13F-HR filed by HAVENS ADVISORS LLC
HAVENS ADVISORS LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-13, with 33 holding rows worth $128,372,000.
- Accession
- 0001085146-16-004489
- Filer
- CIK 1280200
- Filed
- 2016-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 33 entries on the cover page, a total value of $128,372,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $128,372,000 with VALUE read as thousands by filing date, 13F file number 028-10727. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 136,000 | $11,914,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 147,400 | $11,757,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,510,000 | $11,612,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 60,000 | $11,467,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 183,715 | $9,831,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 70,000 | $7,425,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 132,000 | $7,185,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 65,000 | $6,643,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 87,000 | $4,044,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 340,000 | $3,873,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 175,000 | $3,838,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 116,261 | $3,626,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 160,301 | $3,570,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 120,260 | $3,336,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 236,923 | $3,312,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 55,100 | $2,202,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 103,760 | $2,171,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 11,000 | $1,946,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 47,500 | $1,911,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 59,750 | $1,893,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,276 | $1,881,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 105,000 | $1,776,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 17,000 | $1,623,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 45,000 | $1,605,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 25,328 | $1,521,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 32,520 | $1,402,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 50,477 | $1,331,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 51,600 | $1,291,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 110,000 | $987,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 6,207 | $687,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 8,538 | $411,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,070 | $182,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 3,000 | $119,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004489 | this filing | 2016-10-13 | acceptance time not in the bulk data set |