13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 3,104 holding rows worth $79,950,603,000.
- Accession
- 0001085146-16-004341
- Filer
- CIK 884546
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 3,104 entries on the cover page, a total value of $79,950,603,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,950,603,000 with VALUE read as thousands by filing date, 13F file number 028-03128. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerBMO FINANCIAL CORP 028-04529
- reports for this filerBOSTON CO INSTITUTIONAL INVESTORS INC
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMELLON CAPITAL MANAGEMENT CORP028-02900
- reports for this filerMondrian Investment Partners LTD028-11450
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY TAX INC | 53128T102 | CL A | 11,700 | $156,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,600 | $155,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 57,300 | $155,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 19,900 | $155,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 48,200 | $154,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 56,900 | $154,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 25,086 | $154,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 16,049 | $154,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 21,300 | $152,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 14,500 | $149,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 14,033 | $148,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 19,100 | $148,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 40,984 | $147,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 73,600 | $145,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 32,000 | $144,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,000 | $143,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 19,600 | $143,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 28,500 | $143,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 17,469 | $141,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 10,000 | $141,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 20,443 | $138,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,300 | $137,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,200 | $137,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 22,200 | $137,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 90,900 | $136,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 25,200 | $135,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,700 | $134,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 27,617 | $133,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 74,100 | $133,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 16,243 | $133,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 15,000 | $132,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 41,200 | $132,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 13,500 | $130,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 15,800 | $130,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 18,500 | $127,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,000 | $126,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 61,885 | $125,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 265,000 | $124,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 10,000 | $122,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 84,000 | $121,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 23,200 | $117,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 87,100 | $116,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 36,533 | $115,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 44,425 | $114,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 40,575 | $114,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 24,100 | $114,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 33,188 | $112,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 36,754 | $111,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,000 | $111,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 40,100 | $104,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 12,900 | $104,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 13,462 | $103,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 13,764 | $102,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,100 | $100,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 18,048 | $99,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 195,504 | $99,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 62,878 | $99,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 10,100 | $98,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 43,191 | $97,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 18,570 | $92,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 79,842 | $92,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 70,600 | $92,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 28,209 | $90,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 835 | $89,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 39,667 | $89,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 48,100 | $86,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 14,400 | $85,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 15,000 | $83,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 18,000 | $82,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 10,100 | $80,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 26,100 | $80,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 252,651 | $79,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 13,100 | $79,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,980 | $70,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,833 | $64,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 22,201 | $58,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,000 | $58,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,300 | $56,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 125,000 | $53,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 69,605 | $46,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 18,600 | $41,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 21,000 | $40,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 26,016 | $37,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 15,125 | $37,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,335 | $34,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,119 | $34,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 13,400 | $30,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 17,200 | $28,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 23,400 | $27,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 27,600 | $27,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 25,700 | $25,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,800 | $17,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 18,400 | $16,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 32,750 | $15,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 15,100 | $15,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,600 | $14,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 10,450 | $13,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 43,900 | $12,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 15,900 | $9,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 15,140 | $8,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 10,200 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 15,700 | $6,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 22,300 | $6,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 11,400 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004341 | this filing | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-004377 | base | 2016-08-18 | acceptance time not in the bulk data set |