13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 3,074 holding rows worth $91,336,659,000.
- Accession
- 0001085146-17-000565
- Filer
- CIK 884546
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 3,074 entries on the cover page, a total value of $91,336,659,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,336,659,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBank of New York Mellon Corp028-12592
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMELLON CAPITAL MANAGEMENT CORP028-02900
- reports for this filerMondrian Investment Partners LTD028-11450
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNI-PIXEL INC | 904572203 | COM | 161,500 | $159,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 11,700 | $157,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 21,300 | $156,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 35,847 | $156,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 12,900 | $156,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 56,900 | $154,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 44,800 | $149,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 34,600 | $149,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 57,300 | $149,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,200 | $149,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 14,800 | $148,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 31,056 | $146,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 36,754 | $144,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 14,400 | $143,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,200 | $142,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 44,572 | $142,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 10,000 | $140,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 61,781 | $140,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 15,000 | $137,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,600 | $137,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 16,807 | $133,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 18,500 | $131,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 48,200 | $128,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 14,000 | $126,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 28,500 | $126,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 21,500 | $126,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,200 | $124,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 56,765 | $123,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 30,100 | $121,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,700 | $120,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 19,600 | $120,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 41,200 | $120,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 10,100 | $117,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 21,600 | $114,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 57,200 | $111,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 22,200 | $109,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,000 | $107,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 10,100 | $106,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 19,700 | $105,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,160 | $101,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 38,455 | $99,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 18,500 | $99,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 26,100 | $97,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 35,000 | $93,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 67,500 | $92,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 46,657 | $92,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 118,100 | $91,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 18,000 | $90,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 16,243 | $90,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,980 | $89,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 56,701 | $87,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 18,048 | $86,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 24,100 | $84,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 28,209 | $82,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 13,462 | $77,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 35,347 | $75,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 30,050 | $74,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 15,800 | $74,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,100 | $73,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,398 | $72,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,000 | $65,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 17,500 | $65,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 70,600 | $64,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,300 | $59,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 84,000 | $59,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 13,100 | $57,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 126,000 | $47,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,335 | $39,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 51,939 | $34,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 26,016 | $32,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 21,000 | $27,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 13,250 | $26,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,152 | $16,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 15,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-000565 | this filing | 2017-02-13 | acceptance time not in the bulk data set |