13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-09, with 1,189 holding rows worth $279,760,000.
- Accession
- 0001085146-16-003627
- Filer
- CIK 1416692
- Filed
- 2016-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 1,189 entries on the cover page, a total value of $279,760,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $279,760,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EPIZYME INC | 29428V104 | COM | 2,500 | $30,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 2,199 | $30,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 282 | $29,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 400 | $29,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 250 | $29,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 140 | $29,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 480 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 338 | $29,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 614 | $29,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 345 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 750 | $29,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 640 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 300 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 550 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 470 | $28,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 2,000 | $28,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 723 | $28,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 755 | $28,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 1,000 | $28,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,149 | $28,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 244 | $27,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 800 | $27,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,600 | $27,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,163 | $27,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,000 | $27,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 450 | $27,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 745 | $27,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 196 | $26,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 638 | $26,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $26,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 137 | $26,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 200 | $26,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 235 | $26,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 872 | $26,000 | thousands by filing date | principal |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 572 | $26,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,200 | $26,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 6,000 | $26,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $25,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 557 | $25,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 878 | $25,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 600 | $25,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 400 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 292 | $25,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 196 | $25,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 715 | $25,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,000 | $25,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,400 | $25,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 296 | $25,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 600 | $24,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 577 | $24,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 107 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 500 | $24,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,100 | $24,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 500 | $24,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 4,900 | $24,000 | thousands by filing date | call |
| FINANCIAL ENGINES INC | 317485100 | COM | 750 | $24,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 3,000 | $24,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,124 | $23,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 326 | $23,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 810 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,000 | $23,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 466 | $23,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 589 | $23,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 232 | $22,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 290 | $22,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,000 | $22,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 720 | $22,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 465 | $22,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 1,200 | $22,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 602 | $22,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,225 | $22,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,590 | $22,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 90 | $21,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 392 | $21,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $21,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 4,000 | $21,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 500 | $21,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 659 | $21,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 428 | $21,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 200 | $21,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 417 | $21,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 142 | $21,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 206 | $20,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 268 | $20,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 154 | $20,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,500 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 400 | $20,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 270 | $20,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 406 | $20,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN | N51488907 | CALL | 4,700 | $20,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 150 | $19,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 408 | $19,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 385 | $19,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 750 | $19,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 97 | $19,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 595 | $19,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 750 | $19,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 671 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 539 | $19,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 500 | $19,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 290 | $19,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,215 | $19,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 880 | $19,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,000 | $19,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 277 | $18,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 446 | $18,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 211 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 721 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 532 | $18,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 663 | $18,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 290 | $18,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 500 | $18,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 459 | $18,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 200 | $18,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 432 | $18,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 500 | $17,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $17,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 208 | $17,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 971 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 403 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 425 | $17,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,000 | $17,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,100 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 300 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 496 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 365 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 463 | $17,000 | thousands by filing date | |
| TESLA INC | 88160R901 | CALL | 400 | $17,000 | thousands by filing date | call |
| ADOBE INC | 00724F901 | CALL | 3,000 | $17,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 395 | $17,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,063 | $17,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 154 | $17,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 145 | $16,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 554 | $16,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 952 | $16,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 413 | $16,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,918 | $16,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 402 | $16,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,350 | $16,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 282 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 300 | $15,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,182 | $15,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 150 | $15,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 200 | $15,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 250 | $15,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 531 | $15,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 139 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 288 | $15,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 368 | $15,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 332 | $15,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 154 | $15,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 400 | $15,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 420 | $15,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 350 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 100 | $15,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,000 | $14,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 408 | $14,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 503 | $14,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 200 | $14,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,087 | $14,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 454 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 500 | $14,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,001 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 656 | $14,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 311 | $14,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 409 | $14,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 200 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 659 | $14,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 500 | $14,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 300 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 675 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 670 | $14,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 689 | $14,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 923 | $14,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 695 | $14,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 946 | $14,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 600 | $14,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 244 | $13,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,115 | $13,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 150 | $13,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 154 | $13,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 214 | $13,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 322 | $13,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 294 | $13,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 330 | $13,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 300 | $13,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 150 | $13,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 385 | $13,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 280 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 200 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 250 | $13,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $13,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 334 | $13,000 | thousands by filing date | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,500 | $13,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 150 | $13,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 350 | $13,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 500 | $13,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 121 | $12,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 300 | $12,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,425 | $12,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 150 | $12,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 112 | $12,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 30 | $12,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $12,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 427 | $12,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 344 | $12,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 223 | $12,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 228 | $12,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 160 | $12,000 | thousands by filing date | |
