13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,055 holding rows worth $99,910,260,000.
- Accession
- 0001085146-17-001293
- Filer
- CIK 884546
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 3,055 entries on the cover page, a total value of $99,910,260,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,910,260,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBank of New York Mellon Corp028-12592
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMELLON CAPITAL MANAGEMENT CORP028-02900
- reports for this filerMondrian Investment Partners LTD028-11450
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Ramaco Resources Inc | 75134P303 | COM CL B | 11,588 | $113,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 14,000 | $112,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 39,652 | $112,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 16,243 | $111,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 10,100 | $109,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 131,200 | $109,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 34,600 | $108,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 17,119 | $108,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 19,600 | $107,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 56,701 | $107,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 28,500 | $107,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,200 | $105,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 19,648 | $103,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 21,400 | $103,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,569 | $102,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 61,781 | $102,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 26,100 | $102,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 30,100 | $100,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,000 | $99,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 57,200 | $95,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,160 | $94,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 32,714 | $94,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 18,000 | $89,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 19,700 | $87,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,980 | $86,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 44,012 | $82,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 99,400 | $81,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 28,209 | $77,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 118,100 | $75,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 54,483 | $75,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 14,800 | $74,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,000 | $71,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,700 | $70,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 18,500 | $67,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 30,050 | $62,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 70,600 | $57,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 126,000 | $56,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 27,800 | $56,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 31,951 | $52,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,300 | $51,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 18,500 | $49,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 15,800 | $45,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 13,462 | $44,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 35,386 | $43,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 35,347 | $41,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 22,300 | $41,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 17,500 | $34,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,335 | $31,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 26,009 | $31,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 21,000 | $23,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 51,939 | $23,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 13,100 | $23,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 15,000 | $13,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 22,200 | $11,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 13,250 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001293 | this filing | 2017-05-15 | acceptance time not in the bulk data set |