13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 2,192 holding rows worth $17,871,734,000.
- Accession
- 0001085146-17-000740
- Filer
- CIK 1084580
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 2,192 entries on the cover page, a total value of $17,871,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,871,734,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BK CDA COM | 780087102 | Stock | 9,777 | $621,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 540,000 | $621,000 | thousands by filing date | principal |
| DENTSPLY SIRONA INC | 24906P109 | COM | 10,730 | $619,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 37,549 | $617,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,700 | $616,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 5,468 | $613,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 36,582 | $611,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 72,400 | $609,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 520 | $607,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,500 | $605,000 | thousands by filing date | call |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 10,300 | $605,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 9,229 | $604,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 31,658 | $603,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,400 | $602,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 20,000 | $600,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 25,000 | $600,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 7,737 | $598,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 39,500 | $598,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,043 | $597,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 7,192 | $596,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 14,400 | $595,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 19,982 | $594,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,400 | $592,000 | thousands by filing date | call |
| PROASSURANCE CORP | 74267C106 | COM | 10,513 | $591,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 874,000 | $591,000 | thousands by filing date | principal |
| MCCLATCHY CO | 579489303 | CL A NEW | 44,425 | $586,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 14,600 | $584,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 50,682 | $581,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,557 | $578,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 13,748 | $577,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 403 | $570,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 418,000 | $568,000 | thousands by filing date | principal |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,307 | $567,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,754 | $565,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 54,800 | $565,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,500 | $564,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 26,428 | $563,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 11,391 | $559,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 22,274 | $558,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 28,833 | $557,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 65,700 | $556,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 18,274 | $555,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 21,619 | $554,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 52,500 | $552,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 15,000 | $550,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 25,300 | $547,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 499,000 | $543,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 10,709 | $542,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,500 | $537,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 19,845 | $534,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 10,390 | $534,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 11,526 | $533,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,295 | $533,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 10,203 | $532,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 46,497 | $531,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 335,400 | $530,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 7,130 | $528,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 9,698 | $527,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 18,600 | $526,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 12,807 | $526,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 500,000 | $525,000 | thousands by filing date | principal |
| CHEMED CORP NEW | 16359R103 | COM | 3,269 | $524,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 19,304 | $524,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 8,980 | $524,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 13,329 | $524,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 6,822 | $523,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,408 | $519,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 27,357 | $518,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 7,500 | $515,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 4,600 | $514,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12,170 | $512,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 16,335 | $512,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,965 | $511,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 10,261 | $511,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 151,100 | $511,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,071 | $509,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 27,555 | $507,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 7,500 | $506,000 | thousands by filing date | call |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 13,827 | $505,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 15,088 | $505,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 500,000 | $504,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 8,700 | $503,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 32,180 | $501,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,193 | $499,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 9,528 | $499,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 10,403 | $497,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 45,000 | $497,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 8,158 | $496,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 15,779 | $493,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 9,009 | $493,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 13,491 | $493,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 6,835 | $490,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 14,751 | $487,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 11,307 | $486,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,600 | $485,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 26,768 | $485,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 17,064 | $485,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,000 | $485,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 6,812 | $483,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 6,300 | $483,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 940 | $481,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 18,196 | $481,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 24,267 | $481,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 7,304 | $481,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 139,399 | $480,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,459 | $476,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,530 | $476,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,308 | $475,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,400 | $475,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,700 | $474,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 8,400 | $474,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 13,500 | $473,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 8,217 | $472,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 8,407 | $471,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 11,780 | $471,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 13,657 | $469,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,100 | $467,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 8,400 | $467,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 16,200 | $467,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 6,341 | $466,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 6,900 | $465,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11,000 | $465,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 117,362 | $464,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,000 | $463,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 4,981 | $463,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,800 | $457,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 6,296 | $455,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 19,099 | $454,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 20,983 | $453,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 62,600 | $452,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,544 | $450,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 11,512 | $449,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 10,891 | $449,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 8,901 | $447,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 441,000 | $445,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 37,500 | $444,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 10,774 | $443,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 7,238 | $443,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,772 | $442,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,100 | $437,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,000 | $435,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 22,756 | $434,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 15,061 | $434,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 16,225 | $432,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,300 | $431,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 6,144 | $430,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,186 | $430,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,153 | $429,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 13,541 | $420,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,800 | $419,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 8,259 | $419,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,105 | $418,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 6,000 | $416,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 35,500 | $416,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 29,468 | $415,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,165 | $415,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 100,000 | $414,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 22,100 | $413,000 | thousands by filing date | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 16,881 | $412,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,736 | $411,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 37,837 | $411,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,986 | $410,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 103,800 | $410,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 120,000 | $409,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 3,268 | $408,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 16,504 | $408,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 13,993 | $404,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 13,300 | $400,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 8,147 | $398,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 26,852 | $398,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 40,900 | $398,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 170,000 | $396,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,000 | $394,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,400 | $393,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 12,442 | $391,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 5,737 | $390,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 18,156 | $390,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 19,000 | $389,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 9,700 | $388,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 9,255 | $387,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 3,593 | $385,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 12,700 | $384,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,308 | $382,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,065 | $381,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 11,400 | $381,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 15,990 | $380,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,042 | $379,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 20,300 | $376,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 9,012 | $375,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 25,049 | $374,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 6,152 | $373,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,925 | $371,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 10,112 | $370,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 8,514 | $367,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 24,100 | $366,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 343,000 | $365,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 18,700 | $364,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,000 | $363,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,066 | $363,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 7,300 | $363,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,076 | $362,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,650 | $359,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 8,215 | $359,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 24,844 | $357,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 9,216 | $357,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,611 | $357,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,970 | $356,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,151 | $356,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 14,034 | $354,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 5,000 | $354,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 4,742 | $354,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,116 | $352,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 65,302 | $352,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 8,886 | $351,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 10,356 | $350,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 12,107 | $348,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,900 | $344,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,829 | $344,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 46,700 | $341,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,428 | $340,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 16,000 | $339,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 110,000 | $339,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 5,140 | $338,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,700 | $337,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 5,864 | $337,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,083 | $337,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 12,511 | $337,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,826 | $334,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,648 | $334,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,051 | $334,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,314 | $333,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 11,900 | $332,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 20,000 | $331,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 17,370 | $330,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,786 | $330,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 22,950 | $330,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 32,012 | $330,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 29,920 | $329,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,320 | $328,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 42,647 | $328,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 32,614 | $325,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 5,400 | $325,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 7,400 | $325,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 6,022 | $321,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,934 | $320,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 16,100 | $319,000 | thousands by filing date | call |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,500 | $318,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,266 | $315,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 33,600 | $314,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 20,000 | $312,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 20,000 | $312,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 4,062 | $310,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 6,000 | $308,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100,000 | $308,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,610 | $306,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,100 | $306,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,187 | $306,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,300 | $305,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,396 | $304,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 9,499 | $304,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,380 | $304,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,658 | $303,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,806 | $303,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 238,000 | $303,000 | thousands by filing date | principal |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 24,063 | $302,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,100 | $301,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 11,340 | $301,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,307 | $300,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,300 | $298,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 15,146 | $298,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,069 | $297,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,154 | $297,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 31,588 | $296,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 35,156 | $296,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 98,300 | $296,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,706 | $294,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 80,000 | $294,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 8,524 | $293,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 5,379 | $293,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 39,900 | $291,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 45,800 | $290,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,657 | $288,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,500 | $288,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,587 | $286,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 12,118 | $285,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,239 | $283,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 466 | $283,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 4,892 | $283,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 13,318 | $282,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 13,400 | $281,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 3,826 | $278,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 15,255 | $278,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 12,470 | $278,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 14,583 | $277,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 26,120 | $276,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 17,601 | $276,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 28,030 | $276,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,784 | $274,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,000 | $274,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 6,522 | $273,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,767 | $273,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 16,900 | $273,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 3,098 | $272,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 8,917 | $272,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 14,000 | $272,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,513 | $271,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,504 | $270,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 10,987 | $270,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 6,929 | $270,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 8,109 | $268,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 16,397 | $268,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 7,822 | $268,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,596 | $267,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 27,500 | $267,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 7,052 | $266,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 21,530 | $266,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,792 | $265,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 7,566 | $265,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,500 | $264,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 5,661 | $257,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 43,400 | $257,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 4,508 | $257,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,800 | $256,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,103 | $254,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 14,358 | $254,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 12,652 | $253,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 7,800 | $253,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 2,384 | $252,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,781 | $252,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 4,006 | $250,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,945 | $249,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 7,706 | $246,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 23,000 | $246,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 6,423 | $246,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 7,367 | $246,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 44,200 | $244,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,100 | $244,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 4,916 | $243,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 20,520 | $242,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,292 | $241,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 15,020 | $240,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,065 | $240,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 12,791 | $240,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,701 | $239,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,107 | $239,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 9,900 | $238,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 8,248 | $238,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 32,500 | $237,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,186 | $236,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,000 | $236,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 4,045 | $236,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 20,441 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,652 | $235,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 12,657 | $235,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,800 | $235,000 | thousands by filing date | call |
