13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,035 holding rows worth $85,064,564,000.
- Accession
- 0001085146-16-004851
- Filer
- CIK 884546
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 3,035 entries on the cover page, a total value of $85,064,564,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,064,564,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBank of New York Mellon Corp028-12592
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMELLON CAPITAL MANAGEMENT CORP028-02900
- reports for this filerMondrian Investment Partners LTD028-11450
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIPOCINE INC NEW | 53630X104 | CMN | 26,100 | $117,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 10,000 | $116,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 28,209 | $116,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 44,425 | $114,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 12,900 | $114,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 22,200 | $111,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 67,500 | $106,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 36,754 | $105,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 13,100 | $105,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,980 | $103,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,000 | $102,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 18,000 | $98,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 10,100 | $95,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 23,697 | $94,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 84,000 | $94,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 13,462 | $94,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 265,000 | $93,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 17,500 | $84,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,244 | $83,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,160 | $78,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 126,000 | $75,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 15,125 | $65,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,300 | $53,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 70,600 | $53,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,000 | $52,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 26,016 | $50,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 25,700 | $43,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,119 | $39,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 22,428 | $38,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 21,000 | $38,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 24,900 | $29,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,335 | $28,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 15,000 | $23,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 27,600 | $21,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 18,600 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004851 | this filing | 2016-11-14 | acceptance time not in the bulk data set |