13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-28, with 1,491 holding rows worth $372,518,000.
- Accession
- 0001085146-16-004586
- Filer
- CIK 1416692
- Filed
- 2016-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 1,876 entries on the cover page, a total value of $372,518,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $372,518,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,658 | $64,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 240 | $64,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,002 | $64,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 784 | $64,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,086 | $64,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,126 | $64,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,705 | $64,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,886 | $63,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,057 | $63,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,600 | $63,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,260 | $62,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 290 | $62,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,583 | $62,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 939 | $62,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,500 | $62,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 776 | $61,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 463 | $61,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,848 | $61,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,100 | $61,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,912 | $61,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,435 | $61,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 749 | $60,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,000 | $60,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,113 | $60,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 7,000 | $60,000 | thousands by filing date | |
| PRICELINE.COM INC | 741503903 | COM | 200 | $60,000 | thousands by filing date | call |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,301 | $59,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,063 | $59,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,600 | $59,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 700 | $59,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,098 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,000 | $59,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,392 | $59,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 500 | $58,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,750 | $58,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 900 | $58,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,527 | $58,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 6,650 | $58,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 380 | $57,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,280 | $57,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 369 | $57,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,100 | $57,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,500 | $57,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,150 | $57,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 991 | $57,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,041 | $56,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 940 | $56,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 557 | $56,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,723 | $56,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,000 | $56,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 623 | $56,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,118 | $55,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 895 | $55,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,144 | $55,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 669 | $54,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 538 | $54,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 6,000 | $54,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,733 | $54,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,000 | $54,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,618 | $53,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,000 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,500 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 700 | $52,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 416 | $51,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 518 | $51,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,715 | $51,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 500 | $51,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,000 | $51,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 4,500 | $51,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 441 | $50,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 3,000 | $50,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 446 | $49,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,261 | $49,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 767 | $49,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 300 | $49,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 381 | $49,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,700 | $49,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 998 | $48,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,000 | $48,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,005 | $48,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 2,631 | $48,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,095 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1,320 | $48,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 294 | $47,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 410 | $47,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,000 | $47,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,021 | $47,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 32 | $47,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 8,103 | $47,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 1,375 | $47,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 260 | $46,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,700 | $46,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 836 | $46,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 969 | $46,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,466 | $46,000 | thousands by filing date | principal |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,000 | $46,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 755 | $45,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,500 | $45,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 650 | $45,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,700 | $45,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 529 | $45,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,400 | $45,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,000 | $45,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 2,089 | $45,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,395 | $44,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 428 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,300 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,284 | $44,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,750 | $44,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,200 | $44,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,916 | $44,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,800 | $44,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 450 | $44,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,022 | $44,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,751 | $44,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 552 | $43,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 538 | $43,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,046 | $43,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,100 | $43,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,300 | $43,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,011 | $43,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,015 | $43,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,500 | $43,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,250 | $43,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,950 | $43,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 863 | $43,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 644 | $42,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,500 | $42,000 | thousands by filing date | principal |
| HUBBELL INC COM | 443510607 | Stock | 390 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 552 | $42,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,750 | $42,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 487 | $41,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 420 | $41,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 947 | $41,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 506 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 475 | $41,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,600 | $41,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,000 | $41,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 945 | $40,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 294 | $40,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,400 | $40,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 520 | $40,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,518 | $40,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6,050 | $40,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 300 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 500 | $40,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 500 | $39,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 421 | $39,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 667 | $39,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 421 | $39,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,155 | $38,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 352 | $38,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 988 | $38,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,297 | $38,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 519 | $38,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 620 | $38,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 434 | $38,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,200 | $38,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 378 | $38,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 5,000 | $38,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 300 | $38,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,000 | $38,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 307 | $37,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 48 | $37,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 995 | $37,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,678 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,517 | $37,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 544 | $37,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,200 | $37,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,500 | $37,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 748 | $36,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 544 | $36,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 477 | $36,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 204 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,850 | $36,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 216 | $36,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,060 | $36,000 | thousands by filing date | principal |
| XL GROUP LTD | G98294104 | COM | 1,056 | $36,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,070 | $35,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,081 | $35,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 464 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,100 | $35,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 4,355 | $35,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 6,912 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 833 | $35,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 84 | $34,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,216 | $34,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 622 | $34,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,850 | $34,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,800 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,400 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,000 | $34,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 116 | $33,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 481 | $33,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 936 | $33,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 415 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 297 | $33,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 527 | $33,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 768 | $33,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 761 | $33,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 684 | $33,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,220 | $33,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 800 | $32,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 794 | $32,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 369 | $32,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 250 | $32,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 721 | $32,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 259 | $32,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 541 | $32,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,133 | $32,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,242 | $32,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,200 | $32,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 2,199 | $32,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,158 | $31,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,403 | $31,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 107 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 338 | $31,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 416 | $31,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 598 | $31,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 364 | $31,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4,989 | $31,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 3,700 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 750 | $31,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 235 | $30,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 381 | $30,000 | thousands by filing date | principal |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 200 | $30,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 400 | $30,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $30,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 373 | $30,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 380 | $30,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 376 | $30,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 3,300 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 1,215 | $30,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 366 | $29,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 915 | $29,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 639 | $29,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 142 | $29,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 235 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 550 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,121 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 470 | $29,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 450 | $29,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 850 | $29,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 700 | $29,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,000 | $29,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 1,832 | $29,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,068 | $29,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 300 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,149 | $29,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 65 | $28,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,498 | $28,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 474 | $28,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 450 | $28,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 800 | $28,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,198 | $28,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 692 | $28,000 | thousands by filing date | |