| PRIVATEBANCORP INC | 742962103 | COM | 4,329 | $235,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,009 | $234,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 12,720 | $234,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 12,760 | $233,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 22,140 | $232,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,515 | $232,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 9,334 | $232,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 18,562 | $232,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,000 | $230,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 235,000 | $230,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 4,503 | $229,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,000 | $229,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,666 | $228,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 6,300 | $228,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,451 | $226,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 9,881 | $226,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,117 | $226,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 11,117 | $225,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,750 | $224,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,433 | $224,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,050 | $222,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 7,899 | $221,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,747 | $220,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 600 | $220,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 10,000 | $219,000 | thousands by filing date | call |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,103 | $218,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 36,859 | $218,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 8,836 | $218,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,000 | $217,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 7,106 | $217,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,761 | $217,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,106 | $217,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,379 | $216,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,309 | $216,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,800 | $215,000 | thousands by filing date | call |
| XL GROUP LTD | G98294104 | COM | 5,765 | $215,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 122,000 | $215,000 | thousands by filing date | principal |
| Media General Ord Shs | 58441K100 | COM | 11,364 | $214,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 11,814 | $213,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 14,294 | $212,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,328 | $211,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 14,500 | $211,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 17,084 | $210,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 9,000 | $209,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 3,300 | $209,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 7,208 | $209,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,803 | $208,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 24,653 | $208,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,367 | $208,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,937 | $207,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 8,110 | $207,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 25,469 | $205,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,776 | $205,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 7,411 | $204,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 6,525 | $204,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 4,003 | $203,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 6,108 | $203,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 17,663 | $202,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 5,405 | $202,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 2,421 | $200,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 8,450 | $199,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,400 | $197,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,700 | $197,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 18,741 | $196,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 5,000 | $194,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 200,000 | $192,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 25,924 | $191,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 11,500 | $191,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 17,400 | $190,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 1,705 | $190,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,829 | $189,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 186,000 | $188,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,823 | $186,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 2,763 | $184,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 21,000 | $184,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,300 | $183,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 7,500 | $181,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 19,338 | $180,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,800 | $175,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 4,300 | $174,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 1,800 | $174,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 11,161 | $174,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 17,511 | $173,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,000 | $171,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,000 | $170,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,857 | $165,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 110,301 | $165,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,125 | $163,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,500 | $163,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,100 | $163,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 205,000 | $163,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,767 | $162,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,461 | $161,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,929 | $159,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 160,000 | $158,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3,644 | $156,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,596 | $156,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 73,700 | $155,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 2,545 | $154,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,578 | $154,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,000 | $152,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 1,434 | $151,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 81,000 | $150,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 1,900 | $147,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,800 | $147,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,430 | $146,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 150,000 | $146,000 | thousands by filing date | principal |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 25,534 | $144,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,200 | $143,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 153,000 | $143,000 | thousands by filing date | principal |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 16,799 | $142,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 9,000 | $141,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 12,900 | $139,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 14,700 | $138,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,645 | $137,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 12,905 | $136,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 27,830 | $136,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 135,000 | $136,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 13,500 | $135,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,500 | $135,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,500 | $134,000 | thousands by filing date | call |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 12,341 | $134,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,594 | $133,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,400 | $132,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 494 | $131,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 626 | $131,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 352 | $129,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,496 | $129,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,600 | $128,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 1,200 | $127,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 2,324 | $127,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,900 | $125,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,190 | $125,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 4,409 | $125,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,121 | $123,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,676 | $122,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 35,792 | $122,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 826 | $121,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 25,000 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,159 | $118,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 10,000 | $118,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,277 | $117,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,900 | $117,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 1,891 | $116,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 15,000 | $116,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000740 | this filing | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-000755 | base | 2017-02-14 | acceptance time not in the bulk data set |