| HASBRO INC | 418056907 | COM | 1,000 | $12,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 370 | $12,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,185 | $12,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 719 | $12,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 442 | $12,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 400 | $12,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 600 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 300 | $12,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 141 | $11,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 38 | $11,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 199 | $11,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 129 | $11,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 124 | $11,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $11,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,000 | $11,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 500 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,492 | $11,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 300 | $11,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 500 | $11,000 | thousands by filing date | principal |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 717 | $11,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,000 | $11,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 703 | $11,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 200 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,000 | $11,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 124 | $11,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,000 | $11,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $11,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 300 | $11,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 700 | $11,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 800 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 85 | $10,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 85 | $10,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 212 | $10,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 211 | $10,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 250 | $10,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 246 | $10,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 317 | $10,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 230 | $10,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 790 | $10,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 153 | $10,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 678 | $10,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $10,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 346 | $10,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 175 | $10,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 274 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 250 | $10,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 415 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 50 | $10,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 300 | $10,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 257 | $10,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 200 | $10,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 26 | $10,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 400 | $10,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 254 | $9,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $9,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 78 | $9,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 116 | $9,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 151 | $9,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 111 | $9,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 103 | $9,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,200 | $9,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 275 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $9,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 415 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 84 | $9,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 66 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $9,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 676 | $9,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,468 | $9,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 800 | $9,000 | thousands by filing date | call |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 200 | $9,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 164 | $9,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 4,600 | $9,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $9,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 150 | $9,000 | thousands by filing date | |
| SMITH WESSON HOLDING CORP | 831756901 | COM | 1,500 | $9,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,850 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R247 | HIGH INCOME MLP | 2,200 | $9,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 115 | $8,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $8,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 200 | $8,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 108 | $8,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $8,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 618 | $8,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 127 | $8,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 23 | $8,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 74 | $8,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 244 | $8,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 47 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 199 | $8,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 408 | $8,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $8,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 350 | $8,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 300 | $8,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 515 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 264 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $8,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 164 | $8,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 663 | $8,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 10,000 | $8,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 169 | $8,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 235 | $8,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 400 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 84 | $7,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 66 | $7,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 168 | $7,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 339 | $7,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 34 | $7,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 161 | $7,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 265 | $7,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 232 | $7,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $7,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 93 | $7,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 148 | $7,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $7,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 589 | $7,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 2,000 | $7,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,000 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 90 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 192 | $7,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 530 | $7,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 2,500 | $7,000 | thousands by filing date | call |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 200 | $7,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 185 | $7,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 100 | $7,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 200 | $7,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 71 | $7,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 500 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 150 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 200 | $7,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 400 | $7,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 65 | $6,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 98 | $6,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 179 | $6,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $6,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 300 | $6,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 500 | $6,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 150 | $6,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 55 | $6,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 57 | $6,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 478 | $6,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 400 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 134 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 105 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $6,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 509 | $6,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 50 | $6,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 475 | $6,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 500 | $6,000 | thousands by filing date | |
| VISA INC | 92826C909 | CALL | 1,000 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464288900 | US AER DEF ETF | 1,300 | $6,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 463 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 390 | $6,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 245 | $6,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 280 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 541 | $6,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 400 | $6,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 300 | $6,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 108 | $6,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,166 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 200 | $6,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 102 | $5,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 50 | $5,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 41 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 809 | $5,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 83 | $5,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 121 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $5,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 83 | $5,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 52 | $5,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 155 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 66 | $5,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 100 | $5,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 160 | $5,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 66 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 38 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 460 | $5,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 281 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 161 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 200 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 197 | $5,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 71 | $5,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 400 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $5,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 297 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 200 | $5,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 100 | $5,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 49 | $5,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 70 | $5,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 1,400 | $5,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250 | $5,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S903 | CALL | 200 | $5,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 1,200 | $5,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 414 | $5,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 100 | $5,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 200 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,750 | $5,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 170 | $5,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 200 | $5,000 | thousands by filing date | |
| GRUBHUB INC | 400110902 | CALL | 800 | $5,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7 | $4,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 147 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 36 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 75 | $4,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 50 | $4,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 81 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 66 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 125 | $4,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 29 | $4,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 74 | $4,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 29 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 40 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $4,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 49 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 137 | $4,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 154 | $4,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 187 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 100 | $4,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 45 | $4,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 80 | $4,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $4,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 181 | $4,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 200 | $4,000 | thousands by filing date | |
| HDFC BANK LTD | 40415F901 | SPONSORED ADS | 600 | $4,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS | 75886F957 | COM | 400 | $4,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 200 | $4,000 | thousands by filing date | principal |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $4,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 200 | $4,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 78 | $4,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 8,000 | $4,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 500 | $4,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 220 | $4,000 | thousands by filing date | principal |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 250 | $4,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 285 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 500 | $4,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 125 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 100 | $4,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 59 | $3,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 88 | $3,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 18 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 29 | $3,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 96 | $3,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 161 | $3,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 80 | $3,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 35 | $3,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 200 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 55 | $3,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 29 | $3,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 115 | $3,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 80 | $3,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 47 | $3,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 33 | $3,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 51 | $3,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 47 | $3,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 275 | $3,000 | thousands by filing date | principal |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 45 | $3,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 46 | $3,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 500 | $3,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 292 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 27 | $3,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 325 | $3,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 65 | $3,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,000 | $3,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 29 | $3,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 216 | $3,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 48 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 167 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 150 | $3,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 200 | $3,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 49 | $3,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 57 | $3,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $3,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 3,000 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003627 | this filing | 2016-05-09 | acceptance time not in the bulk data set |