13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-28, with 1,491 holding rows worth $372,518,000.
- Accession
- 0001085146-16-004586
- Filer
- CIK 1416692
- Filed
- 2016-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 1,876 entries on the cover page, a total value of $372,518,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $372,518,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 433 | $10,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 113 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 300 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 250 | $10,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 347 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 300 | $10,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 519 | $10,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 600 | $10,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 808 | $10,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 134 | $10,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 170 | $10,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 663 | $10,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $10,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,300 | $10,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,000 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 404 | $10,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 170 | $10,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 370 | $9,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 179 | $9,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 84 | $9,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 90 | $9,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 168 | $9,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 339 | $9,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 524 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 200 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 100 | $9,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 850 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 84 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $9,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 200 | $9,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 3,000 | $9,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047901 | CL A | 1,000 | $9,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,100 | $9,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 150 | $9,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 300 | $9,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,000 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 111 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 475 | $9,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,000 | $9,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 171 | $8,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 41 | $8,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 300 | $8,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 119 | $8,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 155 | $8,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 56 | $8,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 220 | $8,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 417 | $8,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 211 | $8,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 300 | $8,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,000 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $8,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 530 | $8,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 3,150 | $8,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 164 | $8,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,000 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 150 | $8,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 309 | $8,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 298 | $7,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 150 | $7,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 60 | $7,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $7,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 500 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $7,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 250 | $7,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,000 | $7,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,000 | $7,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 650 | $7,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 200 | $7,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $7,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 105 | $7,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 741 | $7,000 | thousands by filing date | principal |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 509 | $7,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 213 | $7,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 400 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| VISA INC | 92826C909 | CALL | 1,000 | $7,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 264 | $7,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 259 | $7,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,150 | $7,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $7,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 500 | $7,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 500 | $7,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,000 | $7,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 265 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 200 | $7,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 398 | $7,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 175 | $6,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 61 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 116 | $6,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,142 | $6,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,000 | $6,000 | thousands by filing date | principal |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $6,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 281 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 200 | $6,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 200 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 400 | $6,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 207 | $6,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 90 | $6,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 232 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 500 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 134 | $6,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,000 | $6,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 93 | $6,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 161 | $6,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,750 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 189 | $6,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 200 | $6,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 90 | $6,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 1,200 | $6,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 200 | $6,000 | thousands by filing date | |
| HASBRO INC | 418056907 | COM | 1,000 | $6,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 1,200 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,625 | $6,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,400 | $6,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 10,000 | $6,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 300 | $6,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,116 | $6,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 220 | $6,000 | thousands by filing date | principal |
| VOLTARI CORP NEW | 92870X309 | COM | 2,170 | $6,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 394 | $6,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 3,485 | $6,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $6,000 | thousands by filing date | |
| WEATHERFORD INTL PLC | G48833900 | CALL | 3,000 | $6,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7 | $5,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 100 | $5,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 50 | $5,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 121 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $5,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 100 | $5,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 160 | $5,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $5,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 137 | $5,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 59 | $5,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 298 | $5,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 180 | $5,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 500 | $5,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 174 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 200 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 100 | $5,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 907 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 200 | $5,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 327 | $5,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 475 | $5,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250 | $5,000 | thousands by filing date | |
| TESLA INC | 88160R901 | CALL | 400 | $5,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 8,150 | $5,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 200 | $5,000 | thousands by filing date | principal |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 35 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 950 | $5,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 100 | $5,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 4,900 | $5,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 108 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 316 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,000 | $5,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 43 | $5,000 | thousands by filing date | principal |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 800 | $5,000 | thousands by filing date | |
| BHP BILLITON PLC-ADR | 05545E909 | COM | 1,500 | $5,000 | thousands by filing date | call |
| SIGNATURE BK NEW YORK N Y | 82669G904 | CALL | 600 | $5,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 200 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,500 | $5,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,600 | $5,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 350 | $5,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 36 | $4,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 96 | $4,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 80 | $4,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 110 | $4,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 50 | $4,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 300 | $4,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 310 | $4,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 49 | $4,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 500 | $4,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 117 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 66 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 122 | $4,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 57 | $4,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 33 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 28 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 40 | $4,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 275 | $4,000 | thousands by filing date | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $4,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 70 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 235 | $4,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 400 | $4,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 20 | $4,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,000 | $4,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 154 | $4,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 66 | $4,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 45 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 167 | $4,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 250 | $4,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 200 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 266 | $4,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 35 | $4,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 89 | $4,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 1,000 | $4,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 200 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $4,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 900 | $4,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 134 | $4,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 6,000 | $4,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 500 | $4,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 426 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 250 | $4,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 200 | $4,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 78 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 895 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,500 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T907 | COM | 700 | $4,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849906 | COM | 9,000 | $4,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 1,000 | $4,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 342 | $4,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 500 | $4,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 850 | $4,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D838 | ETRACS MNT ETN | 200 | $4,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 59 | $3,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 52 | $3,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 100 | $3,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 