| CEMPRA INC | 15130J909 | COM | 3,000 | $28,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $27,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 707 | $27,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,211 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 425 | $27,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,084 | $27,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 747 | $27,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,200 | $27,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 398 | $26,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 798 | $26,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 273 | $26,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,200 | $26,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 750 | $26,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 857 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 800 | $26,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 4,700 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,000 | $26,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 511 | $26,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,000 | $26,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 683 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 375 | $26,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,700 | $25,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 500 | $25,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 195 | $25,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,000 | $25,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,180 | $25,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,000 | $25,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,086 | $25,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,100 | $25,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $25,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,104 | $25,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,074 | $25,000 | thousands by filing date | |
| ADOBE INC | 00724F901 | CALL | 5,600 | $25,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 2,500 | $25,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 500 | $25,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 891 | $25,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 543 | $25,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 90 | $24,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 348 | $24,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,128 | $24,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 554 | $24,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 967 | $24,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,030 | $24,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 418 | $24,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 465 | $24,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 300 | $24,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 269 | $24,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 232 | $24,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 125 | $24,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M907 | COM | 7,600 | $24,000 | thousands by filing date | call |
| GUGGENHEIM ETF | 78355W866 | cs | 408 | $24,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 923 | $24,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $23,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 521 | $23,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,865 | $23,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,000 | $23,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 300 | $23,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 690 | $23,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,204 | $23,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 125 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 439 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 400 | $22,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,423 | $22,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 500 | $22,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 415 | $22,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,025 | $22,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 142 | $22,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 750 | $22,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,800 | $22,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 266 | $21,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 236 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 801 | $21,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,096 | $21,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,500 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 573 | $21,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,215 | $21,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 412 | $21,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 720 | $21,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 284 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 609 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 502 | $21,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,000 | $21,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 73 | $20,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 171 | $20,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $20,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 249 | $20,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,492 | $20,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,200 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 543 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 485 | $20,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,012 | $20,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,500 | $20,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,309 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 424 | $20,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,656 | $20,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 324 | $19,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 538 | $19,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 300 | $19,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 400 | $19,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 400 | $19,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,888 | $19,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,500 | $19,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,030 | $19,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 170 | $19,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 500 | $19,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,757 | $18,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 816 | $18,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 275 | $18,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 689 | $18,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 778 | $18,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 650 | $18,000 | thousands by filing date | |
| DIAGEO PLC | 25243Q905 | SPON ADR NEW | 1,500 | $18,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,056 | $18,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 538 | $17,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,557 | $17,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 135 | $17,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 727 | $17,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 208 | $17,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 348 | $17,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $17,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 305 | $17,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 797 | $17,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,468 | $17,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S903 | CALL | 400 | $17,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO | 60871R909 | CL B | 1,000 | $17,000 | thousands by filing date | call |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,127 | $17,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,117 | $17,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 350 | $17,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $17,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 558 | $17,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 145 | $16,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 998 | $16,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 300 | $16,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 307 | $16,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 164 | $16,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 72 | $16,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,090 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 288 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 633 | $16,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 583 | $16,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 92 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,000 | $16,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,087 | $16,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 780 | $16,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 982 | $16,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849904 | COM | 1,000 | $16,000 | thousands by filing date | call |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 500 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 900 | $16,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,200 | $15,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 600 | $15,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 287 | $15,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $15,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 322 | $15,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $15,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 449 | $15,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,000 | $15,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $15,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 380 | $15,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,162 | $15,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,000 | $15,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 695 | $15,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 946 | $15,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 450 | $15,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 255 | $14,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 427 | $14,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 488 | $14,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 550 | $14,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,000 | $14,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 725 | $14,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 500 | $14,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 609 | $14,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 700 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 465 | $14,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,200 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $14,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 416 | $14,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 8,400 | $14,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,300 | $14,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 900 | $14,000 | thousands by filing date | principal |
| MGC | 921910873 | COM | 170 | $13,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 300 | $13,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 30 | $13,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 350 | $13,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 237 | $13,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 344 | $13,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 380 | $13,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $13,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 337 | $13,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 109 | $13,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 4,000 | $13,000 | thousands by filing date | call |
| WEIBO CORP | 948596901 | SPONSORED ADR | 2,000 | $13,000 | thousands by filing date | call |
| TOLL BROTHERS INC | 889478903 | COM | 2,000 | $13,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,454 | $13,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 3,000 | $13,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 400 | $13,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 100 | $13,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 93 | $12,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $12,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $12,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 213 | $12,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 750 | $12,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 650 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 125 | $12,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 350 | $12,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 148 | $12,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 5,600 | $12,000 | thousands by filing date | put |
| TWILIO INC | 90138F902 | CALL | 1,000 | $12,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,500 | $12,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 710 | $12,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,550 | $12,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,200 | $12,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 4,525 | $12,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 850 | $12,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 85 | $11,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 124 | $11,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,000 | $11,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 167 | $11,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 200 | $11,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 182 | $11,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 151 | $11,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 223 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 600 | $11,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 621 | $11,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 723 | $11,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 866 | $11,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 296 | $11,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 440 | $11,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 800 | $11,000 | thousands by filing date | call |
| DISNEY WALT CO | 254687906 | COM | 5,000 | $11,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 310 | $11,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 26 | $11,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 207 | $11,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 235 | $11,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 236 | $11,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 209 | $11,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $10,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 200 | $10,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 85 | $10,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 108 | $10,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 417 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 340 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004586 | this filing | 2016-10-28 | acceptance time not in the bulk data set |