13F-HR filed by Concert Wealth Management Inc.
Concert Wealth Management Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-28, with 737 holding rows worth $732,709,000.
- Accession
- 0001085146-16-004071
- Filer
- CIK 1456534
- Filed
- 2016-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,161 entries on the cover page, a total value of $732,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $732,709,000 with VALUE read as thousands by filing date, 13F file number 028-13474. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerAdhesion Wealth Advisor Solutions
- included managerAdvisors Asset Management
- included managerAlliance Global Investors
- included managerColumbia
- included managerEnvestnet
- included managerFrontier Growth
- included managerInvesco Advisers
- included managerLord Abbett
- included managerSitrin
- included managerMerlin Asset Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,623 | $272,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,307 | $271,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 24,716 | $271,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,380 | $270,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,330 | $269,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,875 | $268,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 6,759 | $268,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 30,928 | $267,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 11,071 | $266,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,308 | $265,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,163 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,825 | $262,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 9,158 | $262,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 26,245 | $259,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,883 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,345 | $257,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,298 | $256,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 6,399 | $256,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 8,262 | $256,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 27,644 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,413 | $254,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,277 | $253,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 4,920 | $253,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,213 | $252,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,355 | $251,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,633 | $251,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,311 | $249,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,859 | $247,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 19,302 | $245,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 135 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 4,675 | $243,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,310 | $242,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,761 | $241,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 25,879 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,772 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,689 | $239,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,083 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,334 | $239,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,114 | $238,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,067 | $238,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 11,045 | $238,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,366 | $238,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,375 | $237,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,998 | $236,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,684 | $236,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 17,376 | $235,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,992 | $235,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 39,200 | $235,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,892 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,040 | $233,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,026 | $232,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,418 | $231,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 23,411 | $231,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,555 | $231,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 4,526 | $229,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,692 | $228,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,911 | $226,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 17,287 | $225,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,949 | $224,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,373 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,627 | $224,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 9,081 | $224,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,482 | $223,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 8,689 | $223,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,386 | $221,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,350 | $220,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,351 | $220,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,839 | $220,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 13,915 | $220,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,481 | $219,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,608 | $219,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,043 | $219,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 6,293 | $219,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,740 | $218,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,147 | $217,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 42,578 | $216,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,285 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,595 | $216,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,699 | $216,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,725 | $216,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,521 | $215,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,110 | $215,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 21,158 | $214,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 4,264 | $214,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,210 | $213,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 24,877 | $212,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,317 | $212,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,755 | $211,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 19,952 | $211,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,675 | $211,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,855 | $210,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,850 | $208,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,354 | $206,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 13,098 | $205,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 19,393 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,586 | $204,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,561 | $203,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,969 | $203,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 28,292 | $203,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 8,912 | $203,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,439 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,264 | $196,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 34,780 | $196,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,661 | $184,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,733 | $181,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 10,255 | $181,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,248 | $180,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,322 | $178,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,509 | $177,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,481 | $175,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 21,691 | $173,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 14,838 | $173,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,094 | $172,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 12,299 | $172,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 13,700 | $170,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,177 | $166,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,519 | $166,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,131 | $162,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,515 | $159,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,090 | $157,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 18,977 | $156,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,652 | $155,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 25,900 | $154,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 135,786 | $151,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 14,999 | $150,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,791 | $149,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 11,495 | $146,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 25,593 | $142,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,398 | $140,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 14,691 | $139,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 10,000 | $138,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 15,150 | $134,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,603 | $132,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,641 | $129,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,000 | $124,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 34,047 | $118,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 24,540 | $116,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,277 | $110,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 17,653 | $108,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 60,000 | $107,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 21,675 | $106,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,500 | $103,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 11,954 | $103,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,638 | $102,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 12,745 | $99,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,316 | $98,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,043 | $94,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,594 | $93,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,370 | $90,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,950 | $80,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 11,684 | $78,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,861 | $68,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,847 | $67,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,147 | $66,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,263 | $64,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 13,968 | $64,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,980 | $62,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,000 | $61,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 63,200 | $58,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,806 | $58,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,255 | $56,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 15,924 | $52,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 23,458 | $51,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,000 | $49,000 | thousands by filing date | call |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,470 | $46,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 10,402 | $45,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 45,800 | $43,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,829 | $38,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,171 | $38,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 11,609 | $28,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 12,107 | $17,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,700 | $13,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 3,100 | $12,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 1,300 | $9,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 900 | $3,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 1,400 | $3,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 300 | $3,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $2,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 100 | $1,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 10,000 | $1,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 2,500 | $1,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $1,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 211,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 331,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Visa Inc | 92826C839 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VWO | 922042858 | SHS | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLSTATE CORP COM | 020002101 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOGEN INC COM | 09062X103 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIG LOTS INC | 089302103 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020104 | COM | 2,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-004071 | this filing | 2016-07-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-004095 | base | 2016-08-01 | acceptance time not in the bulk data set |