18 | $3,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 98 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 67 | $3,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 67 | $3,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 32 | $3,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 210 | $3,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 200 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 200 | $3,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 55 | $3,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 200 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 80 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 53 | $3,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 100 | $3,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 51 | $3,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 47 | $3,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 200 | $3,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 55 | $3,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $3,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 292 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 37 | $3,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 23 | $3,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 500 | $3,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 65 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,010 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 101 | $3,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 250 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 82 | $3,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 19 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 99 | $3,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 216 | $3,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 200 | $3,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 50 | $3,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 25 | $3,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 47 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 153 | $3,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 150 | $3,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 59 | $3,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 57 | $3,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $3,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 300 | $3,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 500 | $3,000 | thousands by filing date | call |
| HERSHEY CO | 427866908 | CALL | 200 | $3,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC | 98956P902 | COM | 800 | $3,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 93 | $3,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 346 | $3,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,096 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 72 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 134 | $3,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 52 | $3,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,000 | $3,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 250 | $3,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 74 | $3,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 500 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 175 | $3,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 350 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,166 | $3,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 200 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 71 | $3,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 200 | $3,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J908 | COM | 300 | $3,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 200 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 92 | $2,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 25 | $2,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 22 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 700 | $2,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 119 | $2,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 28 | $2,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 44 | $2,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 27 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 565 | $2,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 115 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 18 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 24 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 21 | $2,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 6 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 188 | $2,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 31 | $2,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 33 | $2,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 91 | $2,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 200 | $2,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 50 | $2,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 34 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 22 | $2,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 70 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 17 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 16 | $2,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 17 | $2,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 34 | $2,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 60 | $2,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 47 | $2,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 151 | $2,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 25 | $2,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 100 | $2,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 54 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 45 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 105 | $2,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 44 | $2,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 39 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 40 | $2,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 77 | $2,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3 | $2,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 47 | $2,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 65 | $2,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100 | $2,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 221 | $2,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 100 | $2,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 200 | $2,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 55 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 78 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 99 | $2,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 100 | $2,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $2,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 20 | $2,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 178 | $2,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 1,000 | $2,000 | thousands by filing date | call |
| VEEVA SYS INC | 922475908 | CALL | 600 | $2,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 100 | $2,000 | thousands by filing date | call |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 200 | $2,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 58 | $2,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 45 | $2,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 87 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 69 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 300 | $2,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 80 | $2,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 43 | $2,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 9 | $2,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 38 | $2,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 122 | $2,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 157 | $2,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 525 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 132 | $2,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 126 | $2,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,250 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,700 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 450 | $2,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 50 | $2,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 100 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 170 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 500 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 200 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 80 | $2,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 500 | $2,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 137 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 5,100 | $2,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 800 | $2,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 1,050 | $2,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 50 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 38 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $1,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 40 | $1,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 18 | $1,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 19 | $1,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 9 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 36 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 52 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 60 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 83 | $1,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 76 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 156 | $1,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 200 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 21 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 200 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 150 | $1,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 15 | $1,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 150 | $1,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 1,000 | $1,000 | thousands by filing date | call |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 200 | $1,000 | thousands by filing date | call |
| AMERICAN EXPRESS CO | 025816909 | CALL | 700 | $1,000 | thousands by filing date | call |
| DELTA AIR LINES INC | 247361902 | CALL | 1,200 | $1,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO | 002896907 | CALL | 4,000 | $1,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377908 | CALL | 2,000 | $1,000 | thousands by filing date | call |
| VODAFONE GROUP PLC | 92857W958 | SPONSORED ADR | 1,200 | $1,000 | thousands by filing date | put |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 33 | $1,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 63 | $1,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 282 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 200 | $1,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 100 | $1,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 250 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 400 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 93 | $1,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 100 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 500 | $1,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 43 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 120 | $1,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111907 | COM | 500 | $1,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503908 | COM | 1,000 | $1,000 | thousands by filing date | call |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 500 | $1,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 150 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 185 | $1,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 350 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 120 | $1,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 50 | $1,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B905 | CALL | 1,000 | $1,000 | thousands by filing date | call |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 80 | $1,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 87 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIT MED SYS INC COM | 589889104 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGEVITY CORP COM | 45688C107 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMAZON COM INC | 023135956 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TARGET CORP | 87612E906 | CALL | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NETFLIX INC. | 64110L906 | CALL | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PFIZER INC | 717081903 | CALL | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALTRIA GROUP INC | 02209S953 | PUT | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISNEY WALT CO | 254687956 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHILLIPS 66 | 718546954 | PUT | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DICKS SPORTING GOODS INC | 253393902 | CALL | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MAIN STR CAP CORP | 56035L954 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ICICI BANK LIMITED | 45104G954 | ADR | 10,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZIMMER BIOMET HOLDINGS INC | 98956P952 | COM | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMBARELLA INC | G037AX901 | SHS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GILEAD SCIENCES INC | 375558903 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEWELL BRANDS INC | 651229956 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENSENSE INC | 46123D205 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REYNOLDS AMERICAN INC | 761713956 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST DATA CORP NEW | 32008D906 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KATE SPADE & CO | 485865909 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H950 | PUT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004586 | this filing | 2016-10-28 | acceptance time not in the bulk data set |