13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 2,192 holding rows worth $17,871,734,000.
- Accession
- 0001085146-17-000740
- Filer
- CIK 1084580
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 2,192 entries on the cover page, a total value of $17,871,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,871,734,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 155,000 | $6,050,000 | thousands by filing date | call |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 304,700 | $6,033,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 81,400 | $6,029,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 125,900 | $6,022,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 83,039 | $6,009,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 15,777 | $6,004,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 252,300 | $6,000,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 220,500 | $5,998,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 60,500 | $5,930,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 81,523 | $5,928,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 181,259 | $5,853,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 666,758 | $5,821,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 73,584 | $5,817,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35,200 | $5,737,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 30,600 | $5,698,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 121,094 | $5,689,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 65,200 | $5,688,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 52,699 | $5,667,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 6,137,000 | $5,642,000 | thousands by filing date | principal |
| KENNAMETAL INC | 489170100 | COM | 180,000 | $5,627,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 39,600 | $5,623,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 112,600 | $5,578,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 64,836 | $5,562,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 154,700 | $5,558,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 100,200 | $5,548,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 71,148 | $5,535,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 61,205 | $5,523,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 72,144 | $5,518,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 46,009 | $5,496,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 123,034 | $5,493,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 34,300 | $5,492,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 78,900 | $5,491,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 77,345 | $5,483,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 38,030 | $5,469,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 45,600 | $5,463,000 | thousands by filing date | call |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 5,084,000 | $5,454,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 5,864,000 | $5,439,000 | thousands by filing date | principal |
| NETAPP INC COM | 64110D104 | Stock | 153,981 | $5,431,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 52,263 | $5,406,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 126,668 | $5,405,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 135,000 | $5,395,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 58,900 | $5,389,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 82,300 | $5,375,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 71,023 | $5,372,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 55,102 | $5,362,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 636,800 | $5,362,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 41,831 | $5,357,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 92,100 | $5,317,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 94,600 | $5,301,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 32,000 | $5,298,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 106,558 | $5,277,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 80,143 | $5,277,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 75,776 | $5,260,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 318,992 | $5,260,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 99,500 | $5,226,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 35,700 | $5,220,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 6,831,000 | $5,212,000 | thousands by filing date | principal |
| CMS ENERGY CORP COM | 125896100 | Stock | 124,830 | $5,195,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 417,300 | $5,183,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 871,700 | $5,160,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 66,644 | $5,158,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 125,600 | $5,157,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 166,500 | $5,112,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 49,600 | $5,111,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 114,252 | $5,066,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 40,900 | $5,063,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 597,200 | $5,022,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 85,769 | $4,969,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 342,441 | $4,965,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 69,794 | $4,944,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 70,842 | $4,938,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 115,848 | $4,925,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 33,600 | $4,913,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 103,700 | $4,910,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 143,286 | $4,882,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 75,100 | $4,881,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 62,249 | $4,832,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 41,700 | $4,831,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 40,711 | $4,772,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 189,263 | $4,762,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 199,117 | $4,757,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 55,000 | $4,753,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 98,000 | $4,739,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 96,147 | $4,729,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 40,345 | $4,728,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 185,200 | $4,678,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 23,644 | $4,670,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 68,800 | $4,652,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 499,950 | $4,650,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 55,200 | $4,641,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 39,280 | $4,628,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 3,735,000 | $4,622,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 132,500 | $4,616,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 89,781 | $4,612,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 77,878 | $4,610,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 3,953,000 | $4,606,000 | thousands by filing date | principal |
| GRUBHUB INC | 400110102 | COM | 122,300 | $4,601,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 512,195 | $4,584,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 90,100 | $4,580,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 79,059 | $4,564,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 19,600 | $4,559,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 76,500 | $4,525,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 29,394 | $4,506,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 3,527,000 | $4,505,000 | thousands by filing date | principal |
| SEALED AIR CORP NEW | 81211K100 | COM | 99,157 | $4,496,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 48,915 | $4,495,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 40,845 | $4,464,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 117,286 | $4,464,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 58,799 | $4,454,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 51,500 | $4,450,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 95,292 | $4,449,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 128,734 | $4,439,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 147,131 | $4,432,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 60,500 | $4,409,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 121,946 | $4,403,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 38,500 | $4,394,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 129,500 | $4,384,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 71,000 | $4,381,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 64,800 | $4,380,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 60,700 | $4,370,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 70,700 | $4,367,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 95,700 | $4,360,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 329,980 | $4,352,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 63,700 | $4,352,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,239,000 | $4,351,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 92,600 | $4,350,000 | thousands by filing date | put |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 4,854,000 | $4,344,000 | thousands by filing date | principal |
