,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,200 | $27,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,500 | $27,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,000 | $27,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 396 | $26,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,049 | $26,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 241 | $26,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,000 | $26,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,175 | $26,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $26,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 350 | $26,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,000 | $26,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,368 | $26,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 73 | $25,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,355 | $25,000 | thousands by filing date | principal |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $25,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,000 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 573 | $25,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,000 | $25,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,000 | $25,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 711 | $25,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,390 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 502 | $25,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 770 | $25,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 9,000 | $25,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,000 | $25,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $24,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 954 | $24,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 380 | $24,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 720 | $24,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,200 | $24,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 400 | $24,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,008 | $24,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 1,000 | $23,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 3,000 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 559 | $23,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 613 | $23,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $23,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 349 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 500 | $23,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 384 | $22,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 300 | $22,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 200 | $22,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 171 | $22,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 378 | $22,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 175 | $22,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,000 | $22,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 84 | $22,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,492 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 485 | $22,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,208 | $22,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 500 | $22,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,000 | $22,000 | thousands by filing date | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,215 | $22,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6,050 | $22,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 400 | $22,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 2,300 | $22,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 410 | $22,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 1,675 | $22,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 372 | $21,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 189 | $21,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 427 | $21,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,500 | $21,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,145 | $21,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,423 | $21,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,265 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 558 | $21,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 381 | $21,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,200 | $20,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 800 | $20,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,900 | $20,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 355 | $20,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 322 | $20,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 277 | $20,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 500 | $20,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 275 | $20,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 400 | $20,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 409 | $20,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 400 | $20,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 370 | $20,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,000 | $20,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,600 | $20,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,551 | $20,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 140 | $20,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 350 | $20,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,800 | $20,000 | thousands by filing date | principal |
| PTC INC COM | 69370C100 | Stock | 350 | $19,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 261 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 288 | $19,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 302 | $19,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 232 | $19,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 675 | $19,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 250 | $19,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 982 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 218 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 416 | $19,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $18,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,057 | $18,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 800 | $18,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 218 | $18,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 253 | $18,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 300 | $18,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 405 | $18,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,451 | $18,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 792 | $18,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,200 | $18,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,087 | $18,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 600 | $18,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 950 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 387 | $18,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 4,700 | $18,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $18,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,000 | $18,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 102 | $18,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 360 | $18,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 200 | $17,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 621 | $17,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 300 | $17,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 116 | $17,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 279 | $17,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $17,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 346 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001538 | this filing | 2017-07-21 | acceptance time not in the bulk data set |