13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-09, with 1,189 holding rows worth $279,760,000.
- Accession
- 0001085146-16-003627
- Filer
- CIK 1416692
- Filed
- 2016-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 1,189 entries on the cover page, a total value of $279,760,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $279,760,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HALYARD HEALTH INC | 40650V100 | COM | 93 | $3,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 89 | $3,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 87 | $3,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 112 | $3,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $3,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 51 | $3,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 80 | $3,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 250 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 175 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 309 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,700 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 71 | $3,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 342 | $3,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 350 | $3,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 81 | $2,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 92 | $2,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 25 | $2,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 155 | $2,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 52 | $2,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 25 | $2,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 22 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 86 | $2,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 119 | $2,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 98 | $2,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 28 | $2,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 44 | $2,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 67 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 526 | $2,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 27 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 24 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 25 | $2,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52 | $2,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 19 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 18 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 29 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 180 | $2,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 17 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 21 | $2,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 6 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 188 | $2,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 11 | $2,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 22 | $2,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 55 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 200 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 95 | $2,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 58 | $2,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 30 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 175 | $2,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 34 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 22 | $2,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 13 | $2,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 17 | $2,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 34 | $2,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 60 | $2,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 47 | $2,000 | thousands by filing date | principal |
| ALLEGION PLC | G0176J109 | ORD SHS | 25 | $2,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 55 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 45 | $2,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 40 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 105 | $2,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 39 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 26 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 250 | $2,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 29 | $2,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 77 | $2,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3 | $2,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 106 | $2,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 47 | $2,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 19 | $2,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 65 | $2,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 25 | $2,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 50 | $2,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 38 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 47 | $2,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 241 | $2,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X100 | COM | 45 | $2,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 74 | $2,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 48 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 266 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 67 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 78 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 99 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 33 | $2,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 138 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 30 | $2,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 68 | $2,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 2,500 | $2,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 51 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 232 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $2,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 350 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 284 | $2,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 69 | $2,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 33 | $2,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 9 | $2,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 34 | $2,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 38 | $2,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 122 | $2,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 157 | $2,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 50 | $2,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 55 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 126 | $2,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 600 | $2,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,250 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 200 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,500 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 100 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T907 | COM | 700 | $2,000 | thousands by filing date | call |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 800 | $2,000 | thousands by filing date | call |
| AGRIUM INC | 008916908 | COM | 500 | $2,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 100 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 170 | $2,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 625 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 500 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 38 | $1,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 27 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 200 | $1,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 31 | $1,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 200 | $1,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 50 | $1,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 100 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 18 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 44 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 200 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 100 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 20 | $1,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 300 | $1,000 | thousands by filing date | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 46 | $1,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 1,000 | $1,000 | thousands by filing date | call |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 1,000 | $1,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V900 | CALL | 3,000 | $1,000 | thousands by filing date | call |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 2,500 | $1,000 | thousands by filing date | put |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 400 | $1,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 23 | $1,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 200 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 32 | $1,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 27 | $1,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 100 | $1,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 38 | $1,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 18 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 500 | $1,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 106 | $1,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 200 | $1,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 450 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 250 | $1,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823906 | COM | 600 | $1,000 | thousands by filing date | call |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 500 | $1,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 150 | $1,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U908 | Option | 3,500 | $1,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 1,500 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 500 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 200 | $1,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 600 | $1,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X908 | Cmn | 200 | $1,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLE INC | 037833950 | PUT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V950 | PUT | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NETFLIX INC. | 64110L956 | PUT | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STARWOOD PPTY TR INC | 85571B955 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMBARELLA INC | G037AX901 | SHS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABBVIE INC | 00287Y959 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 402 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849956 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REYNOLDS AMERICAN INC | 761713956 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y909 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SKECHERS USA INC-CL A | 830566955 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMPRA INC | 15130J909 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003627 | this filing | 2016-05-09 | acceptance time not in the bulk data set |