| CVR ENERGY, INC. | 12662P108 | COM | 170,000 | $4,316,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 45,673 | $4,306,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 72,312 | $4,304,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 184,000 | $4,298,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 77,562 | $4,295,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 695,600 | $4,285,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 45,900 | $4,258,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 111,800 | $4,252,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 95,700 | $4,242,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 497,100 | $4,235,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 184,500 | $4,232,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 109,400 | $4,206,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 40,550 | $4,178,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 56,531 | $4,158,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 46,301 | $4,157,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 35,900 | $4,155,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,000 | $4,145,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 40,200 | $4,142,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 344,300 | $4,138,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 225,000 | $4,136,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 80,700 | $4,102,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 160,300 | $4,096,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 186,000 | $4,077,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 43,100 | $4,063,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 43,100 | $4,063,000 | thousands by filing date | call |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 3,850,000 | $4,050,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 180,400 | $4,045,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 336,021 | $4,032,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 61,891 | $4,021,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 248,400 | $4,019,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 100,000 | $4,016,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 37,705 | $4,011,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 112,204 | $3,983,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 51,218 | $3,981,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 179,662 | $3,978,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 133,300 | $3,958,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 29,450 | $3,958,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 79,400 | $3,946,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 550,900 | $3,944,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 110,091 | $3,939,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 51,494 | $3,917,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 79,500 | $3,911,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 54,900 | $3,911,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 55,900 | $3,898,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 116,500 | $3,885,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 16,800 | $3,878,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 102,600 | $3,875,000 | thousands by filing date | call |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 27,190 | $3,864,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 61,420 | $3,840,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 612,800 | $3,793,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 63,600 | $3,785,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 45,600 | $3,774,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,000 | $3,773,000 | thousands by filing date | put |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 4,000,000 | $3,757,000 | thousands by filing date | principal |
| FINISAR CORP | 31787A507 | COM NEW | 123,942 | $3,752,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 20,100 | $3,743,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 106,887 | $3,743,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 102,725 | $3,726,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 66,356 | $3,719,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 24,280 | $3,698,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,434,000 | $3,698,000 | thousands by filing date | principal |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 6,913,000 | $3,698,000 | thousands by filing date | principal |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 3,164,000 | $3,696,000 | thousands by filing date | principal |
| KEYCORP COM | 493267108 | Stock | 202,000 | $3,691,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 27,073 | $3,679,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 57,900 | $3,665,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 63,836 | $3,639,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 4,076,000 | $3,636,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 49,015 | $3,628,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 52,800 | $3,615,000 | thousands by filing date | put |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 3,459,000 | $3,605,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 141,100 | $3,599,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 44,132 | $3,592,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 99,000 | $3,575,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 58,730 | $3,569,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 80,900 | $3,554,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 310,407 | $3,551,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 492,800 | $3,528,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 98,100 | $3,525,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 72,652 | $3,513,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 97,737 | $3,512,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 15,074 | $3,505,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 702,100 | $3,503,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 21,400 | $3,488,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 22,984 | $3,487,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 220,000 | $3,478,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 108,000 | $3,466,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 319,149 | $3,453,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 41,100 | $3,450,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 13,800 | $3,449,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 44,374 | $3,436,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 77,724 | $3,435,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 115,000 | $3,418,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 164,462 | $3,406,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 120,000 | $3,404,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 63,580 | $3,399,000 | thousands by filing date | |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 3,500,000 | $3,395,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,255,000 | $3,378,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 109,200 | $3,371,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8,923 | $3,367,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 48,496 | $3,349,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,211 | $3,337,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 175,214 | $3,329,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 75,000 | $3,305,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 202,098 | $3,294,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 19,862 | $3,288,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 67,500 | $3,266,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 120,700 | $3,264,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 49,700 | $3,260,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 66,200 | $3,256,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 45,000 | $3,244,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 50,318 | $3,240,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 38,463 | $3,234,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 100,000 | $3,231,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 20,205 | $3,217,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 25,000 | $3,201,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 32,900 | $3,194,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,100,000 | $3,181,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 46,426 | $3,178,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 96,300 | $3,164,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 75,000 | $3,161,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 165,300 | $3,154,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 197,400 | $3,154,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 77,100 | $3,149,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 85,289 | $3,145,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 47,200 | $3,139,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 31,110 | $3,131,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 55,841 | $3,113,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 41,411 | $3,109,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 34,394 | $3,106,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 143,100 | $3,095,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 17,413 | $3,094,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 254,656 | $3,089,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 103,900 | $3,081,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 85,300 | $3,080,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 3,894 | $3,075,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 17,300 | $3,074,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 260,200 | $3,055,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 72,046 | $3,044,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,184,176 | $3,043,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 20,964 | $3,034,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 37,286 | $3,027,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 60,900 | $3,027,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 236,473 | $3,017,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 122,200 | $3,011,000 | thousands by filing date | call |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 2,127,000 | $2,994,000 | thousands by filing date | principal |
| PENTAIR PLC SHS | G7S00T104 | Stock | 53,286 | $2,988,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 2,075,000 | $2,984,000 | thousands by filing date | principal |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 89,700 | $2,969,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 84,987 | $2,958,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 170,700 | $2,955,000 | thousands by filing date | call |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 23,400 | $2,944,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,312,000 | $2,940,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,139,000 | $2,932,000 | thousands by filing date | principal |
| AMETEK INC COM | 031100100 | Stock | 60,107 | $2,921,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 234,700 | $2,915,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 42,139 | $2,899,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 39,325 | $2,886,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 112,500 | $2,881,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 249,900 | $2,869,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 48,847 | $2,865,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,471,000 | $2,863,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 11,451 | $2,862,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 156,329 | $2,856,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 34,594 | $2,826,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 75,000 | $2,826,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 18,400 | $2,821,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 26,524 | $2,819,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 74,200 | $2,803,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 160,775 | $2,799,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 244,500 | $2,795,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 32,500 | $2,788,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 37,828 | $2,787,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 231,568 | $2,783,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 89,755 | $2,780,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 38,409 | $2,765,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 37,300 | $2,763,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 12,767 | $2,763,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 44,100 | $2,747,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 2,652,000 | $2,741,000 | thousands by filing date | principal |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,300 | $2,727,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 57,537 | $2,726,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 26,533 | $2,719,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 23,705 | $2,717,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 265,800 | $2,714,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 89,366 | $2,711,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 141,800 | $2,698,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 141,800 | $2,698,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 34,121 | $2,688,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 11,576 | $2,672,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,362,000 | $2,654,000 | thousands by filing date | principal |
| INTERSIL CORP | 46069S109 | CL A | 118,807 | $2,649,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 47,858 | $2,637,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 21,708 | $2,634,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 42,500 | $2,626,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 85,332 | $2,625,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 22,661 | $2,619,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 37,700 | $2,614,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 4,260,000 | $2,610,000 | thousands by filing date | principal |
| URBAN OUTFITTERS INC | 917047102 | COM | 90,710 | $2,583,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 190,822 | $2,580,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 255,000 | $2,578,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 128,400 | $2,572,000 | thousands by filing date | call |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,351,000 | $2,566,000 | thousands by filing date | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 27,465 | $2,563,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 78,200 | $2,562,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 12,809 | $2,558,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 13,731 | $2,557,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 26,500 | $2,556,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 47,654 | $2,551,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 21,401 | $2,550,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 12,383 | $2,540,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 30,000 | $2,534,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 80,049 | $2,530,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,818,000 | $2,530,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 13,680 | $2,520,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 77,000 | $2,517,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 35,574 | $2,517,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 700,636 | $2,515,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,230,000 | $2,514,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 21,418 | $2,509,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 29,000 | $2,509,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,100 | $2,506,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 100,000 | $2,505,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 131,480 | $2,502,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 25,814 | $2,492,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 42,714 | $2,488,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 82,300 | $2,476,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 27,400 | $2,473,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 36,825 | $2,465,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,383,000 | $2,464,000 | thousands by filing date | principal |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 34,300 | $2,448,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 48,000 | $2,447,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 14,400 | $2,435,000 | thousands by filing date | call |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 61,183 | $2,427,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 75,137 | $2,425,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 35,829 | $2,422,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,935,000 | $2,417,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989104 | SHS | 34,813 | $2,412,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 45,320 | $2,390,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 56,000 | $2,390,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 52,198 | $2,383,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 32,700 | $2,383,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 152,500 | $2,381,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 32,100 | $2,378,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,060,000 | $2,367,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,265,000 | $2,363,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 51,700 | $2,355,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 31,613 | $2,353,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 30,500 | $2,350,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 126,163 | $2,339,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 49,600 | $2,330,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 33,000 | $2,317,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 56,090 | $2,310,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 50,922 | $2,301,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,900 | $2,298,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 26,300 | $2,297,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 2,203,000 | $2,296,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 135,000 | $2,282,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 158,700 | $2,281,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 17,248 | $2,279,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 19,652 | $2,275,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 45,208 | $2,267,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 2,209,000 | $2,265,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 2,015,000 | $2,263,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 12,600 | $2,250,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 67,318 | $2,244,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 40,000 | $2,243,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 40,000 | $2,242,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 27,300 | $2,240,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 27,300 | $2,240,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 47,219 | $2,236,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 87,200 | $2,234,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 507,224 | $2,232,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 106,600 | $2,228,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 92,500 | $2,227,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 105,000 | $2,226,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 43,500 | $2,222,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 45,000 | $2,222,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,021,000 | $2,216,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 2,235,000 | $2,216,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 61,700 | $2,195,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 16,086 | $2,191,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 57,837 | $2,191,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 186,100 | $2,185,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 17,621 | $2,181,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 285,212 | $2,173,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 60,900 | $2,167,000 | thousands by filing date | put |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 2,261,000 | $2,162,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 59,500 | $2,158,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 27,800 | $2,153,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 62,577 | $2,150,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 171,800 | $2,148,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,949,000 | $2,137,000 | thousands by filing date | principal |
| CA INC COM | 12673P105 | COM | 67,202 | $2,135,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 47,354 | $2,127,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 49,296 | $2,119,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 11,600 | $2,114,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 47,600 | $2,111,000 | thousands by filing date | call |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 1,931,000 | $2,111,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 27,907 | $2,094,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 7,512 | $2,091,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 60,034 | $2,072,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 81,270 | $2,064,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 70,250 | $2,063,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 74,000 | $2,063,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 32,192 | $2,057,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 1,960,000 | $2,056,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 28,400 | $2,055,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,012,000 | $2,051,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,556 | $2,049,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 75,669 | $2,041,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 100,000 | $2,041,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 46,500 | $2,040,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 93,013 | $2,039,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 188,200 | $2,036,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 15,105 | $2,030,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 68,327 | $2,029,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 50,921 | $2,022,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 49,000 | $2,018,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 106,000 | $2,016,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 42,500 | $2,014,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 30,000 | $2,014,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 18,042 | $2,012,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 49,300 | $2,007,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 21,500 | $1,989,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 26,023 | $1,987,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 133,501 | $1,981,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 22,718 | $1,971,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 135,000 | $1,967,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,700 | $1,961,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 54,700 | $1,959,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 168,430 | $1,957,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 48,200 | $1,942,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 236,406 | $1,934,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 20,403 | $1,933,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 89,553 | $1,931,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 50,600 | $1,930,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 29,964 | $1,922,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 28,000 | $1,922,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 25,943 | $1,914,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,471 | $1,907,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 29,689 | $1,900,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 54,438 | $1,897,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 50,000 | $1,885,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 36,786 | $1,881,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 153,370 | $1,880,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 26,916 | $1,877,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 375,100 | $1,872,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 68,156 | $1,863,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 18,100 | $1,860,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 18,400 | $1,860,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 58,602 | $1,845,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 2,568,000 | $1,845,000 | thousands by filing date | principal |
| NVR INC COM | 62944T105 | Stock | 1,105 | $1,844,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 9,200 | $1,837,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 543,902 | $1,829,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 10,400 | $1,819,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 103,600 | $1,818,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 45,900 | $1,812,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 21,277 | $1,803,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10,390 | $1,794,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,785,000 | $1,793,000 | thousands by filing date | principal |
| GAP INC COM | 364760108 | Stock | 79,351 | $1,781,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 19,534 | $1,778,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 20,000 | $1,776,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 20,600 | $1,767,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 50,761 | $1,766,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 31,301 | $1,751,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 24,813 | $1,751,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20,058 | $1,750,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 102,694 | $1,748,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 45,389 | $1,732,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000740 | this filing | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-000755 | base | 2017-02-14 | acceptance time not in the bulk data set |